DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Friess Associates Of Delaware, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Friess Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Amundi Smith Breeden Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Murphy Acquisition Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Petercam Institutional Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Morton Capital Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gallatin Advisers Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Orpheus Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aravello Capital Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Prosiris Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Integrated Wealth Counsel, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- 401 (K) Gps, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ais Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Oppenheimer & Close, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Private Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Private Capital Management, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Paag Merger Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cetera Advisor Networks Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- 5 Tactical Advisor, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Armourwealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Telemus Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Lafleur & Godfrey Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Clarfeld reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Occidental Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Morgan Keegan & Company, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Egerton Capital (Uk) Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Durbin Bennett Peterson Private Wealth Management, Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- West Merger Sub, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tiger Consumer Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Baker Brothers Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Entrust Capital Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Legacy Financial Services Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Santander Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Huber Financial Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Greenwood Capital Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- First Western Capital Management Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Innis Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mrj Capital, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Concordius Capital Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Globalt Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- West Branch Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Index Funds Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Visionary Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cwm, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Theorema Advisors Uk Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- First Tennessee Advisory Services, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cargile Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Baker Tilly Investment Advisors, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- 1 Tactical Advisor, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hollbeach Investment Management Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- E&E Capital Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Baker Tilly Investment Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cr Investment Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mutual Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bantry Bay Capital reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Chesney & Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Caring Advisors Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Monarch Partners Asset Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Client 1St Advisory Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- New Sheridan Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)