DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bankoh Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Danielle LumRaymond James Financial Services Advisors, Inc BD affiliatedBankoh Advisors independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2023Nov 15, 2023
Colby Hidetaka SatoEquitable Advisors, LLC national BDBankoh Advisors independent RIAAffiliated broker-dealer or bank to independent RIAFeb 7, 2023Mar 10, 2023 (31 d)
Tsuyoshi TsurumiRaymond James Financial Services Advisors, Inc BD affiliatedBankoh Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2022Oct 17, 2022
Brandon Y K NahaleMutual Of Omaha Investor Services, Inc. independent RIABankoh Advisors independent RIARIA to RIAAug 10, 2022Aug 12, 2022
Nylene F NumazawaRaymond James Financial Services Advisors, Inc BD affiliatedBankoh Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2020Sep 16, 2022 (759 d)
Tanya Pascua TarampiRaymond James Financial Services Advisors, Inc BD affiliatedBankoh Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2020Jun 2, 2025 (1756 d)
Robyn Leah CarlsonEdward Jones national BDBankoh Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2019Sep 4, 2019
Enock FreireLPL Financial LLC independent RIABankoh Advisors independent RIARIA to RIAJul 24, 2019Sep 4, 2019 (42 d)
Lorraine SimJ.P. Morgan Securities LLC wirehouseBankoh Advisors independent RIAWirehouse to independent RIASep 13, 2018Nov 30, 2018 (78 d)
Daniel Martin-Noboru WardEdward Jones national BDBankoh Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2018Aug 30, 2018
Leena K HowardMorgan Stanley wirehouseBankoh Advisors independent RIAWirehouse to independent RIASep 21, 2017Apr 29, 2019 (585 d)
Franklin Danilo PortilloLPL Financial LLC otherBankoh Advisors otherOtherMar 6, 2017Mar 1, 2017
Jeri An C YamamotoVoya Financial Advisors, Inc. otherBankoh Advisors otherOtherJan 10, 2017Jan 9, 2017
Andrei Kanji IchinoseMorgan Stanley wirehouseBankoh Advisors otherOtherJul 29, 2016Jul 31, 2017 (367 d)
Bryce Tadao MiyamotoValic Financial Advisors, Inc. otherBankoh Advisors otherOtherOct 21, 2015Oct 2, 2015
Michelle Moana VictorineEdward Jones national BDBankoh Advisors otherOtherOct 13, 2015Oct 19, 2015
Naaleialoha Julia KeaunuiLPL Financial LLC otherBankoh Advisors otherOtherMay 12, 2015May 4, 2015
Steven Tadashi YamashitaPark Avenue Securities LLC otherBankoh Advisors otherOtherApr 1, 2015Mar 23, 2015
Sean Masao UmetsuBancwest Investment Services, Inc. (Bwis) otherBankoh Advisors otherOtherMar 22, 2011Mar 23, 2011
Kapena Kaumualii LumUvest Financial Services Group, Inc. unclassifiedBankoh Advisors otherOtherOct 27, 2010Oct 28, 2010
Franklin Danilo PortilloCharles Schwab & Co., Inc. national BDBankoh Advisors otherOtherJun 15, 2010Jun 16, 2014 (1462 d)
Brian StoufferBanc Of America Investment Services, Inc. unclassifiedBankoh Advisors independent RIAOtherJul 9, 2007Jul 18, 2025 (6584 d)
Gavin Takeo TaniokaBancwest Investment Services, Inc. (Bwis) otherBankoh Advisors otherOtherSep 26, 2006Sep 29, 2014 (2925 d)
Carmen Iok Sim IaoDfc Investor Services unclassifiedBankoh Advisors otherOtherMar 25, 2005Apr 7, 2005
Kyle Katsumi KagimotoDfc Investor Services unclassifiedBankoh Advisors otherOtherMay 27, 2004Apr 1, 2005 (309 d)
Kit Katsumi OkazakiMorgan Stanley Dw Inc. unclassifiedBankoh Advisors otherOtherApr 15, 2004Apr 14, 2004
Sienna Pualani YoshidaMorgan Stanley Dw Inc. unclassifiedBankoh Advisors otherOtherSep 17, 2003Sep 18, 2003
Jeremy Cole CampbellBancwest Investment Services, Inc. (Bwis) otherBankoh Advisors otherOtherDec 16, 2002Jan 29, 2003 (44 d)
Albert Carl PienaAmeriprise Financial Services, LLC national BDBankoh Advisors otherOtherApr 18, 2002Mar 30, 2004 (712 d)
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29 moves match.