DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wescott Financial Advisory Group LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brendan Robert Thomas HunterWescott Financial Advisory Group LLC independent RIAHbks Wealth Advisors independent RIARIA to RIAFeb 10, 2026Feb 10, 2026
Michele Lyn HewittWescott Financial Advisory Group LLC independent RIAWellfull independent RIARIA to RIASep 30, 2024Nov 7, 2024 (38 d)
Kristen L BarkerWescott Financial Advisory Group LLC independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankApr 1, 2024Apr 8, 2024
Jordan Marc ShawWescott Financial Advisory Group LLC independent RIAHixon Zuercher Capital Management independent RIARIA to RIAMar 1, 2024Apr 15, 2024 (45 d)
Rebecca Ann ThompsonWescott Financial Advisory Group LLC independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAOct 19, 2023Jan 17, 2024 (90 d)
Jocelyn SchwartzWescott Financial Advisory Group LLC independent RIAPitcairn no RAUMRIA to a newly registered adviserFeb 16, 2023Jan 6, 2025 (690 d)
Philip SimoneWescott Financial Advisory Group LLC independent RIAArkadios Wealth Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 15, 2022Jul 16, 2025 (1035 d)
Matthew Charles CoutcherWescott Financial Advisory Group LLC independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 10, 2021Jul 13, 2021
Catherine M SeeberWescott Financial Advisory Group LLC otherCaptrust otherOtherOct 9, 2017Mar 30, 2017
Ariel Alejandro MarinWescott Financial Advisory Group LLC otherSouthstate Private Capital Management LLC otherOtherJul 14, 2016May 27, 2026 (3604 d)
Richard Allan GottererWescott Financial Advisory Group LLC otherCalamos Wealth Management LLC otherOtherNov 24, 2015Jul 28, 2015
Joseph NaderWescott Financial Advisory Group LLC otherCalamos Wealth Management LLC otherOtherNov 24, 2015Jul 24, 2015
Scott Alvin PoulinWescott Financial Advisory Group LLC otherCalamos Wealth Management LLC otherOtherNov 24, 2015Jul 28, 2015
John O NaussWescott Financial Advisory Group LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMay 15, 2012Sep 25, 2012 (133 d)
Chrysantha Sophia ClarkWescott Financial Advisory Group LLC otherLPL Financial LLC otherOtherFeb 19, 2008Jun 20, 2013 (1948 d)
Peter John RaimondiWescott Financial Advisory Group LLC otherBanyan Partners, LLC otherOtherFeb 5, 2008Jun 11, 2009 (492 d)
Bruce Everett HuntWescott Financial Advisory Group LLC otherRose Valley Asset Management LLC state registeredOtherDec 3, 2004Nov 30, 2006 (727 d)
Mark Anthony RioboliWescott Financial Advisory Group LLC otherIndependence Advisors Inc unclassifiedOtherOct 7, 2004Sep 15, 2006 (708 d)
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18 moves match.