DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Federated Equity Management Company Of Pennsylvania
Latest filing Sep 8, 2026
First filing on the tape Mar 29, 2012 · 23 filings
SEC status approved since Nov 28, 2003
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$14B as of Jun 11, 2026
Mar 29, 2012$16B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 11, 2026
Mar 25, 20130 then
Employees (5.A)15 as of Jun 11, 2026
Mar 25, 201310 then
Private funds: no history
RAUM +11% over the last fiscal year-20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$14B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Frank Stephen Auth · Evp, Cio-Equitycontrolsince 10/2003 · owns less than 5%
- Christopher John Donahue · Trustee, Chairmancontrolsince 10/2003 · owns less than 5%
- Robert Thomas Donahue · Trustee, Treasurercontrolsince 10/2003 · owns less than 5%
- Basil John Fisher · Trustee President Ceocontrolsince 01/2006 · owns less than 5%
- Paul Stephen Van Meter · Chief Compliance Officercontrolsince 07/2015 · owns less than 5%
- Andrew George Bonnewell · Vice President, Secretarysince 10/2003 · owns less than 5%
- Joseph James Gallagher · Trusteesince 01/2018 · owns less than 5%
Entity owners
- Fii Holdings, Inc. · Shareholderdirect · owns 75% or more
- Federated Hermes, Inc. · Shareholderindirect · owns 75% or more of Fii Holdings, Inc. · public reporting company
Related persons
Schedule D 7.A
- Federated Advisory Services Companyinvestment advisern
- Federated Global Investment Management Corp.investment adviserbanknRAUM $14B
- Federated Hermes (Uk) Llpinvestment adviserbanknRAUM $25B
- Federated Hermes Japan Ltd.investment advisern
- Federated International Securities Corp.broker-dealerinvestment advisern
- Federated Investment Counselinginvestment adviserbanknRAUM $207B
- Federated Investment Management Companyinvestment adviserbanknRAUM $590B
- Federated Investors Australia Services Ltdinvestment advisern
- Federated Investors Trust Companybankn
- Mdt Advisers, A Division Of Federated Mdta LLCinvestment adviserbanknRAUM $26B
- Federated Private Fund Of One Trade Finance Partnership General Partner, LLCinvestment advisern
- Federated Securities Corp.broker-dealerinvestment advisern
- Hermes Alternative Investment Management Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Fund Managers Ireland Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Gpe (Singapore) Pte Limitedinvestment advisern
- Hermes Gpe (USA) Incinvestment advisernRAUM $1.7B
- Hermes Gpe Llpinvestment adviserpooled vehicle sponsornRAUM $8.9B
- Hermes Investment Management Limitedinvestment adviserbanknRAUM $25B
Advisers that list Federated Equity Management Company Of Pennsylvania as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJun 11, 2026 to Sep 8, 2026
- Succession · false to unsetJun 11, 2026 to Sep 8, 2026
- Accounts · 13 to 14Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 14 to 15Mar 27, 2025 to Mar 27, 2026
- Employees · 14 to 15Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $13B to $14BMar 27, 2025 to Mar 27, 2026
- RAUM · $13B to $14BMar 27, 2025 to Mar 27, 2026
- Accounts · 17 to 13Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $26B to $13BMar 27, 2024 to Mar 27, 2025
- RAUM · $26B to $13BMar 27, 2024 to Mar 27, 2025
- Advisory employees · 15 to 14Mar 29, 2023 to Mar 27, 2024
- Advisory activities · 1 to 2Mar 29, 2023 to Mar 27, 2024
- Employees · 15 to 14Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $28B to $26BMar 29, 2023 to Mar 27, 2024
- RAUM · $28B to $26BMar 29, 2023 to Mar 27, 2024
- Accounts · 16 to 17Mar 29, 2022 to Mar 29, 2023
- Advisory employees · 14 to 15Mar 29, 2022 to Mar 29, 2023
- Employees · 14 to 15Mar 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $35B to $28BMar 29, 2022 to Mar 29, 2023
- RAUM · $35B to $28BMar 29, 2022 to Mar 29, 2023
- Accounts · 17 to 16Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $38B to $35BMar 30, 2021 to Mar 29, 2022
- RAUM · $38B to $35BMar 30, 2021 to Mar 29, 2022
- Accounts · 16 to 17Mar 27, 2020 to Mar 30, 2021
- Advisory employees · 11 to 14Mar 27, 2020 to Mar 30, 2021
- Employees · 11 to 14Mar 27, 2020 to Mar 30, 2021
- Insurance-licensed employees · 6 to 7Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $32B to $38BMar 27, 2020 to Mar 30, 2021
- RAUM · $32B to $38BMar 27, 2020 to Mar 30, 2021
- Accounts · 18 to 16Jun 20, 2019 to Mar 27, 2020
- Advisory employees · 12 to 11Jun 20, 2019 to Mar 27, 2020
- Employees · 12 to 11Jun 20, 2019 to Mar 27, 2020
- Insurance-licensed employees · 7 to 6Jun 20, 2019 to Mar 27, 2020
- Discretionary RAUM · $27B to $32BJun 20, 2019 to Mar 27, 2020
- RAUM · $27B to $32BJun 20, 2019 to Mar 27, 2020
- Accounts · 19 to 18Jul 27, 2018 to Mar 29, 2019
- Advisory employees · 13 to 12Jul 27, 2018 to Mar 29, 2019
- Employees · 13 to 12Jul 27, 2018 to Mar 29, 2019
- Discretionary RAUM · $33B to $27BJul 27, 2018 to Mar 29, 2019
Signals
1 dated events
- Federated Equity Management Company Of Pennsylvania reported RAUM $12.8B, down 51% from $26.2B (2024-03-27 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/FEDERATED-HERMESreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FEDERATEDHERMES.COM/US/HOME.DOreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (412) 288-1900reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026