DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Banyan Partners, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen Kent MerglerRushmore Investment Advisors Inc otherBanyan Partners, LLC otherOtherDec 24, 2013Jan 6, 2014
Robert Brandt HeitzmanRushmore Investment Advisors Inc otherBanyan Partners, LLC otherOtherDec 24, 2013Oct 16, 2013
John Allen VannRushmore Investment Advisors Inc otherBanyan Partners, LLC otherOtherDec 24, 2013Oct 17, 2013
Jason John McpharlinRushmore Investment Advisors Inc otherBanyan Partners, LLC otherOtherDec 24, 2013Oct 21, 2013
Lisa Lynn TomczakAmeriprise Financial Services, LLC national BDBanyan Partners, LLC otherOtherDec 6, 2013Jan 31, 2014 (56 d)
Ryan Daniel EricksonHolt-Smith Advisors otherBanyan Partners, LLC otherOtherOct 30, 2013Oct 16, 2013
Alicia Mary AndreSilver Bridge otherBanyan Partners, LLC otherOtherAug 7, 2013Aug 13, 2013
Todd Christopher MillsSilver Bridge otherBanyan Partners, LLC otherOtherAug 7, 2013Aug 13, 2013
Mark Vincent MathersSilver Bridge otherBanyan Partners, LLC otherOtherAug 7, 2013Aug 13, 2013
Michelle Ann KnightSilver Bridge otherBanyan Partners, LLC otherOtherAug 7, 2013Aug 13, 2013
Reed Thomas ManningSilver Bridge otherBanyan Partners, LLC otherOtherAug 7, 2013Aug 7, 2013
Sean Patrick CraganSilver Bridge otherBanyan Partners, LLC otherOtherAug 7, 2013Aug 13, 2013
Lindsay Marie PazdanSilver Bridge otherBanyan Partners, LLC otherOtherAug 7, 2013Aug 13, 2013
Derek Robert TamSilver Bridge otherBanyan Partners, LLC otherOtherAug 7, 2013Aug 7, 2013
Vincent Paul FranksSilver Bridge otherBanyan Partners, LLC otherOtherAug 7, 2013Aug 13, 2013
Joseph Edmund PowersSilver Bridge otherBanyan Partners, LLC otherOtherAug 7, 2013Aug 13, 2013
Nancy PerezEarl M Foster Associates unclassifiedBanyan Partners, LLC otherOtherDec 21, 2011Jan 23, 2012 (33 d)
Jenny Alice Duncan15430 Endeavour Drive, Inc. unclassifiedBanyan Partners, LLC otherOtherMar 15, 2011Mar 1, 2011
Gary Edward Henderson15430 Endeavour Drive, Inc. unclassifiedBanyan Partners, LLC otherOtherMar 9, 2011Mar 8, 2011
Douglas Reynolds Scott Swenson15430 Endeavour Drive, Inc. unclassifiedBanyan Partners, LLC otherOtherMar 1, 2011Feb 28, 2011
Jill Debra Rance15430 Endeavour Drive, Inc. unclassifiedBanyan Partners, LLC otherOtherMar 1, 2011Feb 28, 2011
Jeffrey Paul Kaufmann15430 Endeavour Drive, Inc. unclassifiedBanyan Partners, LLC otherOtherMar 1, 2011Mar 1, 2011
Lance Millar15430 Endeavour Drive, Inc. unclassifiedBanyan Partners, LLC otherOtherMar 1, 2011Mar 1, 2011
John Charles SmithSitka Pacific Capital Management, LLC otherBanyan Partners, LLC otherOtherFeb 22, 2011Jun 23, 2010
John Michael CarrollLPL Financial LLC otherBanyan Partners, LLC otherOtherFeb 10, 2011Feb 18, 2011
Bryan Paul KellerLPL Financial LLC otherBanyan Partners, LLC otherOtherFeb 10, 2011Feb 18, 2011
Sharon Anne Daniels15430 Endeavour Drive, Inc. unclassifiedBanyan Partners, LLC otherOtherFeb 9, 2011Apr 18, 2011 (68 d)
David John CostiganMai Capital Management, LLC otherBanyan Partners, LLC otherOtherMay 3, 2010Aug 16, 2010 (105 d)
Thomas B. WadeStrategic Advisers LLC national BDBanyan Partners, LLC otherOtherMar 29, 2010May 11, 2010 (43 d)
Timothy Matthew BrannSurety Wealth Management unclassifiedBanyan Partners, LLC otherOtherMar 1, 2010Jul 17, 2012 (869 d)
Robert Glenn PavlikOaktree Asset Management, LLC unclassifiedBanyan Partners, LLC otherOtherMar 30, 2009Mar 2, 2011 (702 d)
Michael Guy BlackmonCypress Capital Group otherBanyan Partners, LLC otherOtherOct 20, 2008Jun 11, 2009 (234 d)
Peter John RaimondiWescott Financial Advisory Group LLC otherBanyan Partners, LLC otherOtherFeb 5, 2008Jun 11, 2009 (492 d)
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33 moves match.