| Elizabeth Coburn Derway | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Nov 10, 2021 | May 4, 2022 (175 d) |
| William Anthony Liberti | Coburn & Meredith, Inc. independent RIA | Wealth Effects no RAUM | RIA to a newly registered adviser | Aug 10, 2021 | Jul 16, 2021 |
| Stanton Focht Weissenborn | Coburn & Meredith, Inc. independent RIA | Wealth Effects independent RIA | RIA to RIA | Aug 10, 2021 | Jan 1, 2026 (1605 d) |
| Sean Francis Flaherty | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 31, 2021 | Jul 12, 2021 |
| Penny Gale Nasiatka | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 31, 2021 | Jul 13, 2021 |
| David Scott Coburn | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Martin Stephen Bodner | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Robert John Conaty | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 13, 2021 |
| Andrew Seymour Adil | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Douglas Michael Turner | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Leslie Erica Archambault | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Bernard Gerard Sandford | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 13, 2021 |
| David Ross Neal | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Robert Edward Mulhaul | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 13, 2021 |
| John Seaford Derway | Coburn & Meredith, Inc. independent RIA | Integrated Wealth Concepts LLC independent RIA | RIA to RIA | Jul 12, 2021 | Jul 12, 2021 |
| Robert Daly | Coburn & Meredith, Inc. independent RIA | Farmers Asset Management, LLC state registered | RIA to a state-registered adviser | Jun 7, 2021 | Aug 17, 2026 (1897 d) |
| Graham Jules Chevry | Coburn & Meredith, Inc. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Nov 25, 2020 | Nov 20, 2020 |
| Nancy Barton Fellinger | Coburn & Meredith, Inc. independent RIA | Sensible Money, LLC independent RIA | RIA to RIA | Sep 17, 2018 | Nov 30, 2018 (74 d) |
| Edwin Theodore Safir | Coburn & Meredith, Inc. other | Safir Wealth Advisors, LLC no RAUM | Other | Jan 24, 2017 | Jan 26, 2017 |
| Andrew Maxwell Safir | Coburn & Meredith, Inc. other | Safir Wealth Advisors, LLC no RAUM | Other | Jan 24, 2017 | Jan 23, 2017 |
| Jeffrey Stephen Mchale | Coburn & Meredith, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Mar 6, 2015 | Feb 27, 2015 |
| Joseph Terence Covill | Coburn & Meredith, Inc. other | Commonwealth Financial Network national BD | Other | Dec 5, 2014 | Jan 5, 2015 (31 d) |
| Shawn Patrick Mclaughlin | Coburn & Meredith, Inc. other | Mclaughlin Ryder Advisory Services, LLC other | Other | May 23, 2011 | Jul 1, 2011 (39 d) |
| Stephen Michael Bearce | Coburn & Meredith, Inc. other | Mclaughlin Ryder Advisory Services, LLC other | Other | May 23, 2011 | May 23, 2011 |
| Laurie Blackburn | Coburn & Meredith, Inc. other | Mclaughlin Ryder Advisory Services, LLC other | Other | May 23, 2011 | May 20, 2011 |
| Eleanor Hawkins Maguire | Coburn & Meredith, Inc. other | Mclaughlin Ryder Advisory Services, LLC other | Other | May 23, 2011 | Jul 1, 2011 (39 d) |
| Carl Martin Trevisan | Coburn & Meredith, Inc. other | Mclaughlin Ryder Advisory Services, LLC other | Other | May 23, 2011 | May 23, 2011 |
| Scott Albert Grebenstein | Coburn & Meredith, Inc. other | Mclaughlin Ryder Investments, Inc. other | Other | Nov 12, 2010 | Jun 6, 2016 (2033 d) |
| George Walter Miller | Coburn & Meredith, Inc. other | Buell Investment Advisors state registered | Other | Dec 6, 2005 | Aug 6, 2021 (5722 d) |
| James Alan Cutler | Coburn & Meredith, Inc. other | Newalliance Investments, Inc. unclassified | Other | May 4, 2005 | May 6, 2005 |