DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oxford Financial Group, Ltd

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Robert DengerOxford Financial Group, Ltd independent RIACaptrust institutionalOtherOct 17, 2025Nov 11, 2025
Grayson Elizabeth MillerOxford Financial Group, Ltd independent RIAWaterloo Capital independent RIARIA to RIAAug 19, 2025Jul 27, 2026 (342 d)
Hannah Jill CashOxford Financial Group, Ltd independent RIACitrin Cooperman Wealth Management, LLC independent RIARIA to RIAMar 17, 2025Jan 1, 2026 (290 d)
Josiah Paul SearsOxford Financial Group, Ltd independent RIA49 Financial independent RIARIA to RIAOct 18, 2024Jan 10, 2025 (84 d)
Sally Ann SheltonOxford Financial Group, Ltd independent RIAMarbella Wealth Advisory Group, LLC state registeredRIA to a state-registered adviserOct 11, 2024May 1, 2025 (202 d)
Kristen Paige KirklandOxford Financial Group, Ltd independent RIACitrin Cooperman Wealth Management, LLC independent RIARIA to RIAAug 2, 2024Nov 26, 2025 (481 d)
Catherine Elizabeth FarleyOxford Financial Group, Ltd independent RIAKintra Wealth, LLC independent RIARIA to RIAJul 2, 2024Jun 10, 2026 (708 d)
Timothy Joseph LuxOxford Financial Group, Ltd independent RIAKingsview Wealth Management, LLC independent RIARIA to RIAOct 6, 2023Oct 26, 2023
Matthew Alfred BellOxford Financial Group, Ltd independent RIAMvrk Financial Consultants, LLC state registeredRIA to a state-registered adviserAug 25, 2023Sep 14, 2026 (1116 d)
David Matthew BrennanOxford Financial Group, Ltd independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 16, 2023Aug 23, 2023
John Paul SimmonsOxford Financial Group, Ltd independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJul 6, 2023Apr 9, 2025 (643 d)
Scott Andrew SandeeOxford Financial Group, Ltd independent RIAVertex Partners independent RIARIA to RIAJan 13, 2023Jan 18, 2023
Nathan LukeOxford Financial Group, Ltd independent RIAInnovia Wealth, LLC independent RIARIA to RIAOct 27, 2022Jan 25, 2023 (90 d)
Scott Frederick ReweyOxford Financial Group, Ltd independent RIAOkabena Investment Services Inc otherOtherJun 30, 2022Sep 25, 2025 (1183 d)
Kyle Robert ThomasOxford Financial Group, Ltd independent RIAFour Quadrant Wealth Advisors, Inc. independent RIARIA to RIAJan 13, 2022Mar 24, 2022 (70 d)
Seema Joglekar AckermanOxford Financial Group, Ltd independent RIABlackrock Investment Management, LLC otherOtherMay 11, 2021Jun 7, 2021
Stephanie Allsopp Van VlerahOxford Financial Group, Ltd independent RIAFinancial Illumination Advisors, LLC state registeredRIA to a state-registered adviserFeb 22, 2021Jan 1, 2022 (313 d)
Matthew Frank MohlmanOxford Financial Group, Ltd independent RIAMonument Advisers state registeredRIA to a state-registered adviserNov 6, 2019May 30, 2024 (1667 d)
Donna Sturgeon SterwerfOxford Financial Group, Ltd otherConstellation Wealth Advisors, LLC no RAUMOtherAug 15, 2017Oct 26, 2017 (72 d)
David Lee HechtOxford Financial Group, Ltd otherValeo Financial Advisors, LLC otherOtherJan 25, 2017Jan 15, 2018 (355 d)
Matthew Joseph SimpsonOxford Financial Group, Ltd otherFi3 Financial Advisors, LLC independent RIAOtherMay 4, 2016May 11, 2016
Kristine MertaOxford Financial Group, Ltd otherValeo Financial Advisors, LLC independent RIAOtherMay 4, 2016Feb 21, 2023 (2484 d)
Millicent Maureen HolmesOxford Financial Group, Ltd otherBrazos Securities, Inc. unclassifiedOtherAug 23, 2011May 30, 2013 (646 d)
Ivan Douglas HoffmanOxford Financial Group, Ltd otherValeo Financial Advisors, LLC otherOtherJun 14, 2007Jun 13, 2007
Richard Doud SeaverOxford Financial Group, Ltd otherLegacy Financial Advisors, L.L.C. unclassifiedOtherNov 26, 2003Dec 15, 2003
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25 moves match.