DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Franklin Templeton Fund Adviser, LLC

Asset manager (funds and pooled vehicles)New York, New YorkCRD 140432SEC 801-66785IAPD
Latest filing Sep 3, 2026
First filing on the tape Mar 28, 2012 · 41 filings
SEC status approved since May 23, 2006
RAUM
$167B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$167B as of Dec 9, 2025
Jun 20, 2012$130B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Dec 9, 2025
Jun 20, 20120 then
Employees (5.A)0 as of Dec 9, 2025
Jun 28, 201310 then
Private funds: no history
RAUM -15% over the last fiscal year-12% a year over threeIARs 0 to 0offices 2 to 0
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.3BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-2.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$143B86%
  • Pooled investment vehicles$24B14%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
125reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Matthew Brian Eakes · Managercontrol
    since 09/2020 · owns less than 5%
  • Tecumseh Matthew Hinkle · Managercontrol
    since 12/2023 · owns less than 5%
  • Steven Fred Jensen · Chief Compliance Officercontrol
    since 12/2024 · owns less than 5%
  • Marie Jeanne Kelly · Senior Vice Presidentcontrol
    since 04/2006 · owns less than 5%
  • Christopher Thomas Mandia · Secretarycontrol
    since 04/2006 · owns less than 5%
  • Elizabeth Jane Trust · President And Chief Executive Officercontrol
    since 08/2015 · owns less than 5%
Entity owners
  • Legg Mason, Inc. · Sole Member Of Applicant
    direct · owns 75% or more
  • Franklin Resources, Inc. · Sole Shareholder Of Legg Mason, Inc.
    indirect · owns 75% or more of Legg Mason, Inc. · public reporting company
Related persons
Schedule D 7.A
Advisers that list Franklin Templeton Fund Adviser, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Financial planning clients · to unset
    Dec 9, 2025 to Sep 3, 2026
  • Succession · false to unset
    Dec 9, 2025 to Sep 3, 2026
  • Accounts · 134 to 125
    Dec 13, 2024 to Dec 9, 2025
  • Financial planning clients · unset to
    Dec 13, 2024 to Dec 9, 2025
  • Discretionary RAUM · $192B to $167B
    Dec 13, 2024 to Dec 9, 2025
  • Pooled vehicle RAUM · $24B to $24B
    Dec 13, 2024 to Dec 9, 2025
  • RAUM · $192B to $167B
    Dec 13, 2024 to Dec 9, 2025
  • Accounts · 146 to 134
    Dec 20, 2023 to Dec 13, 2024
  • Employees · 6 to 0
    Dec 20, 2023 to Dec 13, 2024
  • Other offices · 2 to 0
    Dec 20, 2023 to Dec 13, 2024
  • Discretionary RAUM · $196B to $192B
    Dec 20, 2023 to Dec 13, 2024
  • Pooled vehicle RAUM · $24B to $24B
    Dec 20, 2023 to Dec 13, 2024
  • RAUM · $196B to $192B
    Dec 20, 2023 to Dec 13, 2024
  • Accounts · 148 to 146
    Nov 30, 2023 to Dec 20, 2023
  • Business name · LEGG MASON PARTNERS FUND ADVISOR, LLC to FRANKLIN TEMPLETON FUND ADVISER, LLC
    Nov 30, 2023 to Dec 20, 2023
  • Legal name · LEGG MASON PARTNERS FUND ADVISOR, LLC to FRANKLIN TEMPLETON FUND ADVISER, LLC
    Nov 30, 2023 to Dec 20, 2023
  • Discretionary RAUM · $213B to $196B
    Nov 30, 2023 to Dec 20, 2023
  • Pooled vehicle RAUM · $25B to $24B
    Nov 30, 2023 to Dec 20, 2023
  • RAUM · $213B to $196B
    Nov 30, 2023 to Dec 20, 2023
  • Accounts · 150 to 148
    Dec 24, 2021 to Dec 21, 2022
  • Advisory activities · 2 to 3
    Dec 24, 2021 to Dec 21, 2022
  • Employees · 7 to 6
    Dec 24, 2021 to Dec 21, 2022
  • Discretionary RAUM · $249B to $213B
    Dec 24, 2021 to Dec 21, 2022
  • Pooled vehicle RAUM · $19B to $25B
    Dec 24, 2021 to Dec 21, 2022
  • RAUM · $249B to $213B
    Dec 24, 2021 to Dec 21, 2022
  • Accounts · 155 to 150
    Dec 23, 2021 to Dec 24, 2021
  • Advisory activities · 3 to 2
    Dec 23, 2021 to Dec 24, 2021
  • BD registered reps · 8 to 0
    Dec 23, 2021 to Dec 24, 2021
  • Employees · 13 to 7
    Dec 23, 2021 to Dec 24, 2021
  • State-registered IARs · 6 to 0
    Dec 23, 2021 to Dec 24, 2021
  • Other offices · 3 to 2
    Dec 23, 2021 to Dec 24, 2021
  • Discretionary RAUM · $241B to $249B
    Dec 23, 2021 to Dec 24, 2021
  • Non-discretionary RAUM · $249M to $0
    Dec 23, 2021 to Dec 24, 2021
  • Pooled vehicle RAUM · $24B to $19B
    Dec 23, 2021 to Dec 24, 2021
  • RAUM · $241B to $249B
    Dec 23, 2021 to Dec 24, 2021
  • Accounts · 149 to 155
    Nov 11, 2020 to Jun 30, 2021
  • Discretionary RAUM · $225B to $241B
    Nov 11, 2020 to Jun 30, 2021
  • Non-discretionary RAUM · $123M to $249M
    Nov 11, 2020 to Jun 30, 2021
  • Pooled vehicle RAUM · $40B to $24B
    Nov 11, 2020 to Jun 30, 2021
  • RAUM · $225B to $241B
    Nov 11, 2020 to Jun 30, 2021
Signals
11 dated events
  • Steven Fred Jensen (Chief Compliance Officer) appeared on Schedule A of Franklin Templeton Fund Adviser, Llc
    Dec 13, 2024 · Control person joined · fact
  • Paul Ted Becker (Chief Compliance Officer) no longer on Schedule A of Franklin Templeton Fund Adviser, Llc (listed 2023-12-20, absent 2024-12-13)
    Dec 13, 2024 · Control person left · inference
  • Tecumseh Matthew Hinkle (Manager) appeared on Schedule A of Franklin Templeton Fund Adviser, Llc
    Dec 20, 2023 · Control person joined · fact
  • Foster Laura Fergerson (Manager) no longer on Schedule A of Franklin Templeton Fund Adviser, Llc (listed 2023-11-30, absent 2023-12-20)
    Dec 20, 2023 · Control person left · inference
  • Mitola Amy Olmert (Manager) no longer on Schedule A of Franklin Templeton Fund Adviser, Llc (listed 2020-08-06, absent 2020-10-08)
    Oct 8, 2020 · Control person left · inference
  • Hamilton Peter Nachtwey (Manager) no longer on Schedule A of Franklin Templeton Fund Adviser, Llc (listed 2020-08-06, absent 2020-10-08)
    Oct 8, 2020 · Control person left · inference
  • Foster Laura Fergerson (Manager) appeared on Schedule A of Franklin Templeton Fund Adviser, Llc
    Oct 8, 2020 · Control person joined · fact
  • Matthew Brian Eakes (Manager) appeared on Schedule A of Franklin Templeton Fund Adviser, Llc
    Oct 8, 2020 · Control person joined · fact
  • Franklin Templeton Fund Adviser, Llc reported RAUM $225.2B, up 44% from $156.4B (2019-09-27 to 2020-06-18)
    Jun 18, 2020 · RAUM change · derived
  • Franklin Templeton Fund Adviser, Llc reported RAUM $156.4B, down 42% from $271.4B (2019-06-18 to 2019-09-27)
    Sep 27, 2019 · RAUM change · derived
  • Franklin Templeton Fund Adviser, Llc reported RAUM $271.4B, up 34% from $203.0B (2018-09-05 to 2019-06-18)
    Jun 18, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
(800) 822-5544reportedpublic record, Form ADV, Sep 3, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026