DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from American Portfolios Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Parise | American Portfolios Advisors, Inc BD affiliated | Copper Beech Wealth Management other | Other | Oct 12, 2024 | Dec 16, 2009 |
| Richard Peter Cross | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Ernest Mark Caponegro | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Barbara Perkins Treadwell | American Portfolios Advisors, Inc BD affiliated | Prosperity Economics Partners, LLC no RAUM | Other | Oct 11, 2024 | Mar 11, 2011 |
| Joseph George Mcpherson | American Portfolios Advisors, Inc BD affiliated | Novem Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Sep 17, 2024 |
| Dennis Gene Mcmillin | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| Gregory Stanley Kuras | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Paula Marie Rogala | American Portfolios Advisors, Inc BD affiliated | Novem Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Oct 11, 2024 |
| Thomas Christopher Froehlich | American Portfolios Advisors, Inc BD affiliated | Froehlich Financial Group, Ltd. unclassified | Other | Oct 11, 2024 | Mar 31, 2017 |
| Brian Farkas | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Anthony Leo Ritter | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Robert Joseph Bartolotta | American Portfolios Advisors, Inc BD affiliated | Novem Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Oct 24, 2019 |
| Xavier Clemente Felipe | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| David Orin Mcmillin | American Portfolios Advisors, Inc BD affiliated | Faithward Advisors, LLC other | Other | Oct 11, 2024 | Sep 24, 2014 |
| James Gerard Kaufmann | American Portfolios Advisors, Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 10, 2024 |
| Ronit Rogoszinski | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Connie Louise Stein Neff | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Larry Bernard Hughes | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 16, 2024 |
| Louis Thomas Nazzaro | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Jubin Keyvan | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Nov 5, 2024 |
| Gus James Catanzaro | American Portfolios Advisors, Inc BD affiliated | Professional Planning Services other | Other | Oct 11, 2024 | Jul 27, 2010 |
| Joseph Patrick Cain | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Walter Hugh Brown | American Portfolios Advisors, Inc BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 5, 2024 |
| George Peter Bellucci | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Patrick Christian Mcgovern | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Joseph Leo Rooyakkers | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Ernest Vorpahl | American Portfolios Advisors, Inc BD affiliated | East End Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | May 22, 2021 |
| Brett David Shofner | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Kris Eric Tower | American Portfolios Advisors, Inc BD affiliated | Novem Group other | Other | Oct 11, 2024 | Jan 15, 2015 |
| Joseph John Messina | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Charles Gabriel Herendeen | American Portfolios Advisors, Inc BD affiliated | Novem Group other | Other | Oct 11, 2024 | Feb 24, 2015 |
| Ronald Jack Taylor | American Portfolios Advisors, Inc BD affiliated | Novem Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Apr 26, 2022 |
| Louis Robert Hery | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Donald Robert Burnaford | American Portfolios Advisors, Inc BD affiliated | Family Office Partners, Inc. no RAUM | Other | Oct 11, 2024 | Jun 21, 2017 |
| Steven Bruce Baker | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Mark A Cirelli | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| William Clifford Hanf | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Adrian Evan Young | American Portfolios Advisors, Inc BD affiliated | Faithward Capital no RAUM | Other | Oct 11, 2024 | Oct 8, 2019 |
| Joseph John Kosinski | American Portfolios Advisors, Inc BD affiliated | East End Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | May 22, 2021 |
| Daniel Stephen Dipaola | American Portfolios Advisors, Inc BD affiliated | Novem Group other | Other | Oct 11, 2024 | Oct 8, 2014 |
| John Edward Mcdonough | American Portfolios Advisors, Inc BD affiliated | Froehlich Financial Group, Ltd. unclassified | Other | Oct 11, 2024 | Oct 28, 2010 |
| John L Costello | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Jonathan Lee Gassman | American Portfolios Advisors, Inc BD affiliated | Gassman Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Jul 9, 2021 |
| Michael John Murphy | American Portfolios Advisors, Inc BD affiliated | Murphy & Mullick Capital Management Corp no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2024 | Aug 23, 2024 |
| Mary Beth Fanelli | American Portfolios Advisors, Inc BD affiliated | Faithward Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Aug 1, 2023 |
| Adam C Morgan | American Portfolios Advisors, Inc BD affiliated | Novem Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Nov 14, 2018 |
| Mark Andre Poitras | American Portfolios Advisors, Inc BD affiliated | East End Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Jun 11, 2021 |
| Anthony L Simonetti | American Portfolios Advisors, Inc BD affiliated | Novem Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Oct 22, 2021 |
| Ryan R Weier | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Michael Parise | American Portfolios Advisors, Inc BD affiliated | Family Office Partners, Inc. no RAUM | Other | Oct 11, 2024 | Jun 8, 2017 |
| Torrey James Giancursio | American Portfolios Advisors, Inc BD affiliated | Novem Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2024 | Mar 3, 2022 |
| James B. Costello | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Jan 16, 2025 (97 d) |
| Anubhav Mullick | American Portfolios Advisors, Inc BD affiliated | Murphy & Mullick Capital Management Corp no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2024 | Aug 23, 2024 |
| Conner Hartman | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Stanley Alterman | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Amy Alice Marchitello | American Portfolios Advisors, Inc BD affiliated | S Squared Retirement Solutions LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 11, 2024 | Apr 24, 2024 |
| Lawrence Todd Larmer | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Gary Blayde Davis | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| Vincent John Cacciatore | American Portfolios Advisors, Inc BD affiliated | Murphy & Mullick Capital Management Corp no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 11, 2024 | Aug 23, 2024 |
| Matthew Mcmaster Gaude | American Portfolios Advisors, Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 4, 2024 |
Page 1 of 6Next
326 moves match.