DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,427 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| American Fundstars CRD 315860 | Irvine, CA | independent RIA | $333M | 57% | 15 | $22.2M | 0 | 3 |
| Curry Webb Wealth Management LLC CRD 168692 | Indianapolis, IN | independent RIA | $332M | 100% | 5 | $66.5M | 0 | 0 |
| Oliveira Wealth CRD 315326 | Modesto, CA | independent RIA | $332M | 80% | 3 | $111M | 0 | 0 |
| C•••••• P••• C••••••• L•• | Cedarhurst, NY | independent RIA | $332M | 100% | 0 | Not computed | 1 | 0 |
| D•••• A••••••••• L•• | Sausalito, CA | independent RIA | $332M | 70% | 2 | $166M | 0 | 3 |
| S••••• W••••• A••••••• | Fairfield, CA | independent RIA | $332M | 97% | 3 | $111M | 0 | 0 |
| G•• F•••••••• M••••••••• I••• | Plymouth, MN | independent RIA | $332M | 99% | 4 | $83.0M | 0 | 0 |
| B••• F•••••••• A•••••••• L•• | Seattle, WA | independent RIA | $332M | 99% | 2 | $166M | 1 | 0 |
| E•••• F•••••••• G••••• I••• | Westlake, OH | independent RIA | $332M | 100% | 2 | $166M | 0 | 0 |
| R•••••• F••••• W•••••• I••• | Tacoma, WA | independent RIA | $331M | 91% | 3 | $110M | 0 | 0 |
| 5• W•••••• L•• | Napa, CA | independent RIA | $331M | 89% | 4 | $82.8M | 0 | 0 |
| T•• M••••• G••••• L•• | independent RIA | $331M | 100% | 2 | $166M | 0 | 0 | |
| C•••••• F••• I••••••••• I••• | Irvine, CA | independent RIA | $331M | 99% | 4 | $82.8M | 0 | 0 |
| C•••••••• F•••••••• G••••• I••• | Columbus, OH | independent RIA | $331M | 76% | 3 | $110M | 0 | 0 |
| I•••••• F••••• | Charlotte, NC | independent RIA | $331M | 100% | 19 | $17.4M | 11 | 0 |
| Y•••• W••••• M••••••••• | Walnut Creek, CA | independent RIA | $331M | 100% | 2 | $166M | 0 | 0 |
| C••••• F•••••••• G••••• I••• | San Diego, CA | independent RIA | $331M | 100% | 10 | $33.1M | 1 | 0 |
| T•• N•••••• G••••• I••• | Lincolnwood, IL | independent RIA | $331M | 100% | 3 | $110M | 0 | 0 |
| V••••••• W••••• M••••••••• L•• | Scottsdale, AZ | independent RIA | $331M | 96% | 4 | $82.7M | 0 | 0 |
| S•••••••• A•••• M••••••••• I••• | Calgary, | independent RIA | $331M | 88% | 0 | Not computed | 0 | 0 |
| S•••••••• E••••• P•••••••• L•• | Columbus, OH | independent RIA | $331M | 100% | 34 | $9.7M | 14 | 0 |
| L•••• A•••• M••••••••• I••• | independent RIA | $331M | 92% | 2 | $165M | 0 | 0 | |
| E•••• P•••••• W••••• M••••••••• L•• | Topsfield, MA | independent RIA | $331M | 100% | 4 | $82.6M | 2 | 0 |
| I•••••• C•••••• M••••••••• | Concord, CA | independent RIA | $331M | 100% | 4 | $82.6M | 0 | 0 |
| U•••••• I••••••••• C••••••• I••• | Milwaukee, WI | independent RIA | $330M | 70% | 3 | $110M | 5 | 0 |
| C•••••• C•••••• W••••• M••••••••• L•• | Ann Arbor, MI | mixed wealth | $330M | 23% | 2 | $165M | 0 | 0 |
| C••••• F••••••••• L•• | Glen Allen, VA | independent RIA | $330M | 98% | 2 | $165M | 1 | 0 |
| D•• W•••••• L•• | Atlanta, GA | independent RIA | $330M | 89% | 25 | $13.2M | 15 | 0 |
| M••••••••• A•••••••• I••• | Lexington, KY | independent RIA | $330M | 100% | 2 | $165M | 0 | 0 |
| B••••• F••••• A••••••• L•• | B•••••, MA | independent RIA | $330M | 98% | 6 | $55.0M | 0 | 1 |
| S••••••••• F•••••••• P••••••• G••••• L•• | Orlando, FL | independent RIA | $330M | 99% | 5 | $65.9M | 0 | 0 |
| F••••• F••••••••• L•• | Dallas, TX | independent RIA | $330M | 98% | 5 | $65.9M | 0 | 0 |
| D•• A••••••• | Menlo Park, CA | independent RIA | $330M | 100% | 1 | $330M | 0 | 0 |
| C••••••• S••••••••• L•• | Minneapolis, MN | BD affiliated | $330M | 83% | 26 | $12.7M | 7 | 0 |
| P•••••• F•••••••• P••••••• | Woodland Hills, CA | independent RIA | $330M | 100% | 2 | $165M | 0 | 0 |
| N••••••• I••••••••• I••• | Kalamazoo, MI | independent RIA | $330M | 100% | 1 | $330M | 0 | 0 |
| P••••• A••••••• G••••• L•• | Highland, IL | independent RIA | $330M | 99% | 4 | $82.4M | 0 | 0 |
| B••••••• I••••••••• | Washington, DC | independent RIA | $329M | 94% | 1 | $329M | 0 | 0 |
| G•••••••• W••••• A•••••••• L•• | Little Rock, AR | independent RIA | $329M | 96% | 5 | $65.9M | 0 | 0 |
| P•••• P••••••• | Dexter, MI | independent RIA | $329M | 97% | 6 | $54.9M | 0 | 0 |
| B•••••••• I••••••••• A••••••• L•• | Chicago, IL | independent RIA | $329M | 79% | 3 | $110M | 1 | 0 |
| W••••• M••••••••• C•••• L•• | Salt Lake City, UT | independent RIA | $329M | 100% | 6 | $54.9M | 1 | 0 |
| P•••• F•••••••• P•••••••• L•• | Tampa, FL | mixed wealth | $329M | 27% | 4 | $82.3M | 0 | 0 |
| N•• A•••••••• L•• | San Luis Obispo, CA | independent RIA | $329M | 87% | 2 | $165M | 0 | 0 |
| B• W••••• M••••••••• | Boise, ID | independent RIA | $329M | 97% | 5 | $65.8M | 0 | 0 |
| B•••••• C•••••• A•••••••• L•• | West Des Moines, IA | independent RIA | $329M | 100% | 3 | $110M | 0 | 0 |
| A•••••• F•••••••• G••••• L•• | Oakwood, OH | independent RIA | $329M | 95% | 4 | $82.2M | 2 | 0 |
| K••••• I••••••••• I•• | Northfield, IL | independent RIA | $328M | 99% | 2 | $164M | 1 | 0 |
| O•• F•••••••• S••••••• L•• | Dewitt, NY | independent RIA | $328M | 100% | 3 | $109M | 0 | 0 |
| T••••• G••••• • I••••• A•••••••• L•• | Del Mar, CA | independent RIA | $328M | 100% | 5 | $65.7M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.