DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ethos Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan Scott StoughRBC Capital Markets, LLC national BDEthos Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2026Jul 2, 2026
Jack Roland CostelloAlden Investment Group independent RIAEthos Financial Group, LLC independent RIARIA to RIAJul 16, 2026Aug 3, 2026
Mark Timothy YoungsAlden Investment Group independent RIAEthos Financial Group, LLC independent RIARIA to RIAJul 3, 2026Jul 5, 2026
Larissa Jane CostelloAlden Investment Group independent RIAEthos Financial Group, LLC independent RIARIA to RIAJul 3, 2026Jul 3, 2026
Robert Kevin CawleyMML Investors Services, LLC BD affiliatedEthos Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2026Mar 6, 2026
H Clark Gaines JrAlmanack Investment Partners independent RIAEthos Financial Group, LLC independent RIARIA to RIADec 5, 2025Jan 6, 2026 (32 d)
Kim Meyers SamsChapwood Capital Investment Management, LLC independent RIAEthos Financial Group, LLC independent RIARIA to RIAMar 31, 2025Jan 22, 2025
Kristen MarshChapwood Capital Investment Management, LLC independent RIAEthos Financial Group, LLC independent RIARIA to RIAMar 31, 2025Jan 22, 2025
Christopher Glynn YoderAlmanack Investment Partners independent RIAEthos Financial Group, LLC independent RIARIA to RIADec 6, 2024Dec 6, 2024
Kyle Phillip StuckeyAlmanack Investment Partners independent RIAEthos Financial Group, LLC independent RIARIA to RIADec 6, 2024Dec 6, 2024
Matthew William McclendonVanguard Advisers, Inc. BD affiliatedEthos Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 9, 2024Jul 8, 2026 (820 d)
James F BehrBlue Bell Private Wealth Management, LLC independent RIAEthos Financial Group, LLC independent RIARIA to RIAMar 22, 2024Mar 18, 2024
Matthew Bruce OhrenichThe Fairman Group, LLC independent RIAEthos Financial Group, LLC independent RIARIA to RIAJan 31, 2024Feb 19, 2024
James Adam GonnasonArc Capital Management LLC unclassifiedEthos Financial Group, LLC independent RIAOtherDec 15, 2023Dec 7, 2023
Michael Dennis MaloneAlmanack Investment Partners independent RIAEthos Financial Group, LLC independent RIARIA to RIADec 7, 2023Dec 7, 2023
Seth Eli BittnerAlmanack Investment Partners independent RIAEthos Financial Group, LLC independent RIARIA to RIASep 8, 2023Sep 7, 2023
Alan BacaAlliancebernstein L.P. asset managerEthos Financial Group, LLC independent RIAOtherMay 3, 2023Jan 31, 2026 (1004 d)
Antonio BetancourtAscendant 360 LLC unclassifiedEthos Financial Group, LLC independent RIAOtherApr 5, 2023Apr 21, 2023
John Francis MarsiniMML Investors Services, LLC BD affiliatedEthos Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2022Jan 31, 2023 (31 d)
John SantiniMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEthos Financial Group, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Sep 6, 2022Sep 19, 2022
Dania Fitzgerald TanguisAlmanack Investment Partners independent RIAEthos Financial Group, LLC no RAUMRIA to a newly registered adviserAug 26, 2022Aug 30, 2022
Jeffrey Paul WrabelAlmanack Investment Partners independent RIAEthos Financial Group, LLC independent RIARIA to RIAAug 26, 2022Oct 4, 2022 (39 d)
Jamie Michelle StapfAlmanack Investment Partners independent RIAEthos Financial Group, LLC no RAUMRIA to a newly registered adviserAug 26, 2022Aug 28, 2022
William Lowry LaneAlmanack Investment Partners independent RIAEthos Financial Group, LLC no RAUMRIA to a newly registered adviserAug 26, 2022Aug 28, 2022
Dustin Scott DowlingAlmanack Investment Partners independent RIAEthos Financial Group, LLC no RAUMRIA to a newly registered adviserAug 26, 2022Aug 29, 2022
Michael Charles McconahyAlmanack Investment Partners independent RIAEthos Financial Group, LLC no RAUMRIA to a newly registered adviserAug 26, 2022Aug 28, 2022
Alexander Haab NikpourAlmanack Investment Partners independent RIAEthos Financial Group, LLC no RAUMRIA to a newly registered adviserAug 26, 2022Aug 28, 2022
Robert J BagonisAlmanack Investment Partners independent RIAEthos Financial Group, LLC no RAUMRIA to a newly registered adviserJul 12, 2022Jul 22, 2022
Jacob Wade StullAlmanack Investment Partners independent RIAEthos Financial Group, LLC no RAUMRIA to a newly registered adviserJul 8, 2022Jul 22, 2022
Daniel Cook GuyAlmanack Investment Partners independent RIAEthos Financial Group, LLC no RAUMRIA to a newly registered adviserJun 17, 2022Jul 8, 2022
James William JudgeGadsden asset managerEthos Financial Group, LLC independent RIAOtherDec 31, 2019Jun 24, 2024 (1637 d)
Edward ButowskyChapwood Customhedge Portfolio Advisory Services, LLC unclassifiedEthos Financial Group, LLC independent RIAOtherDec 8, 2011Jan 24, 2025 (4796 d)
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32 moves match.