DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Legacy Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gabriel Hussein DoubaLegacy Wealth Management, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 25, 2025Mar 13, 2026 (261 d)
James Kenneth KillebrewLegacy Wealth Management, LLC independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankJul 18, 2023Aug 10, 2023
Lukas Brian HooperLegacy Wealth Management, LLC independent RIAWaddell & Associates, LLC independent RIARIA to RIAJul 10, 2023Nov 20, 2023 (133 d)
Hugh W GatesLegacy Wealth Management, LLC independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAMar 27, 2023Apr 5, 2023
Jonathan D McalisterLegacy Wealth Management, LLC independent RIAKimery Wealth Management, LLC independent RIARIA to RIAJan 22, 2020Jan 22, 2020
Jeffrey Forrest BarnesLegacy Wealth Management, LLC otherGavion, LLC otherOtherOct 1, 2015Sep 16, 2015
Shelly Halford BakerLegacy Wealth Management, LLC otherSuntrust Investment Services, Inc. otherOtherSep 5, 2014Oct 6, 2014 (31 d)
Joseph Warren DyalLegacy Wealth Management, LLC otherFranklin, Parlapiano, Turner & Welch LLC otherOtherJun 3, 2014Jun 26, 2014
Steven Allen HoldsworthLegacy Wealth Management, LLC otherAdvice And Planning Services otherOtherDec 23, 2013May 29, 2014 (157 d)
David Grant MetzgerLegacy Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherJul 3, 2013Nov 14, 2013 (134 d)
Frank Stephen ReedLegacy Wealth Management, LLC otherTd Ameritrade, Inc. no RAUMOtherMay 5, 2010Jan 26, 2011 (266 d)
Celeste Diane PryorLegacy Wealth Management, LLC otherRed Door Wealth Management, LLC independent RIAOtherAug 25, 2009Jan 6, 2023 (4882 d)
Joseph Amery StaubLegacy Wealth Management, LLC otherSummit Asset Management LLC otherOtherFeb 28, 2005Apr 25, 2005 (56 d)
Sarah Russell HaizlipLegacy Wealth Management, LLC otherSummit Asset Management LLC independent RIAOtherFeb 25, 2005Jan 1, 2025 (7250 d)
Page 1 of 1
14 moves match.