DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,869 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Rmr Capital Management LLC CRD 285334 | Tustin, CA | independent RIA | $171M | 100% | 1 | $171M | 0 | 0 |
| Mcm Wealth CRD 136075 | Novato, CA | independent RIA | $171M | 98% | 7 | $24.4M | 6 | 0 |
| Taylor Wealth Management, LLC CRD 132955 | Torrance, CA | independent RIA | $171M | 100% | 1 | $171M | 0 | 0 |
| I•• A••••••• I••••••••• M••••••••• L•• CRD 333479 | Los Angeles, CA | independent RIA | $171M | 100% | 0 | Not computed | 0 | 0 |
| R•••••• P••• A••••••• CRD 307958 | R•••••• City, CA | independent RIA | $170M | 100% | 2 | $85.2M | 0 | 0 |
| D•• M•• W••••• M••••••••• I•• CRD 175022 | Del Mar, CA | independent RIA | $170M | 99% | 2 | $84.9M | 0 | 0 |
| E••••••••• F•••••••• G•••• CRD 140929 | San Francisco, CA | independent RIA | $170M | 80% | 2 | $84.9M | 1 | 0 |
| T•• C••••••• CRD 105072 | Long Beach, CA | independent RIA | $170M | 100% | 2 | $84.9M | 0 | 0 |
| A•••• F•••••••• CRD 328790 | Los Angeles, CA | independent RIA | $169M | 100% | 7 | $24.2M | 6 | 0 |
| S•••••• F••••••••• L•• CRD 299405 | Roseville, CA | asset manager | $169M | 0.0% | 1 | $169M | 3 | 2 |
| F•••••••• Z•• CRD 282230 | San Francisco, CA | independent RIA | $168M | 100% | 2 | $83.8M | 0 | 0 |
| H•••• • A••••••• W••••• A••••••• L•• CRD 285315 | San Francisco, CA | independent RIA | $167M | 100% | 2 | $83.6M | 0 | 0 |
| C••••••• W••••• A••••••• L•• CRD 297503 | Newport Beach, CA | independent RIA | $167M | 94% | 1 | $167M | 0 | 0 |
| B•••• F•••••••• S•••••••• I••• CRD 331868 | Newport Beach, CA | independent RIA | $167M | 97% | 4 | $41.8M | 0 | 0 |
| S•• F•••••••• A•••••••• L••• CRD 288015 | San Francisco, CA | independent RIA | $167M | 100% | 5 | $33.4M | 0 | 0 |
| E••• F•••• CRD 311425 | Hermosa Beach, CA | asset manager | $166M | 0.0% | 0 | Not computed | 0 | 9 |
| O•••• S••••• C•••••• P••••••• L•• CRD 300115 | Los Angeles, CA | independent RIA | $165M | 55% | 1 | $165M | 0 | 1 |
| S•• M•••• M••••••• CRD 331617 | Atascadero, CA | independent RIA | $165M | 85% | 2 | $82.3M | 0 | 0 |
| S•••• C•••••• M••••••••• L•• CRD 320929 | Irvine, CA | asset manager | $165M | 0.0% | 0 | Not computed | 0 | 3 |
| D•••••••• C•••••• M••••••••• L•• CRD 108027 | Sacramento, CA | independent RIA | $163M | 94% | 2 | $81.4M | 0 | 0 |
| D•••••••• C•••••• A•••••••• L•• CRD 168132 | San Francisco, CA | independent RIA | $162M | 91% | 2 | $81.2M | 0 | 0 |
| T•••••• W••••• CRD 283295 | Burlingame, CA | independent RIA | $162M | 100% | 3 | $54.1M | 2 | 0 |
| F••• C•••••• M••••••••• CRD 104986 | Newport Beach, CA | independent RIA | $162M | 94% | 1 | $162M | 0 | 0 |
| B••• • H••••• F•••••••• P•••••••• I••• CRD 311830 | Modesto, CA | independent RIA | $161M | 96% | 2 | $80.7M | 0 | 0 |
| C•••••••• C•••••• P••••••• L•• CRD 111756 | Menlo Park, CA | independent RIA | $161M | 99% | 3 | $53.8M | 3 | 2 |
| C•••••••• C•••••• G••••• L•• CRD 313639 | Los Angeles, CA | asset manager | $160M | 0.0% | 0 | Not computed | 0 | 7 |
| R•• W••••• M••••••••• CRD 277137 | Placentia, CA | independent RIA | $160M | 98% | 4 | $39.9M | 2 | 0 |
| S••••• P•••••• W••••• L•• CRD 308547 | Novato, CA | independent RIA | $158M | 97% | 3 | $52.8M | 2 | 0 |
| Z•••••• W••••• P••••••• CRD 105736 | San Diego, CA | independent RIA | $158M | 97% | 3 | $52.8M | 1 | 0 |
| F•••• W••••• M••••••••• I••• CRD 171788 | Roseville, CA | independent RIA | $158M | 100% | 1 | $158M | 0 | 0 |
| F•••• F•••••••• A••••••• CRD 311162 | Carlsbad, CA | independent RIA | $158M | 100% | 1 | $158M | 1 | 0 |
| M• C•••••• A••••••• CRD 288829 | Valencia, CA | asset manager | $158M | 6.8% | 3 | $52.7M | 0 | 0 |
| C••••••••• F••••••••• L•• CRD 286443 | Tustin, CA | independent RIA | $157M | 100% | 1 | $157M | 0 | 0 |
| F•••• A•••• M••••••••• CRD 231789 | San Diego, CA | independent RIA | $157M | 61% | 6 | $26.2M | 0 | 0 |
| N•••••• B•••••• F•••••••• A••••••• CRD 148056 | Santa Cruz, CA | independent RIA | $156M | 100% | 3 | $51.9M | 3 | 0 |
| W•••••• C••••••• L•• CRD 331407 | Los Angeles, CA | asset manager | $155M | 0.0% | 0 | Not computed | 0 | 2 |
| M•••••••• • T•••••••• I••• CRD 133563 | San Diego, CA | independent RIA | $155M | 100% | 2 | $77.5M | 0 | 0 |
| I••••• F•••••••• L•• CRD 288345 | Pasadena, CA | independent RIA | $155M | 100% | 2 | $77.5M | 0 | 0 |
| D••••••• I••••••••• I••• CRD 145073 | San Diego, CA | independent RIA | $155M | 100% | 2 | $77.5M | 0 | 0 |
| L••• A••••• F•••••••• L•• CRD 315746 | Pasadena, CA | independent RIA | $155M | 93% | 5 | $30.9M | 3 | 0 |
| N•••••• C•••••• M••••••••• L•• CRD 148516 | South Pasadena, CA | independent RIA | $154M | 94% | 4 | $38.5M | 0 | 0 |
| M•• E••••••••• A••••••• L•• CRD 328135 | West Hollywood, CA | other | $154M | 0.0% | 0 | Not computed | 0 | 2 |
| M••••••••• I••••••••• S••••••• CRD 108744 | Van Nuys, CA | independent RIA | $154M | 85% | 1 | $154M | 1 | 2 |
| A••••••••• C•••••• M••••••••• L•• CRD 123305 | Torrance, CA | independent RIA | $154M | 95% | 2 | $76.8M | 0 | 0 |
| R••• D•••• I••••••••• C••••••••• CRD 106688 | Los Angeles, CA | independent RIA | $154M | 96% | 2 | $76.8M | 0 | 0 |
| A••• F•••••• CRD 318714 | Mountain View, CA | independent RIA | $153M | 100% | 3 | $51.1M | 1 | 0 |
| C•••• R••••••••• A••••• L•• CRD 292667 | San Mateo, CA | independent RIA | $153M | 100% | 1 | $153M | 0 | 0 |
| S••••••••• W••••• M••••••••• S•••••••• CRD 322851 | Huntington Beach, CA | independent RIA | $153M | 97% | 2 | $76.5M | 0 | 0 |
| G••••• F•••••••• M••••••••• CRD 131628 | Lafayette, CA | independent RIA | $153M | 87% | 1 | $153M | 1 | 0 |
| D••••••••• W••••• M••••••••• L•• CRD 298928 | Roseville, CA | independent RIA | $152M | 100% | 2 | $76.0M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.