DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Patron Partners, LLC CRD 310629 | Houston, TX | independent RIA | $326M | 94% | 2 | $163M | 0 | 0 |
| Crimson Management CRD 111779 | Houston, TX | independent RIA | $324M | 92% | 0 | Not computed | 0 | 0 |
| Intrepid Investment Management, LLC CRD 192522 | Houston, TX | asset manager | $323M | 0.0% | 1 | $323M | 1 | 7 |
| A•••• P••••••••• G•••• I•• CRD 108150 | Grapevine, TX | independent RIA | $321M | 100% | 2 | $161M | 0 | 0 |
| F•••••• F••••• F••••••••• L•• CRD 171978 | Austin, TX | independent RIA | $321M | 97% | 1 | $321M | 1 | 3 |
| M•••• I••••••••• M••••••••• L• CRD 305152 | Dallas, TX | institutional | $321M | 0.0% | 0 | Not computed | 2 | 0 |
| A•• F•••••••• S••••••• I••• CRD 144351 | The Woodlands, TX | independent RIA | $321M | 98% | 7 | $45.8M | 0 | 0 |
| P•••••• • T••••• W••••• M••••••••• CRD 335178 | San Angelo, TX | independent RIA | $318M | 87% | 5 | $63.7M | 0 | 0 |
| O•••••• F••••••••• L•• CRD 300362 | Southlake, TX | independent RIA | $318M | 100% | 7 | $45.4M | 5 | 0 |
| B••••• • S••••• L•• CRD 114287 | Lubbock, TX | independent RIA | $315M | 100% | 3 | $105M | 0 | 0 |
| G•••• W••••• M••••••••• C••• L•• CRD 114097 | San Antonio, TX | independent RIA | $312M | 87% | 4 | $78.0M | 0 | 0 |
| L••• W••••••• C•••••• P••••••• L•• CRD 287835 | Plano, TX | asset manager | $312M | 0.0% | 0 | Not computed | 0 | 4 |
| N••• CRD 317406 | Plano, TX | independent RIA | $312M | 58% | 2 | $156M | 0 | 0 |
| C••••••• S••••••• I••••••••• A•••••••• I••• CRD 164325 | Houston, TX | asset manager | $308M | 0.0% | 0 | Not computed | 0 | 1 |
| B••••••• W••••• S•••••••• CRD 291753 | San Antonio, TX | independent RIA | $308M | 95% | 11 | $28.0M | 25 | 0 |
| L••• W••••• M••••••••• CRD 152253 | Dallas, TX | independent RIA | $306M | 100% | 3 | $102M | 1 | 0 |
| R••••••• W••••• M••••••••• CRD 339856 | R•••••••, TX | independent RIA | $305M | 100% | 3 | $102M | 0 | 0 |
| N•••••• C•••••• M••••••••• L• CRD 332920 | Austin, TX | asset manager | $305M | 0.0% | 0 | Not computed | 1 | 6 |
| P••••• F•••••••• CRD 282084 | Houston, TX | independent RIA | $304M | 99% | 3 | $101M | 2 | 0 |
| C••••• A•• M•••••• L•• CRD 342110 | Dallas, TX | asset manager | $300M | 0.0% | 0 | Not computed | 2 | 2 |
| C••• C•••••• M••••••••• A•• R••••••• I••• CRD 146285 | Houston, TX | mixed wealth | $299M | 46% | 3 | $99.6M | 0 | 0 |
| A••• W••••• P•••••••• L•• CRD 323124 | San Antonio, TX | independent RIA | $299M | 100% | 7 | $42.6M | 0 | 0 |
| B••••• F•••••••• A••••••• L•• CRD 106164 | Houston, TX | independent RIA | $297M | 100% | 2 | $148M | 0 | 0 |
| B••• I••••• CRD 297599 | San Antonio, TX | independent RIA | $296M | 98% | 3 | $98.8M | 0 | 0 |
| A••••• M•••• M••••••••• C••••••••• CRD 302038 | A•••••, TX | independent RIA | $296M | 54% | 2 | $148M | 1 | 0 |
| O••••• A••••••• CRD 327750 | Dallas, TX | independent RIA | $296M | 100% | 3 | $98.6M | 0 | 0 |
| B••••••••• M••••••••• CRD 289150 | Austin, TX | asset manager | $294M | 0.0% | 0 | Not computed | 0 | 4 |
| M••• B••• W••••• M••••••••• L•• CRD 151070 | Bellville, TX | independent RIA | $294M | 78% | 3 | $98.1M | 0 | 0 |
| M•• F•••••••• A•••••••• L•• CRD 340925 | Webster, TX | independent RIA | $294M | 97% | 5 | $58.8M | 0 | 0 |
| N•••• W••••• CRD 317730 | Houston, TX | mixed wealth | $294M | 32% | 3 | $97.9M | 1 | 0 |
| O•••• C•••••• M••••••••• L•• CRD 144847 | Southlake, TX | independent RIA | $290M | 99% | 3 | $96.6M | 0 | 0 |
| R•••••••• C•••••• A•••••••• L•• CRD 314664 | Dallas, TX | asset manager | $288M | 0.0% | 0 | Not computed | 0 | 3 |
| W•••• A•••• M••••••••• CRD 166970 | Dallas, TX | independent RIA | $288M | 100% | 10 | $28.8M | 0 | 0 |
| L••••• F•••••••• • E••••••• A••••••• S••••••• CRD 105835 | Houston, TX | institutional | $286M | 0.0% | 0 | Not computed | 1 | 0 |
| R••••••••• C•••••• M••••••••• L•• CRD 284911 | Fort Worth, TX | asset manager | $286M | 0.0% | 0 | Not computed | 0 | 3 |
| M•• V••••••• L•• CRD 322399 | Fort Worth, TX | asset manager | $284M | 0.0% | 0 | Not computed | 1 | 12 |
| D•••••••• C•••••• P••••••• L•• CRD 322380 | Houston, TX | asset manager | $283M | 0.0% | 0 | Not computed | 3 | 5 |
| F••••••• C•••••• M••••••••• I•• CRD 111164 | Houston, TX | independent RIA | $282M | 93% | 3 | $93.9M | 0 | 0 |
| P••••• I••••••••• M••••••••• C•••••• CRD 330449 | Houston, TX | asset manager | $279M | 0.0% | 0 | Not computed | 0 | 2 |
| S••••••• D••• L•• CRD 337990 | Plano, TX | independent RIA | $279M | 99% | 3 | $93.0M | 0 | 0 |
| L•••••••• H••• P•••••••• L•• CRD 301810 | Dallas, TX | independent RIA | $278M | 95% | 6 | $46.4M | 0 | 0 |
| P•••••••• F•••••••• CRD 329089 | Southlake, TX | institutional | $277M | 0.0% | 1 | $277M | 0 | 0 |
| J••••• C•••••• P••••••• M••••••••• L•• CRD 289512 | Dallas, TX | asset manager | $277M | 0.0% | 0 | Not computed | 0 | 1 |
| R••••••• W••••• M••••••••• L•• CRD 288088 | Dallas, TX | independent RIA | $275M | 95% | 2 | $138M | 0 | 0 |
| B•••• W••••• G•••• CRD 327346 | Granbury, TX | independent RIA | $275M | 99% | 2 | $137M | 0 | 0 |
| L••••• C•••••• CRD 332184 | The Woodlands, TX | independent RIA | $273M | 99% | 3 | $91.1M | 0 | 0 |
| N•••• W••••• M••••••••• L•• CRD 329186 | Fort Worth, TX | independent RIA | $273M | 100% | 3 | $90.9M | 0 | 0 |
| S• A•••••• N••••••• L•• CRD 317533 | Plano, TX | independent RIA | $272M | 100% | 2 | $136M | 0 | 0 |
| P•••• F•••••••• CRD 283776 | Houston, TX | independent RIA | $270M | 100% | 15 | $18.0M | 19 | 0 |
| F••••••••• E••••• M••••••••• CRD 161141 | Addison, TX | asset manager | $270M | 0.0% | 0 | Not computed | 0 | 6 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.