DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securities America Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colton Punches | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Apr 30, 2024 |
| Ralph Kirk Teppe | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Apr 26, 2024 |
| Keith James Bernardy | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 22, 2024 |
| Christopher Duke Butcher | Securities America Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Sep 11, 2024 (141 d) |
| Meghan P Dykstra | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2024 | Apr 22, 2024 |
| Maya Aly | Securities America Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2024 | Jul 9, 2024 (78 d) |
| Ryan Scott Ruth | Securities America Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2024 | Apr 18, 2024 |
| Louis Paul Thomas Brunning | Securities America Advisors, Inc. BD affiliated | Wealthplan Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Apr 19, 2024 |
| Ryan Thomas Griffin | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2024 | May 29, 2024 (47 d) |
| Barb Vavruska Fish | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2024 | Mar 28, 2024 |
| Jacob Gregory Sensiba | Securities America Advisors, Inc. BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2024 | May 9, 2024 |
| Michael Randolph Fereday | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 1, 2024 |
| David Gordon Monkelien | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Mar 27, 2024 |
| Joseph David Monkelien | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Mar 27, 2024 |
| Thomas Hudson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Mar 28, 2024 |
| Charles David Keller | Securities America Advisors, Inc. BD affiliated | Master'S Wealth Management Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2024 | Mar 27, 2024 |
| Lyle E Hershey | Securities America Advisors, Inc. BD affiliated | Master'S Wealth Management Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2024 | Mar 27, 2024 |
| Richard Dwight Thompson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 26, 2024 |
| George Ray Breeden | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 2, 2024 |
| Tracy Lamar Lentz | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 26, 2024 |
| Jonathan Thompson | Securities America Advisors, Inc. BD affiliated | Master'S Wealth Management Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2024 | Mar 27, 2024 |
| Garrison Rexon North | Securities America Advisors, Inc. BD affiliated | Master'S Wealth Management Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2024 | Mar 26, 2024 |
| John Eugene Lanzetta | Securities America Advisors, Inc. BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2024 | Mar 25, 2024 |
| Charles Whitman Cato | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Mar 27, 2024 |
| Claire Cato Hanson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Mar 27, 2024 |
| Dwaine Harold Baasch | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Mar 25, 2024 |
| Keith Morris | Securities America Advisors, Inc. BD affiliated | Siebert Advisornxt, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2024 | Aug 30, 2024 (158 d) |
| Freeman Buckner Irby | Securities America Advisors, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Apr 3, 2024 |
| Caleb John Montag | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2024 | Mar 18, 2024 |
| Russell Eugene Lane | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 7, 2024 |
| Angela Michelle Ford | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 7, 2024 |
| Patrick G Benson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 7, 2024 |
| Robert Renner Lane | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 7, 2024 |
| Steven Q. Adamson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 7, 2024 |
| Grant Jay Lane | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 7, 2024 |
| Kevin Nicholas Ille | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 7, 2024 |
| John A Rundle | Securities America Advisors, Inc. BD affiliated | Ameritime, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2024 | Dec 21, 2017 |
| Jeriod Lloyd Turner | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 7, 2024 |
| Tyler Jay Lane | Securities America Advisors, Inc. BD affiliated | Ameritime, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2024 | Jan 9, 2019 |
| Ross Alan Bauer | Securities America Advisors, Inc. BD affiliated | Ameritime, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2024 | Oct 28, 2019 |
| Thomas Joe Alstrom | Securities America Advisors, Inc. BD affiliated | Ameritime, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 14, 2024 | Sep 25, 2020 |
| Timothy Aaron Miller | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 7, 2024 |
| Benjamin Daniel Strother | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 7, 2024 |
| Andrew Noble Massieon | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 7, 2024 |
| Brian D Luther | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 14, 2024 |
| Aaron Russell Hill | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 7, 2024 |
| Justin Laverne Gibson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 7, 2024 |
| Kyle Klatt | Securities America Advisors, Inc. BD affiliated | Redhawk Wealth Advisors, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2024 | Mar 5, 2024 |
| James Allan Vanderbilt | Securities America Advisors, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2024 | Feb 29, 2024 |
| Krystle M Young | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2024 | Mar 20, 2024 |
| Ronald Alan Harczak | Securities America Advisors, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Feb 29, 2024 |
| Richard Peter Mercier | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Feb 26, 2024 |
| W. Tyler Mercier | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Feb 27, 2024 |
| Steven Edward Drahozal | Securities America Advisors, Inc. BD affiliated | Brookstone Wealth Advisors, LLC no RAUM | Other | Feb 23, 2024 | Feb 13, 2024 |
| Jason Matthew Linder | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 15, 2024 |
| Albin Mauritz Linder | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 15, 2024 |
| Seth Albin Linder | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 15, 2024 |
| Carson Joseph Hemmann | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2024 | Feb 20, 2024 |
| Mark Dean Swanson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Jan 31, 2024 |
| Andrew Goodman | Securities America Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Aug 27, 2024 (201 d) |
1,892 moves match.