DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Trilogy Capital, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Johnson | Trilogy Capital, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2026 | Jun 29, 2026 |
| Caitlin Cherie Spain | Trilogy Capital, Inc. independent RIA | Ima Advisory Services, Inc. mixed wealth | RIA to RIA | May 8, 2026 | May 26, 2026 |
| Hannah Rose Alves | Trilogy Capital, Inc. independent RIA | Dunham independent RIA | RIA to RIA | Mar 30, 2026 | Apr 27, 2026 |
| Richard Higbee | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Dec 1, 2025 | Nov 29, 2017 |
| Daniel Delarosa | Trilogy Capital, Inc. independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Aug 12, 2025 | Jan 12, 2026 (153 d) |
| Tony Raygoza | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jul 7, 2025 | Nov 29, 2017 |
| Mark Alan Nicolet | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jun 24, 2025 | Nov 29, 2017 |
| Mohammed A Siddiqui | Trilogy Capital, Inc. independent RIA | Wealthcare Advisory Partners LLC independent RIA | RIA to RIA | Mar 3, 2025 | Mar 3, 2025 |
| Perry James Johnson | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Feb 19, 2025 | Nov 29, 2017 |
| Julie J Foong | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Feb 19, 2025 | Nov 29, 2017 |
| Kaili Chen | Trilogy Capital, Inc. independent RIA | Pathstone independent RIA | RIA to RIA | Feb 12, 2025 | Mar 6, 2025 |
| Xavier Vincent Lewis | Trilogy Capital, Inc. independent RIA | Lotusgroup Advisors independent RIA | RIA to RIA | Feb 7, 2025 | Mar 17, 2025 (38 d) |
| Claudia Yihsien Lin | Trilogy Capital, Inc. independent RIA | Sovran Advisors, LLC independent RIA | RIA to RIA | Oct 30, 2024 | Nov 1, 2024 |
| Robert Lawrence Wheatley | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Sep 24, 2024 | Nov 29, 2017 |
| Alfonso Leo Valdez | Trilogy Capital, Inc. independent RIA | Sovran Advisors, LLC independent RIA | RIA to RIA | Sep 24, 2024 | Sep 25, 2024 |
| Kimberly Leslie Hartsock | Trilogy Capital, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 30, 2024 | Apr 29, 2025 (242 d) |
| Alexander Francisco Reyes | Trilogy Capital, Inc. independent RIA | Captrust institutional | Other | Jun 26, 2024 | Jul 28, 2025 (397 d) |
| Edmundo Cereceres Alvarado | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Apr 25, 2024 | Nov 29, 2017 |
| Stephen Allen Hartel | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Sep 12, 2023 | Nov 29, 2017 |
| Rebecca Rose Desoto | Trilogy Capital, Inc. independent RIA | Maia Wealth independent RIA | RIA to RIA | Aug 30, 2023 | Aug 30, 2023 |
| Joshua Nicholas Dalafu | Trilogy Capital, Inc. independent RIA | Mosley Wealth Management, Inc. independent RIA | RIA to RIA | Mar 23, 2023 | Apr 13, 2023 |
| Jeffrey James Wren | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Dec 1, 2022 | Dec 1, 2022 |
| Sean Michael Kennedy | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Dec 1, 2022 | Jul 29, 2022 |
| Lucky V Nguyen | Trilogy Capital, Inc. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 27, 2022 | Dec 7, 2022 (41 d) |
| Hannah Beth Raynes | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Sep 8, 2022 | Aug 10, 2022 |
| Joseph Stephen Vita | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Apr 29, 2022 | Nov 29, 2017 |
| Zachary David Swaffer | Trilogy Capital, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 5, 2022 | Jan 18, 2022 |
| Eric Myre | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Sep 24, 2021 | Aug 22, 2018 |
| Thomas Francis Bennett | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | May 17, 2021 | Nov 29, 2017 |
| Isaac Alan Hansen | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | May 17, 2021 | Nov 29, 2017 |
| John Parnell Ronan | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | May 17, 2021 | Nov 29, 2017 |
| David John Lee Willett | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | May 13, 2021 | Nov 29, 2017 |
| Leslie Davis Mcmullen | Trilogy Capital, Inc. independent RIA | Maia Wealth independent RIA | RIA to RIA | May 13, 2021 | May 10, 2021 |
| Matthew Clark Phillips | Trilogy Capital, Inc. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2021 | Feb 2, 2021 |
| Brian Thomas Gasbarro | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jan 20, 2021 | Nov 29, 2017 |
| Paul R Dio | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jan 4, 2021 | Nov 29, 2017 |
| Enri D Santee | Trilogy Capital, Inc. independent RIA | Portfolio Medics, LLC independent RIA | RIA to RIA | Nov 2, 2020 | Dec 7, 2021 (400 d) |
| Tristen Andrew Gadberry | Trilogy Capital, Inc. independent RIA | Adaptfirst Investments LLC state registered | RIA to a state-registered adviser | Nov 2, 2020 | Jan 11, 2021 (70 d) |
| Dustin Michael Holt | Trilogy Capital, Inc. independent RIA | Sage Capital Advisors, LLC mixed wealth | RIA to RIA | Oct 14, 2020 | Aug 24, 2026 (2140 d) |
| Samuel Darden | Trilogy Capital, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 11, 2020 | May 14, 2020 |
| Clayton Albert Cornhall | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Apr 27, 2020 | Nov 29, 2017 |
| Melissa A Gallant | Trilogy Capital, Inc. independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2020 | Jun 29, 2023 (1214 d) |
| James E. Ellis | Trilogy Capital, Inc. independent RIA | Affinity Investment Group, LLC independent RIA | RIA to RIA | Feb 4, 2020 | Feb 20, 2020 |
| Diego De Los Santos | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jan 29, 2020 | Nov 29, 2017 |
| Darcy Borella Gonsalves | Trilogy Capital, Inc. independent RIA | Maia Wealth independent RIA | RIA to RIA | Jan 24, 2020 | Jan 23, 2020 |
| Glenn Kevin Rose | Trilogy Capital, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2020 | Feb 24, 2020 (47 d) |
| Ruth Elizabeth Cardenas | Trilogy Capital, Inc. independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Jan 2, 2020 | Jan 9, 2020 |
| Scott Ryan Babbitt | Trilogy Capital, Inc. independent RIA | Crown Capital Securities, L.P. independent RIA | RIA to RIA | Oct 29, 2019 | Jan 28, 2020 (91 d) |
| Jorge Arturo Flores | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Oct 17, 2019 | Nov 29, 2017 |
| Dana Colleen Edwards | Trilogy Capital, Inc. independent RIA | Cornerstone Investment Advisors, LLC independent RIA | RIA to RIA | Aug 26, 2019 | Sep 9, 2019 |
| Tara Anne Vary | Trilogy Capital, Inc. independent RIA | New England Investment & Retirement Group, Inc. independent RIA | RIA to RIA | Jun 4, 2019 | May 27, 2020 (358 d) |
| Sean Luigi Covi | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jun 3, 2019 | May 29, 2019 |
| Sebastian Raul Ruelas | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | May 13, 2019 | Nov 29, 2017 |
| Gregory Robert Brown | Trilogy Capital, Inc. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2019 | Jul 23, 2019 (106 d) |
| Brian Llewellyn Mckeighen | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jan 17, 2019 | Nov 29, 2017 |
| Nathan Huff Taccini | Trilogy Capital, Inc. independent RIA | Financial Advisors Network, Inc. independent RIA | RIA to RIA | Dec 4, 2018 | Jan 17, 2019 (44 d) |
| Michael Chase Moore | Trilogy Capital, Inc. independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Sep 24, 2018 | Sep 24, 2018 |
| Michael Kayserman | Trilogy Capital, Inc. independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 3, 2018 | May 7, 2019 (308 d) |
| Alexander H Dardick | Trilogy Capital, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 3, 2018 | Jul 2, 2020 (730 d) |
| Michael David Hernandez | Trilogy Capital, Inc. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Mar 9, 2018 | Nov 29, 2017 |
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77 moves match.