DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Western Asset Management Company Pte Ltd
Latest filing Sep 16, 2026
First filing on the tape Mar 30, 2012 · 34 filings
SEC status approved since Nov 17, 2006
RAUM
$2.8B
reported, Item 5.F
Discretionary
65%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$2.8B as of Jul 13, 2026
Jun 29, 2012$3.8B then
HNW client RAUM$0 as of Jul 13, 2026
Dec 22, 2022$0 then
State-registered IARs (5.B.3)0 as of Jul 13, 2026
Jun 29, 20120 then
Employees (5.A)9 as of Jul 13, 2026
Jun 28, 201320 then
Private funds: no history
RAUM -33% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $280MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 65%derivedof RAUM
- Institutional
- 73%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$2.0B71%
- Pooled investment vehicles$704M25%
- State and municipal entities$63.2M2.3%
- Corporations and businesses$39.2M1.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.25 institutional_share=0.73 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A Laura Boydston · Non-Executive Directorcontrolsince 03/2017 · owns less than 5%
- Michael Dale · Chief Executive Officer And Executive Directorcontrolsince 04/2019 · owns less than 5%
- Ann Courtney Hoffmann · Non-Executive Directorcontrolsince 08/2022 · owns less than 5%
- Alvin Lip Sin Lee · Executive Director And Chief Compliance Officercontrolsince 06/2011 · owns less than 5%
- Shirlean Hui Kwoon Thor · Finance Managercontrolsince 01/2005 · owns less than 5%
Entity owners
- Franklin Templeton Capital Holdings Private Limited · Sole Shareholder Of Applicantdirect · owns 75% or more
- Franklin Resources, Inc. · Sole Shareholder Of Legg Mason, Inc.indirect · owns 75% or more of Legg Mason, Inc. · public reporting company
- Legg Mason, Inc. · Sole Shareholderindirect · owns 75% or more of Etp Holdings (Cayman) Limited
- Templeton International, Inc. · Joint Shareholderindirect · owns 75% or more of Templeton Worldwide, Inc.
- Templeton Worldwide, Inc. · Sole Shareholderindirect · owns 75% or more of Legg Mason, Inc.
- Etp Holdings (Cayman) Limited · Joint Shareholderindirect · owns 75% or more of Templeton International, Inc.
Related persons
Schedule D 7.A
- Franklin Templeton Fund Adviser, LLCinvestment adviserbanknRAUM $167B
- Western Asset Management Company Distribuidora De Titulos E Valoinvestment advisern
- Western Asset Management Company Limitedinvestment advisernRAUM $20B
- Western Asset Management Company Ltdinvestment advisernRAUM $2.6B
- Western Asset Management Company Pty Ltdinvestment advisern
- Western Asset Management Companyinvestment adviserbankpooled vehicle sponsoryRAUM $185B
Advisers that list Western Asset Management Company Pte Ltd as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 13, 2026 to Sep 16, 2026
- HQ state · to unsetJul 13, 2026 to Sep 16, 2026
- Succession · false to unsetJul 13, 2026 to Sep 16, 2026
- Accounts · 14 to 10Dec 23, 2024 to Dec 12, 2025
- Pooled vehicle clients · 6 to 4Dec 23, 2024 to Dec 12, 2025
- Employees · 20 to 9Dec 23, 2024 to Dec 12, 2025
- Financial planning clients · unset to Dec 23, 2024 to Dec 12, 2025
- HQ state · unset to Dec 23, 2024 to Dec 12, 2025
- Discretionary RAUM · $3.2B to $1.8BDec 23, 2024 to Dec 12, 2025
- Non-discretionary RAUM · $792M to $989MDec 23, 2024 to Dec 12, 2025
- Pooled vehicle RAUM · $897M to $704MDec 23, 2024 to Dec 12, 2025
- RAUM · $4.0B to $2.8BDec 23, 2024 to Dec 12, 2025
- Accounts · 17 to 14Dec 20, 2023 to Dec 23, 2024
- Advisory employees · 7 to 5Dec 20, 2023 to Dec 23, 2024
- Pooled vehicle clients · 9 to 6Dec 20, 2023 to Dec 23, 2024
- Employees · 23 to 20Dec 20, 2023 to Dec 23, 2024
- Discretionary RAUM · $3.4B to $3.2BDec 20, 2023 to Dec 23, 2024
- Non-discretionary RAUM · $787M to $792MDec 20, 2023 to Dec 23, 2024
- Pooled vehicle RAUM · $1.4B to $897MDec 20, 2023 to Dec 23, 2024
- RAUM · $4.2B to $4.0BDec 20, 2023 to Dec 23, 2024
- Accounts · 16 to 17Jun 1, 2023 to Dec 20, 2023
- Corporate clients · unset to 1.0Jun 1, 2023 to Dec 20, 2023
- Discretionary RAUM · $3.1B to $3.4BJun 1, 2023 to Dec 20, 2023
- Non-discretionary RAUM · $774M to $787MJun 1, 2023 to Dec 20, 2023
- Pooled vehicle RAUM · $1.4B to $1.4BJun 1, 2023 to Dec 20, 2023
- RAUM · $3.8B to $4.2BJun 1, 2023 to Dec 20, 2023
- Accounts · 18 to 16Sep 12, 2022 to Dec 22, 2022
- Advisory employees · 6 to 7Sep 12, 2022 to Dec 22, 2022
- Pooled vehicle clients · 12 to 9Sep 12, 2022 to Dec 22, 2022
- Discretionary RAUM · $4.6B to $3.1BSep 12, 2022 to Dec 22, 2022
- HNW RAUM · unset to 0.0Sep 12, 2022 to Dec 22, 2022
- Individual RAUM · unset to 0.0Sep 12, 2022 to Dec 22, 2022
- Non-discretionary RAUM · $702M to $774MSep 12, 2022 to Dec 22, 2022
- Pension RAUM · unset to 0.0Sep 12, 2022 to Dec 22, 2022
- Pooled vehicle RAUM · $2.6B to $1.4BSep 12, 2022 to Dec 22, 2022
- RAUM · $5.3B to $3.8BSep 12, 2022 to Dec 22, 2022
- Accounts · 16 to 18Oct 15, 2021 to Dec 21, 2021
- Advisory employees · 5 to 6Oct 15, 2021 to Dec 21, 2021
- Charity clients · 3.0 to unsetOct 15, 2021 to Dec 21, 2021
- Pooled vehicle clients · 4 to 12Oct 15, 2021 to Dec 21, 2021
Signals
7 dated events
- Western Asset Management Company Pte Ltd reported RAUM $2.8B, down 30% from $4.0B (2024-12-23 to 2025-12-12)Dec 12, 2025 · RAUM change · derived
- Western Asset Management Company Pte Ltd reported RAUM $3.8B, down 27% from $5.3B (2022-09-12 to 2022-12-22)Dec 22, 2022 · RAUM change · derived
- Antony Charles Ruys De Perez (Non-Executive Director) no longer on Schedule A of Western Asset Management Company Pte Ltd (listed 2021-12-21, absent 2022-09-12)Sep 12, 2022 · Control person left · inference
- Ann Courtney Hoffmann (Non-Executive Director) appeared on Schedule A of Western Asset Management Company Pte LtdSep 12, 2022 · Control person joined · fact
- Western Asset Management Company Pte Ltd reported RAUM $6.3B, up 29% from $4.9B (2020-08-07 to 2021-06-25)Jun 25, 2021 · RAUM change · derived
- Michael Dale (Chief Executive Officer) appeared on Schedule A of Western Asset Management Company Pte LtdJun 28, 2019 · Control person joined · fact
- P Henry Hamrock (Chief Executive Officer And Executive Director) no longer on Schedule A of Western Asset Management Company Pte Ltd (listed 2018-06-26, absent 2019-06-28)Jun 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/western-asset-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- westernasset.com/sgreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 65-6428-3600reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026