DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Federated Hermes (Uk) Llp
Latest filing Mar 27, 2026
First filing on the tape Sep 16, 2013 · 23 filings
SEC status approved since Oct 24, 2013
RAUM
$25B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$25B as of Mar 27, 2026
Mar 31, 2014$3.3B then
HNW client RAUM$0 as of Mar 27, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 31, 20140 then
Employees (5.A)11 as of Mar 27, 2026
Mar 31, 201415 then
Private funds1 as of Mar 27, 2026
Mar 31, 20143 then
RAUM +21% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$17B68%
- Investment companies$4.2B17%
- Sovereign wealth funds$3.7B15%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.85 institutional_share=0.15 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Federated Hermes Short-Term Sterling Prime Fund | Liquidity Fund | $9.4B | 528 | Mar 31, 2014 |
| Federated Sterling Cash Plus Fundno longer reported | Liquidity Fund | $747M | 0 | Mar 31, 2014 |
| Federated Short-Term Euro Prime Fundno longer reported | Liquidity Fund | $95.2M | 0 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- M Judith Benson · Chief Operating Officer; Chief Compliance Officer (Uk)controlsince 04/2012 · owns less than 5%
- Joseph Michael Boyce · Member Of Governing Bodycontrolsince 09/2019 · owns less than 5%
- Ann Deborah Cunningham · Member Of Governing Bodycontrolsince 09/2019 · owns less than 5%
- Philip Gregory Dulski · Chair Of Governing Bodycontrolsince 04/2012 · owns less than 5%
- F Dennis Gepp · Managing Director/Chief Investment Officercontrolsince 04/2012 · owns less than 5%
- Marshall Ian Kennedy · Member Of Governing Bodycontrolsince 01/2023 · owns less than 5%
- Anthony Richard Novak · Treasurercontrolsince 04/2013 · owns less than 5%
- Paul Stephen Van Meter · Chief Compliance Officer - U.S. Operationscontrolsince 07/2015 · owns less than 5%
- Ronan Walsh · Member Of Governing Bodycontrolsince 09/2019 · owns less than 5%
Entity owners
- Federated Global Holdings LLC · Partnerdirect · owns less than 5%
- Federated Hermes Ltd · Partnerdirect · owns 75% or more
- Federated Hermes Ltd · Shareholderindirect · owns 75% or more of Federated Global Holdings LLC
- Federated Hermes, Inc. · Shareholderindirect · owns 75% or more of Fii Holdings, Inc. · public reporting company
- Federated Holdings (Uk) II Limited · Shareholderindirect · owns 75% or more of Federated Hermes Ltd
- Federated International Holdings Bv · Shareholderindirect · owns 75% or more of Federated Holdings (Uk) II Limited
- Fii Holdings, Inc. · Shareholderindirect · owns 75% or more of Federated International Holdings Bv
Related persons
Schedule D 7.A
- Federated Advisory Services Companyinvestment advisern
- Federated Equity Management Company Of Pennsylvaniainvestment adviserbanknRAUM $14B
- Federated Global Investment Management Corp.investment adviserbanknRAUM $14B
- Federated Hermes Japan Ltd.investment advisern
- Federated International Securities Corp.broker-dealerinvestment advisern
- Federated Investment Counselinginvestment adviserbanknRAUM $207B
- Federated Investment Management Companyinvestment adviserbanknRAUM $590B
- Federated Investors Australia Services Ltdinvestment advisern
- Federated Investors Trust Companybankn
- Mdt Advisers, A Division Of Federated Mdta LLCinvestment adviserbanknRAUM $26B
- Federated Private Fund Of One Trade Finance Partnership General Partner, LLCinvestment advisern
- Federated Securities Corp.broker-dealerinvestment advisern
- Hermes Alternative Investment Management Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Fund Managers Ireland Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Gpe (Singapore) Pte Limitedinvestment advisern
- Hermes Gpe (USA) Incinvestment advisernRAUM $1.7B
- Hermes Gpe Llpinvestment adviserpooled vehicle sponsornRAUM $8.9B
- Hermes Investment Management Limitedinvestment adviserbanknRAUM $25B
Advisers that list Federated Hermes (Uk) Llp as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 9 to 8Mar 27, 2025 to Mar 27, 2026
- Employees · 13 to 11Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $20B to $25BMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $14B to $17BMar 27, 2025 to Mar 27, 2026
- RAUM · $20B to $25BMar 27, 2025 to Mar 27, 2026
- Advisory employees · 10 to 9Mar 27, 2024 to Mar 27, 2025
- Employees · 14 to 13Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- HQ state · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $20B to $20BMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $14B to $14BMar 27, 2024 to Mar 27, 2025
- RAUM · $20B to $20BMar 27, 2024 to Mar 27, 2025
- Accounts · 16 to 18Mar 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 9 to 11Mar 29, 2023 to Mar 27, 2024
- Employees · 13 to 14Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $16B to $20BMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $10B to $14BMar 29, 2023 to Mar 27, 2024
- RAUM · $16B to $20BMar 29, 2023 to Mar 27, 2024
- Accounts · 14 to 16Feb 28, 2023 to Mar 29, 2023
- Advisory employees · 11 to 10Feb 28, 2023 to Mar 29, 2023
- Pooled vehicle clients · 8 to 9Feb 28, 2023 to Mar 29, 2023
- Employees · 15 to 13Feb 28, 2023 to Mar 29, 2023
- Discretionary RAUM · $18B to $16BFeb 28, 2023 to Mar 29, 2023
- Pooled vehicle RAUM · $11B to $10BFeb 28, 2023 to Mar 29, 2023
- RAUM · $18B to $16BFeb 28, 2023 to Mar 29, 2023
- Accounts · 11 to 14Mar 30, 2021 to Mar 29, 2022
- Advisory employees · 12 to 11Mar 30, 2021 to Mar 29, 2022
- Pooled vehicle clients · 5 to 8Mar 30, 2021 to Mar 29, 2022
- Employees · 16 to 15Mar 30, 2021 to Mar 29, 2022
- Insurance-licensed employees · 1 to 0Mar 30, 2021 to Mar 29, 2022
- Discretionary RAUM · $20B to $18BMar 30, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $14B to $11BMar 30, 2021 to Mar 29, 2022
- RAUM · $20B to $18BMar 30, 2021 to Mar 29, 2022
- Accounts · 10 to 11Jan 15, 2021 to Mar 30, 2021
- Advisory employees · 10 to 12Jan 15, 2021 to Mar 30, 2021
- Pooled vehicle clients · 4 to 5Jan 15, 2021 to Mar 30, 2021
- Discretionary RAUM · $20B to $20BJan 15, 2021 to Mar 30, 2021
- Pooled vehicle RAUM · $13B to $14BJan 15, 2021 to Mar 30, 2021
- RAUM · $20B to $20BJan 15, 2021 to Mar 30, 2021
- Business name · FEDERATED INVESTORS (UK) LLP to FEDERATED HERMES (UK) LLPJun 26, 2020 to Jan 15, 2021
Signals
9 dated events
- Federated Hermes (Uk) Llp reported RAUM $20.3B, up 26% from $16.2B (2023-03-29 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Joseph Gordon Ceresino (Board Of Governors) no longer on Schedule A of Federated Hermes (Uk) Llp (listed 2022-03-29, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- Marshall Ian Kennedy (Board Of Governors) appeared on Schedule A of Federated Hermes (Uk) LlpFeb 28, 2023 · Control person joined · fact
- Denis Mcauley (Board Of Governors) no longer on Schedule A of Federated Hermes (Uk) Llp (listed 2020-06-26, absent 2021-01-15)Jan 15, 2021 · Control person left · inference
- Federated Hermes (Uk) Llp reported RAUM $20.0B, up 40% from $14.2B (2019-10-25 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Ann Deborah Cunningham (Board Of Governors) appeared on Schedule A of Federated Hermes (Uk) LlpOct 25, 2019 · Control person joined · fact
- Joseph Michael Boyce (Board Of Governors) appeared on Schedule A of Federated Hermes (Uk) LlpOct 25, 2019 · Control person joined · fact
- Ronan Walsh (Board Of Governors) appeared on Schedule A of Federated Hermes (Uk) LlpOct 25, 2019 · Control person joined · fact
- Federated Prime Rate Capital Management Llp filed its initial SEC registration (Form ADV)Sep 16, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/FEDERATEDHERMESLIMITEDreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/FEDERATED-HERMESreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FEDERATEDINVESTORS.CO.UKreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 44 20 7292 8620reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026