DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- A. R. Schmeidler & Co., Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Crestwood Advisors Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cornerstone Wealth reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Financial Designs Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Partners Capital Investment Group (Holdings), Llc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jacobs & Co reported succeeding to the business of Another Adviser (Form ADV Item 4)
- New Frontier Management Company, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gardey Financial Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Brenner West Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Liberty Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Suntrust Advisory Services Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Investmark Advisory Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jacobson & Breen Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fisher And Wiens Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Goff Capital Partners, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Millar Financial Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stableford Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wealthplan Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Greenhouse Funds Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Strategic Global Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wealthy Investor Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Retirement Management Systems, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Longboard Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Msci Esg Research Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Enviso Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Black Hill Capital Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- People'S Securities, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alpha Quant Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Higher Moment Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hutchinson Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Granite State Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jll Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Teachers Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- W.E. Donoghue & Co., Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Crossgate Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Legacy Advisory Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ramius Alternative Solutions Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Melody Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Frank Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Stafford Private Equity Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Turner Investments Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vanguard Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Peregrine Capital Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Inland Institutional Capital Partners Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Penniall & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Five Falls Capital Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Capital Planning Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cornerstone Institutional Investors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cornerstone Advisors Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Centric Investment Group Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gyl Financial Synergies, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Meg Green & Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bb&T Institutional Investment Advisers, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cu Capital Market Solutions, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Miravast Asset Management Ltd reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Altoros Trust Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sk Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Russell Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Russell Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Russell Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)