DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ernst & Young Investment Advisers Llp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jason Marshall Beccaris	Ernst & Young Investment Advisers Llp no RAUM	Parallel Advisors, LLC other	Other	Jun 23, 2003	Aug 17, 2009 (2247 d)
Thomas Michael Dilorenzo	Ernst & Young Investment Advisers Llp no RAUM	Lenox Advisors, Inc. unclassified	Other	May 20, 2003	Jun 9, 2003
Leslie White Allen	Ernst & Young Investment Advisers Llp no RAUM	Family Wms, LLC other	Other	May 9, 2003	Jul 10, 2003 (62 d)
Louis Stephen Kokernak	Ernst & Young Investment Advisers Llp no RAUM	Haven Financial Advisors state registered	Other	May 9, 2003	Nov 13, 2015 (4571 d)
Scott Alan Shows	Ernst & Young Investment Advisers Llp no RAUM	Advocacy Wealth Management, LLC other	Other	Apr 9, 2003	Aug 22, 2007 (1596 d)
John Frederick Desimone	Ernst & Young Investment Advisers Llp no RAUM	Avantax Advisory Services other	Other	Apr 4, 2003	Apr 24, 2003
Amy Stacy Born	Ernst & Young Investment Advisers Llp no RAUM	Stone Carlie Wealth Advisors, LLC unclassified	Other	Mar 5, 2003	Feb 3, 2003
Robert Earl Hunter	Ernst & Young Investment Advisers Llp no RAUM	Equitable Advisors, LLC national BD	Other	Mar 5, 2003	Jul 9, 2003 (126 d)
Matthew Mark Paladini	Ernst & Young Investment Advisers Llp no RAUM	Cain, Watters & Associates, LLC other	Other	Dec 17, 2002	Jan 16, 2003
Keith Edward Heil	Ernst & Young Investment Advisers Llp no RAUM	Legacy Financial Group, Inc. unclassified	Other	Nov 27, 2002	Aug 12, 2002
Jason Stephen Dugdale	Ernst & Young Investment Advisers Llp no RAUM	Lee Financial Company, LLC other	Other	Nov 6, 2002	Nov 12, 2002
Robert Norman Johnson	Ernst & Young Investment Advisers Llp no RAUM	Alamo Advisors, LP other	Other	Aug 21, 2002	Aug 15, 2002
Daniel William Peterson	Ernst & Young Investment Advisers Llp no RAUM	Alamo Advisors, LP other	Other	Aug 21, 2002	Aug 15, 2002
Lorrie Ann Minor	Ernst & Young Investment Advisers Llp no RAUM	UBS Financial Services Inc. wirehouse	Other	Jul 23, 2002	Jul 31, 2002
Jonathan Shuford Dinkins	Ernst & Young Investment Advisers Llp no RAUM	Glass Jacobson Wealth Advisors other	Other	Jul 15, 2002	Jan 8, 2003 (177 d)

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195 moves match.