DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Highline Capital Management, L.L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Parthenon Capital Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ivory Investment Management, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sitrin Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cpa Wealth Management Services Pa reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Halcyon Management Holdings Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Columbia River Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Price Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Scoggin Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Whitegate Investment Counselors Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Moler Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hunter Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Esb Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Compass Partners International Jersey Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Vivid Financial Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Factorwave, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Douglas Lane & Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Schultze Asset Management, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bain Capital Ventures, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sankaty Advisors, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Brookside Capital, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bain Capital Partners, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Moloney Securities Asset Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mclaughlin Ryder Investments, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Econ Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Marquette Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Brown Financial Management Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Highland Private Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mustard Acquisition Sub, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Willingdon Wealth Management Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- D.L. Watson & Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Disciplined Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Financial Resources Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Amadeus Wealth Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Moody, Lynn & Lieberson, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gordon Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Marquette Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Casico Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dragon Financial Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dialectic Capital Management, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tamarack Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Key Group Holdings (Usa) Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lesjak Planning Corp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Coyle Financial Counsel, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Zenyatta Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mycio Wealth Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Patton Albertson Miller Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alkanza reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sanders Morris Harris Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Smh Capital Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Suncoast Equity Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Miller-Green Financial Services, Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- First Command Financial Planning, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rhodium Capital Management Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Eagle Bay Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hudson Americas Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bowman Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Clearvest Advisers, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Baker Street Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alcorn Investment reported succeeding to the business of Another Adviser (Form ADV Item 4)