DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Interactive Financial Advisors CRD 125117 | New Lenox, IL | independent RIA | $240M | 100% | 34 | $7.1M | 26 | 0 |
| Arlington Wealth Management CRD 114801 | Arlington Heights, IL | independent RIA | $236M | 89% | 3 | $78.6M | 0 | 0 |
| Lind Capital Partners CRD 165810 | Evanston, IL | independent RIA | $235M | 71% | 2 | $118M | 0 | 0 |
| M•• W••••• M••••••••• L•• CRD 301011 | Hinsdale, IL | independent RIA | $234M | 54% | 3 | $77.9M | 1 | 0 |
| L••••• I•••••••• L•• CRD 147284 | Chicago, IL | asset manager | $233M | 0.0% | 0 | n/a | 0 | 1 |
| R••••• C•••••• M••••••••• L•• CRD 310237 | Park Ridge, IL | asset manager | $231M | 0.0% | 0 | n/a | 1 | 3 |
| F••••• A•••• M••••••••• L•• CRD 139795 | Riverside, IL | independent RIA | $231M | 95% | 3 | $76.9M | 0 | 0 |
| W•••••••• F•••••••• A•••••••• I••• CRD 123279 | Deer Park, IL | independent RIA | $230M | 88% | 3 | $76.7M | 0 | 0 |
| C•••••• I••••••••• A••••••• C••••••• I••• CRD 123243 | St. Charles, IL | independent RIA | $230M | 96% | 5 | $46.0M | 2 | 0 |
| A••••• I••••••••• M••••••••• L••• CRD 285746 | Chicago, IL | asset manager | $227M | 2.4% | 0 | n/a | 0 | 13 |
| M••••• C•••••• M••••••••• I••• CRD 123176 | Chicago, IL | independent RIA | $226M | 100% | 4 | $56.6M | 0 | 0 |
| W••••••• C•••••• M••••••••• C•••••• CRD 109412 | Wilmette, IL | independent RIA | $226M | 100% | 1 | $226M | 0 | 0 |
| M•••••• W••••• L•• CRD 297493 | Glencoe, IL | independent RIA | $225M | 100% | 1 | $225M | 0 | 0 |
| B••••••• C••••••• L•• CRD 307765 | Chicago, IL | mixed wealth | $225M | 43% | 0 | n/a | 0 | 0 |
| V•• I• I••••••••• L•• CRD 121992 | Burr Ridge, IL | independent RIA | $222M | 100% | 4 | $55.5M | 0 | 0 |
| E••• S••••• G••••• P••••••• CRD 326011 | Chicago, IL | asset manager | $221M | 0.0% | 0 | n/a | 0 | 7 |
| R••••• P•••• C•••••• CRD 341131 | Chicago, IL | asset manager | $220M | 0.0% | 0 | n/a | 0 | 4 |
| M••••• F•••• M••••••••• CRD 110309 | Oak Park, IL | independent RIA | $218M | 100% | 3 | $72.6M | 0 | 0 |
| C••• C•••••• M••••••••• L•• CRD 162814 | Chicago, IL | other | $216M | 0.0% | 0 | n/a | 0 | 1 |
| K•• F•••••••• P••••••• • W••••• M••••••••• L•• CRD 338738 | St. Charles, IL | independent RIA | $211M | 100% | 1 | $211M | 0 | 0 |
| V••••• A•••• M••••••••• L•• CRD 283438 | Barrington, IL | independent RIA | $211M | 96% | 3 | $70.5M | 4 | 0 |
| P•••• I•• A••••••• S•••••••• L•• CRD 122959 | Buffalo Grove, IL | independent RIA | $211M | 100% | 3 | $70.3M | 1 | 0 |
| T•••••• W••••• M••••••••• L•• CRD 155013 | Northfield, IL | independent RIA | $210M | 100% | 3 | $70.0M | 0 | 0 |
| P••••••••• W••••• • T•• A••••••• CRD 327974 | Frankfort, IL | independent RIA | $207M | 100% | 4 | $51.9M | 2 | 0 |
| P••••••• A•••• M••••••••• I••• CRD 307977 | Oakbrook Terrace, IL | independent RIA | $206M | 80% | 3 | $68.7M | 0 | 0 |
| W•••••• P•••••• W••••• M••••••••• L• CRD 152714 | Lake Forest, IL | independent RIA | $206M | 100% | 2 | $103M | 1 | 0 |
| C•••••• R••• C•••••• M••••••••• L••• CRD 157296 | Bannockburn, IL | mixed wealth | $204M | 25% | 0 | n/a | 1 | 1 |
| D• C•••••• A•••••••• L•• CRD 330325 | Chicago, IL | asset manager | $203M | 0.0% | 0 | n/a | 0 | 5 |
| C•••••• C•••••• M••••••••• L•• CRD 175453 | C••••••, IL | asset manager | $203M | 0.0% | 0 | n/a | 0 | 5 |
| S••••• I••••••••• L•• CRD 167037 | Chicago, IL | independent RIA | $201M | 98% | 4 | $50.2M | 0 | 0 |
| U••••••• E••••• L•• CRD 314936 | Chicago, IL | asset manager | $199M | 0.0% | 0 | n/a | 0 | 11 |
| P•• W••••• M••••••••• CRD 285899 | Hawthorn Woods, IL | independent RIA | $198M | 100% | 4 | $49.6M | 1 | 0 |
| T•••••• B•••• CRD 141602 | Lake Zurich, IL | independent RIA | $196M | 97% | 1 | $196M | 1 | 0 |
| A•• A••••••• L•• CRD 167456 | Bloomington, IL | independent RIA | $196M | 89% | 3 | $65.2M | 0 | 0 |
| A••••••• C•••••••• W••••• M••••••••• L•• CRD 147376 | Crystal Lake, IL | independent RIA | $195M | 91% | 5 | $39.1M | 4 | 0 |
| T••••• I••••••••• L•• CRD 164130 | Park Ridge, IL | independent RIA | $194M | 100% | 3 | $64.6M | 0 | 0 |
| M•• C•••••• C••••••••• L•• CRD 125061 | Chicago, IL | independent RIA | $194M | 87% | 4 | $48.4M | 1 | 0 |
| K••••• C•••••• P••••••• CRD 305445 | Chicago, IL | asset manager | $193M | 0.0% | 0 | n/a | 0 | 8 |
| G••••••••• C••••••• L•• CRD 226650 | Chicago, IL | asset manager | $193M | 0.0% | 0 | n/a | 0 | 2 |
| F•••••••• E•••••••• I•• CRD 148557 | Rolling Meadows, IL | independent RIA | $193M | 99% | 1 | $193M | 0 | 0 |
| M•••• F•••••••• G••••• L••• CRD 174339 | Batavia, IL | independent RIA | $191M | 100% | 3 | $63.5M | 0 | 0 |
| T•••• S•••• W••••• M••••••••• L•• CRD 301007 | Bloomington, IL | independent RIA | $190M | 100% | 5 | $38.0M | 3 | 0 |
| H•••••• F•••••••• R••••••••• L•• CRD 110261 | Skokie, IL | independent RIA | $190M | 94% | 2 | $94.9M | 0 | 0 |
| S••••• P•••••• W•••••• L•• CRD 290029 | Chicago, IL | independent RIA | $190M | 94% | 4 | $47.4M | 1 | 0 |
| M••••••• F•••••••• G••••• L•• CRD 154891 | Westchester, IL | independent RIA | $189M | 54% | 1 | $189M | 1 | 0 |
| W••• S••••• F•••••••• G••••• I••• CRD 289051 | Carlinville, IL | independent RIA | $188M | 96% | 3 | $62.6M | 2 | 0 |
| P•••••• I••••••••• M••••••••• I••• CRD 282557 | Highland Park, IL | independent RIA | $186M | 100% | 8 | $23.3M | 3 | 0 |
| F•••• A••••••• C•••••• M••••••••• L•• CRD 161373 | Chicago, IL | asset manager | $186M | 0.0% | 0 | n/a | 0 | 8 |
| B••• C•••••• A••••••• L•• CRD 174016 | Northbrook, IL | independent RIA | $185M | 100% | 1 | $185M | 0 | 3 |
| E••••• A•••• I••••••••• CRD 156327 | Chicago, IL | other | $184M | 20% | 6 | $30.7M | 0 | 0 |
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678 advisers match.