DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Thornburg Investment Management Inc CRD 106357 | Santa Fe, NM | asset manager | $54B | 2.3% | 42 | $1.3B | 0 | 2 |
| Ulrich Investment Consultants CRD 159499 | Albuquerque, NM | mixed wealth | $3.6B | 20% | 12 | $302M | 4 | 0 |
| John Moore & Associates Inc CRD 109791 | Albuquerque, NM | independent RIA | $1.0B | 98% | 5 | $206M | 1 | 0 |
| Redw Wealth LLC CRD 109446 | Albuquerque, NM | mixed wealth | $869M | 49% | 8 | $109M | 4 | 0 |
| Zanetti Financial, LLC CRD 282089 | Albuquerque, NM | independent RIA | $809M | 100% | 2 | $405M | 0 | 0 |
| Westwind Capital CRD 106802 | Las Cruces, NM | independent RIA | $796M | 93% | 5 | $159M | 0 | 0 |
| Portfolio Wealth Advisors CRD 145687 | Albuquerque, NM | independent RIA | $395M | 99% | 1 | $395M | 0 | 0 |
| Sun Mountain Capital Advisors, LLC CRD 151477 | Santa Fe, NM | asset manager | $379M | 0.0% | 3 | $126M | 3 | 9 |
| Bco Wealth Management, LLC CRD 322276 | Carlsbad, NM | independent RIA | $360M | 87% | 4 | $89.9M | 0 | 0 |
| Dxd Capital CRD 329580 | Albuquerque, NM | asset manager | $353M | 0.0% | 0 | n/a | 2 | 0 |
| Perini Capital CRD 158540 | Carlsbad, NM | mixed wealth | $287M | 33% | 3 | $95.7M | 0 | 6 |
| Titan Fund Management, LLC CRD 290562 | Albuquerque, NM | asset manager | $251M | 0.0% | 0 | n/a | 1 | 4 |
| City Different Investments CRD 310982 | Santa Fe, NM | independent RIA | $244M | 76% | 12 | $20.4M | 4 | 4 |
| Madrid Wealth Management CRD 333331 | Albuquerque, NM | independent RIA | $212M | 100% | 4 | $53.0M | 1 | 0 |
| Sandia Wealth Management, LLC CRD 159402 | Albuquerque, NM | independent RIA | $193M | 94% | 1 | $193M | 1 | 0 |
| Cross State Financial Group LLC CRD 282011 | Albuquerque, NM | independent RIA | $188M | 91% | 9 | $20.9M | 7 | 0 |
| Financial Partners, LLC CRD 170002 | Santa Fe, NM | independent RIA | $182M | 100% | 3 | $60.6M | 0 | 0 |
| Hanseatic Management Services Inc CRD 107110 | Albuquerque, NM | independent RIA | $174M | 59% | 3 | $58.0M | 0 | 0 |
| Waterrock Wealth Management CRD 296462 | Albuquerque, NM | independent RIA | $154M | 100% | 4 | $38.4M | 3 | 0 |
| Steve Lynch Wealth Management CRD 113715 | Albuquerque, NM | independent RIA | $153M | 100% | 2 | $76.7M | 0 | 0 |
| Horizons Sustainable Financial Services, Inc. CRD 164970 | Santa Fe, NM | independent RIA | $151M | 100% | 6 | $25.2M | 5 | 0 |
| Oakmont Advisory Group, LLC CRD 158890 | Albuquerque, NM | independent RIA | $150M | 98% | 3 | $49.8M | 0 | 0 |
| Altamira Financial Group, LLC CRD 316907 | Santa Fe, NM | independent RIA | $130M | 98% | 3 | $43.4M | 0 | 0 |
| Skg Capital Advisors, LLC CRD 286554 | Albuquerque, NM | independent RIA | $129M | 100% | 3 | $43.1M | 0 | 0 |
| Santa Fe Advisors LLC CRD 170872 | Santa Fe, NM | independent RIA | $116M | 94% | 2 | $58.1M | 0 | 0 |
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25 advisers match.