DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Ibbotson Associates, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Planned Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Scopia Management Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Merriman, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Henderson Alternative Investment Advisor Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Oz Management Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Benningfield Financial Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sinclair Group Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Valley Wealth, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Guggenheim Funds Distributors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Brave Warrior Capital, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aberdeen Asset Managers Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Etesian Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jhs Capital Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Darrell & King, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Voyager Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Creditsights, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Founders Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mcalvany Wealth Management, Lllp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Zunic Advisory Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dba,Scs Systems reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Strong Investment Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alterna Wealth Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Mcqueen Financial Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bartlett & Co. Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bnp Paribas Investment Partners Singapore Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Main Street Capital Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wealth Design, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Incomar Investments, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Walsky Investment Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Alerus Investment Advisors Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cantlon, Michael Francis reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Signalert Asset Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Merit Financial Advisors reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ing Investment Management Co. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Beers Kight Financial Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Osborn Rohs Williams & Donohoe, Ltd reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Jeffrey Charles Lloyd Wolman reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Adviser Investments Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Signet Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Covenant Wealth Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 25, 2012Succession (Item 4)factCOVENANT WEALTH MANAGEMENT, LTD DBA COVENANT WEALTH ADVISORSRAUM $163M
- Financial Strategies Group, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Gardner Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Amundi Investment Advisors Usa Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Baldrige Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bbe Community Investment Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Turner Investment Partners Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- The Corporate Library, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fortis Investments reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Truehand, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gentry Private Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dean Consulting & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Paskin Capital Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Financial Solutions Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Newfleet Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Zevin Asset Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Solaris Alternative Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Btg Pactual Us Asset Management Corp. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tradewinds Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gfc Advisers Corp. reported succeeding to the business of Another Adviser (Form ADV Item 4)