DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hbks Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Drew David DeimelHbks Wealth Advisors independent RIAEwa, LLC independent RIARIA to RIASep 5, 2025Oct 7, 2025 (32 d)
Benjamin Richard BannonHbks Wealth Advisors independent RIAJanney Montgomery Scott LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 28, 2025May 1, 2026 (427 d)
Matthew ChlopekHbks Wealth Advisors independent RIAValley Oak Investment Strategies LLC state registeredRIA to a state-registered adviserJan 14, 2025Jan 16, 2026 (367 d)
Carissa Jacqueline Giordano-SteinmeyerHbks Wealth Advisors independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankOct 2, 2023Nov 21, 2023 (50 d)
Melissa CoxHbks Wealth Advisors independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJan 13, 2023Feb 22, 2023 (40 d)
Genevieve Elizabeth GeorgeHbks Wealth Advisors independent RIABallentine Partners independent RIARIA to RIAOct 3, 2022Oct 26, 2022
Matthew D GoodeHbks Wealth Advisors independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 2, 2022Mar 9, 2024 (646 d)
Patrick John EllsworthHbks Wealth Advisors independent RIAWaldron Private Wealth independent RIARIA to RIAMar 14, 2022Mar 2, 2022
Mark Anthony MatosHbks Wealth Advisors independent RIAMoran Wealth Management, LLC independent RIARIA to RIAJan 21, 2022Jul 7, 2023 (532 d)
Kyle Austin KnoppHbks Wealth Advisors independent RIAAtlantic Wealth Partners, LLC independent RIARIA to RIAJan 20, 2022Mar 21, 2022 (60 d)
Craig Aaron SlaubaughHbks Wealth Advisors independent RIAWaldron Private Wealth independent RIARIA to RIAMay 17, 2021Jun 21, 2021 (35 d)
Paul JudeHbks Wealth Advisors independent RIASoltis Investment Advisors, LLC mixed wealthRIA to RIAApr 26, 2021May 21, 2021
Ian WildHbks Wealth Advisors independent RIAAll-Pro Advisors LLC state registeredRIA to a state-registered adviserAug 17, 2020Sep 14, 2020
David Michael BeneventoHbks Wealth Advisors independent RIACapital Client Group, Inc. no RAUMOtherApr 6, 2020Jun 4, 2020 (59 d)
Christopher John MorrisHbks Wealth Advisors independent RIAAvantax Planning Partners, Inc. independent RIARIA to RIADec 6, 2019Jun 30, 2021 (572 d)
Jessica D WaltersHbks Wealth Advisors independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 4, 2019Oct 15, 2019 (133 d)
Jason R RundorffHbks Wealth Advisors independent RIANaples Global Advisors independent RIARIA to RIANov 26, 2018Dec 21, 2018
Kelcie Larue SchiraldiHbks Wealth Advisors otherVoya Financial Advisors, Inc. BD affiliatedOtherJun 26, 2015Jan 31, 2019 (1315 d)
Kevin Michael BannonHbks Wealth Advisors otherAmeriprise Financial Services, LLC national BDOtherMay 5, 2010Apr 16, 2010
Sarah Christine IrwinHbks Wealth Advisors otherAmeriprise Financial Services, LLC national BDOtherMay 5, 2010Apr 16, 2010
Gordon Benjamin ReederHbks Wealth Advisors otherNorthwestern Mutual Investment Services,LLC otherOtherOct 29, 2007Feb 21, 2008 (115 d)
Michael James McmahonHbks Wealth Advisors otherCuna Brokerage Services, Inc. otherOtherMay 11, 2006May 17, 2006
Timothy J BakerHbks Wealth Advisors otherLegend Advisory, LLC otherOtherJun 18, 2004Jun 20, 2007 (1097 d)
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23 moves match.