Departures from Securities America Advisors, Inc.

1,892 moves

Advisor	From	To	Type	Left	Registered
Heather Morgan Anderson	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 23, 2020	Jan 10, 2025 (1723 d)
Beau Joshua Zumbusch	Securities America Advisors, Inc. BD affiliated	Inspire Advisors, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 23, 2020	Apr 24, 2020
Ashley Buchanan	Securities America Advisors, Inc. BD affiliated	Bancwest Investment Services, Inc. (Bwis) BD affiliated	Affiliated broker-dealer or bank to another	Apr 23, 2020	May 22, 2020
Adam Bruce Carter	Securities America Advisors, Inc. BD affiliated	Lpf Advisors, LLC no RAUM	Other	Apr 20, 2020	Aug 29, 2019
Chris Brian Fletcher	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 17, 2020	Apr 17, 2020
Karla Ross	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 16, 2020	Apr 16, 2020
Neel John Keiser	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 15, 2020	Apr 20, 2020
Ryan Patrick Mehalovich	Securities America Advisors, Inc. BD affiliated	Midwest Heritage Financial Advisors independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 6, 2020	Nov 8, 2019
Richard Lee Rimel	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 2, 2020	Apr 2, 2020
Jay Keith Svehla	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 2, 2020	Apr 1, 2020
Heather Lynne Harms	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 2, 2020	Apr 3, 2020
Gary Thomas Hess	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 2, 2020	Apr 3, 2020
Fredrick L Alexander	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 2, 2020	Apr 2, 2020
Mark Allan Mayfield	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Apr 2, 2020	Apr 3, 2020
Ronald Martin Hyde	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 30, 2020	Mar 30, 2020
Michael Christopher Nordmann	Securities America Advisors, Inc. BD affiliated	Maner Wealth independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 23, 2020	Mar 21, 2020
Douglas Robert Lederer	Securities America Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 19, 2020	May 19, 2020 (61 d)
John Alfred Corrieri	Securities America Advisors, Inc. BD affiliated	Saturna Capital Corporation asset manager	Other	Mar 18, 2020	Dec 20, 2021 (642 d)
Kim David Frink	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 16, 2020	Mar 3, 2020
Timothy John Schaefer	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 16, 2020	Mar 16, 2020
Robert Boris Geller	Securities America Advisors, Inc. BD affiliated	Arete Wealth Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 12, 2020	Mar 17, 2020
James Brent Gilbert	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 12, 2020	Mar 11, 2020
Thomas Russell Bugbee	Securities America Advisors, Inc. BD affiliated	Sequent Planning, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Mar 12, 2020	Mar 25, 2020
Adam Scott Langdon	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 5, 2020	Mar 2, 2020
Thomas Winfield Steele	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 5, 2020	Mar 16, 2020
Jeffrey Bennett Cornelius	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 2, 2020	Mar 4, 2020
Thomas M Anderson	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 2, 2020	Mar 2, 2020
Christopher Scott Hall	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 2, 2020	Mar 3, 2020
Paul E Carlson	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 2, 2020	Mar 2, 2020
Benjamin Paul Loberg	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 2, 2020	Mar 2, 2020
Stoney Ray Foster	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Mar 2, 2020	Mar 2, 2020
William Thomas Zimmer	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 28, 2020	Feb 27, 2020
Stracy Darrin Chatham	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 27, 2020	Feb 28, 2020
Charles Earl Trauger	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	Feb 25, 2020
Laurie Sue Stuhr	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	Feb 25, 2020
Norman William Wilkins	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	Feb 25, 2020
Tricia Lynn Kubik	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	Feb 25, 2020
Aaron Steven Broz	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	Feb 24, 2020
David Fremont Frook	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	Feb 25, 2020
Megan Mikaela Voelker	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	Feb 25, 2020
Levi Nathan Morris	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	Feb 24, 2020
John T Lund	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	Feb 25, 2020
Robert Craig Findley	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 24, 2020	Feb 24, 2020
Nicholas Lee Neisius	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 18, 2020	Feb 18, 2020
Dustin Joseph Smith	Securities America Advisors, Inc. BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Feb 13, 2020	Feb 3, 2020
Travis Scott Moomey	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 11, 2020	Feb 12, 2020
Mindy Lea Kirby	Securities America Advisors, Inc. BD affiliated	Kovack Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Feb 5, 2020	Apr 14, 2020 (69 d)
Randy Curtis Richter	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 4, 2020	Feb 12, 2020
Aaron Kenneth Kosch	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 4, 2020	Feb 3, 2020
Billy James Funderburk	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 4, 2020	Jan 31, 2020
Craig Jeffrey Jennings	Securities America Advisors, Inc. BD affiliated	Nicholas Wealth Management independent RIA	Affiliated broker-dealer or bank to independent RIA	Feb 4, 2020	Feb 14, 2020
Mark Armand Picchi	Securities America Advisors, Inc. BD affiliated	Lpf Advisors, LLC no RAUM	Other	Feb 3, 2020	Apr 3, 2019
Stephen Thomas Satterlee	Securities America Advisors, Inc. BD affiliated	Live Oak Wealth Management, LLC state registered	Affiliated broker-dealer or bank to a state-registered adviser	Feb 3, 2020	Feb 3, 2020
Scott William Cody	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Feb 3, 2020	Jan 1, 2025 (1794 d)
Kristopher Scott Flammang	Securities America Advisors, Inc. BD affiliated	Lpf Advisors, LLC no RAUM	Other	Feb 3, 2020	Apr 3, 2019
Craig Lee Smith	Securities America Advisors, Inc. BD affiliated	Lpf Advisors, LLC no RAUM	Other	Feb 3, 2020	May 16, 2019
Raymond Kenzie Jenkins	Securities America Advisors, Inc. BD affiliated	Live Oak Wealth Management, LLC state registered	Affiliated broker-dealer or bank to a state-registered adviser	Feb 3, 2020	Feb 3, 2020
Daniel Joseph Haar	Securities America Advisors, Inc. BD affiliated	Live Oak Wealth Management, LLC state registered	Affiliated broker-dealer or bank to a state-registered adviser	Feb 3, 2020	Feb 3, 2020
David Edward Zumbusch	Securities America Advisors, Inc. BD affiliated	Inspire Advisors, LLC no RAUM	Other	Jan 31, 2020	Feb 3, 2020
James E Casey	Securities America Advisors, Inc. BD affiliated	LPL Financial LLC BD affiliated	Affiliated broker-dealer or bank to another	Jan 23, 2020	Jan 23, 2026 (2192 d)

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