DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Finer Wealth Management, Inc. CRD 129987 | Salem, MA | independent RIA | $306M | 96% | 3 | $102M | 4 | 0 |
| Mwa Asset Management CRD 142912 | Danvers, MA | independent RIA | $306M | 99% | 2 | $153M | 0 | 0 |
| Abbot Financial Management, Inc CRD 111040 | Andover, MA | independent RIA | $303M | 97% | 3 | $101M | 1 | 0 |
| M••••••••• W••••• M••••••••• L•• CRD 160235 | North Andover, MA | independent RIA | $301M | 95% | 2 | $151M | 0 | 0 |
| F••• C•••••• F•••••••• S••••••• CRD 338120 | Easton, MA | independent RIA | $292M | 100% | 2 | $146M | 0 | 0 |
| F•• H••• W••••• M••••••••• CRD 321881 | Dedham, MA | independent RIA | $290M | 99% | 7 | $41.5M | 1 | 0 |
| F••••••••• M••••••••• L•• CRD 187517 | Cambridge, MA | asset manager | $290M | 0.0% | 0 | n/a | 0 | 2 |
| M••••••• F•••••••• A•••••••• L•• CRD 119679 | Holliston, MA | independent RIA | $284M | 100% | 2 | $142M | 3 | 0 |
| R••••••••• A••••••• CRD 149592 | Great Barrington, MA | independent RIA | $280M | 100% | 2 | $140M | 2 | 0 |
| T•• W••••• M••••••••• CRD 125209 | Framingham, MA | independent RIA | $279M | 100% | 2 | $140M | 2 | 0 |
| I••••••• I••••••••• M••••••••• L•• CRD 108467 | Boston, MA | independent RIA | $278M | 100% | 2 | $139M | 0 | 1 |
| H••••••• H•••••• CRD 331677 | Boston, MA | asset manager | $278M | 0.0% | 0 | n/a | 1 | 2 |
| H••••• I••••• C•••••• L•• CRD 107457 | Topsfield, MA | independent RIA | $278M | 93% | 1 | $278M | 0 | 0 |
| O•••••••• W••••• A••••••• L•• CRD 289242 | Lexington, MA | independent RIA | $274M | 99% | 1 | $274M | 0 | 0 |
| S•••• S•••• C•••••• A•••••••• L•• CRD 142915 | Boston, MA | independent RIA | $273M | 97% | 3 | $90.9M | 1 | 0 |
| A••••••• CRD 314924 | Boston, MA | institutional | $269M | 0.0% | 0 | n/a | 0 | 4 |
| W••••••• W••••• M••••••••• CRD 175118 | Sudbury, MA | independent RIA | $267M | 100% | 2 | $133M | 0 | 0 |
| R••••••••• F•••••••• S••••••• CRD 130715 | Medway, MA | independent RIA | $256M | 86% | 4 | $64.0M | 0 | 0 |
| F••••• F•••••••• S•••••••• I••• CRD 146339 | Beverly, MA | independent RIA | $254M | 86% | 6 | $42.4M | 0 | 0 |
| L•••••• F•••• L•• CRD 343208 | Boston, MA | independent RIA | $251M | 100% | 4 | $62.7M | 0 | 0 |
| T•• C••••••• G•••• L•• CRD 318897 | Wayland, MA | independent RIA | $248M | 100% | 2 | $124M | 0 | 0 |
| A•••••• W••••• M••••••••• I••• CRD 172749 | Boston, MA | independent RIA | $248M | 100% | 2 | $124M | 0 | 0 |
| J•••• C•••••• M••••••••• CRD 166053 | Natick, MA | asset manager | $247M | 0.6% | 1 | $247M | 0 | 0 |
| N•••• CRD 105254 | Burlington, MA | independent RIA | $246M | 100% | 3 | $82.0M | 0 | 0 |
| A••••••••• F••• A•••••••• L•• CRD 313109 | Boston, MA | asset manager | $246M | 0.0% | 0 | n/a | 0 | 0 |
| L••••• H••••• A•••••••• L•• CRD 168700 | Marblehead, MA | asset manager | $243M | 0.0% | 1 | $243M | 0 | 0 |
| B••• C•••••• P••••• E•••••• L• CRD 145650 | Boston, MA | asset manager | $242M | 0.0% | 0 | n/a | 0 | 2 |
| 1••• I••••••••• A•••••••• I••• CRD 119262 | Plymouth, MA | independent RIA | $242M | 98% | 3 | $80.5M | 0 | 0 |
| C••••••• P••••••• I••• CRD 160229 | Newton, MA | asset manager | $239M | 0.0% | 0 | n/a | 0 | 5 |
| O• M••••••••• L•• CRD 284192 | Boston, MA | asset manager | $232M | 0.0% | 0 | n/a | 0 | 40 |
| T••••••• W••••• CRD 319355 | Great Barrington, MA | independent RIA | $230M | 100% | 5 | $45.9M | 4 | 0 |
| S••••••••• M•••• S••••••••• I•• CRD 109829 | Fall River, MA | independent RIA | $227M | 100% | 1 | $227M | 0 | 0 |
| W•••••• P••••••• M••••••••• L•• CRD 309792 | Needham, MA | asset manager | $227M | 0.0% | 0 | n/a | 0 | 0 |
| G••••• D•••• C••••••• L•• CRD 324485 | Somerville, MA | asset manager | $225M | 0.0% | 0 | n/a | 0 | 1 |
| W••••• F•••••••• L•• CRD 315798 | Boston, MA | independent RIA | $223M | 100% | 7 | $31.9M | 6 | 0 |
| T•• N•••••••• N•••••• L• CRD 316201 | Wellesley, MA | asset manager | $223M | 0.0% | 0 | n/a | 0 | 2 |
| C•••••• C•••••• L•• CRD 118098 | Boston, MA | independent RIA | $222M | 100% | 0 | n/a | 0 | 0 |
| S•••••••• P••••••• G••••• I••• CRD 124855 | Wellesley, MA | independent RIA | $219M | 100% | 2 | $109M | 0 | 0 |
| P•••••• I••••••••• A•••••••• L•• CRD 324093 | Framingham, MA | independent RIA | $217M | 81% | 2 | $109M | 1 | 0 |
| C••••• F•••••••• G•••• L•• CRD 290016 | Falmouth, MA | independent RIA | $217M | 100% | 3 | $72.3M | 2 | 0 |
| E••• L•• CRD 121355 | Cambridge, MA | independent RIA | $217M | 100% | 1 | $217M | 0 | 0 |
| J•• M••••••••• L•• CRD 169235 | Boston, MA | asset manager | $212M | 0.0% | 0 | n/a | 0 | 6 |
| A••• I••••••••• G•••• CRD 333593 | Hudson, MA | independent RIA | $211M | 96% | 6 | $35.2M | 2 | 0 |
| T•••• C•••••• M••••••••• CRD 136851 | Needham, MA | independent RIA | $211M | 98% | 3 | $70.3M | 0 | 0 |
| M•••• C•••••• P••••••• CRD 107412 | Boston, MA | independent RIA | $211M | 67% | 4 | $52.7M | 0 | 1 |
| F••••• P•••• F••••••••• I••• CRD 107915 | North Andover, MA | independent RIA | $207M | 98% | 3 | $68.9M | 3 | 0 |
| O•••• C•••••• M••••••••• L•• CRD 134731 | Boston, MA | independent RIA | $205M | 98% | 2 | $103M | 0 | 2 |
| F•••••• F•••••••• L•• CRD 172473 | Needham, MA | independent RIA | $203M | 100% | 3 | $67.6M | 0 | 0 |
| W••••• A•••• M••••••••• CRD 129473 | Gloucester, MA | independent RIA | $203M | 87% | 2 | $101M | 0 | 0 |
| K••••• F•••••••• CRD 285673 | Boston, MA | independent RIA | $202M | 100% | 20 | $10.1M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
626 advisers match.