DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from American Portfolios Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William George RollAmerican Portfolios Advisors, Inc otherNpa Asset Management, LLC otherOtherDec 9, 2010Dec 6, 2010
Matthew Miles StroupAmerican Portfolios Advisors, Inc otherNpa Asset Management, LLC otherOtherDec 9, 2010Jan 11, 2011 (33 d)
Byron Lee StuddardAmerican Portfolios Advisors, Inc otherFirst Security Capital Management LLC otherOtherJan 19, 2010Jan 28, 2010
Joseph John BorrielloAmerican Portfolios Advisors, Inc otherTd Ameritrade, Inc. no RAUMOtherJan 12, 2010Jun 9, 2011 (513 d)
Stephen Andrew ConteAmerican Portfolios Advisors, Inc otherVision Investment Advisors, LLC otherOtherDec 10, 2009Mar 1, 2011 (446 d)
Shabri Gandhi MooreAmerican Portfolios Advisors, Inc otherCommonwealth Financial Network national BDOtherNov 23, 2009Nov 20, 2009
Richard William PaulAmerican Portfolios Advisors, Inc otherAllegiant Financial Advisors, LLC state registeredOtherNov 13, 2009Nov 25, 2009
Joel David HeinleinAmerican Portfolios Advisors, Inc otherWells Fargo Advisors wirehouseOtherSep 10, 2009Oct 23, 2013 (1504 d)
Larry SfinasAmerican Portfolios Advisors, Inc otherAusdal Financial Partners, Inc. otherOtherJul 13, 2009Jul 16, 2009
Andrew John KaiserAmerican Portfolios Advisors, Inc otherWestern International Securities otherOtherJun 30, 2009Jun 8, 2009
Robert Joseph McnicholasAmerican Portfolios Advisors, Inc otherSaxony Capital Management, LLC otherOtherJun 9, 2009May 29, 2009
Elroy Mark GoodyearAmerican Portfolios Advisors, Inc otherSaxony Capital Management, LLC otherOtherJun 9, 2009May 29, 2009
Dale John DriggsAmerican Portfolios Advisors, Inc otherAmeriprise Financial Services, LLC national BDOtherDec 22, 2008Mar 5, 2010 (438 d)
Joshua Luke DelpAmerican Portfolios Advisors, Inc otherPruco Securities, LLC otherOtherNov 24, 2008Sep 2, 2011 (1012 d)
Mark DorfmanAmerican Portfolios Advisors, Inc otherCambridge Investment Research Advisors, Inc. otherOtherJan 31, 2008Jan 31, 2008
Dominic Martin LucenteAmerican Portfolios Advisors, Inc otherNortheast Planning Associates, Inc. otherOtherNov 21, 2007Aug 22, 2005
David Kent StoferAmerican Portfolios Advisors, Inc otherCetera Advisor Networks LLC otherOtherAug 27, 2007Jan 7, 2008 (133 d)
Thomas Alan RenAmerican Portfolios Advisors, Inc otherSunset Financial Services, Inc. otherOtherJul 31, 2007Aug 14, 2007
Michael Steven WelgerAmerican Portfolios Advisors, Inc otherCadaret Grant & Co Inc otherOtherNov 17, 2006Feb 13, 2007 (88 d)
David Frederick GuenschAmerican Portfolios Advisors, Inc otherVoya Financial Advisors, Inc. otherOtherNov 14, 2006Nov 14, 2006
Caleb James KirbyAmerican Portfolios Advisors, Inc otherBfc Planning, Inc. no RAUMOtherOct 19, 2006Aug 16, 2011 (1762 d)
William Joseph SumskiAmerican Portfolios Advisors, Inc otherPnc Wealth Management otherOtherApr 24, 2006Mar 29, 2005
David Scott CampbellAmerican Portfolios Advisors, Inc otherQualified Plan Advisory, LLC otherOtherMar 9, 2006Sep 12, 2025 (7127 d)
Chere Lynn High-RoblesAmerican Portfolios Advisors, Inc otherH. Beck, Inc. otherOtherFeb 23, 2006Feb 14, 2017 (4009 d)
Linda Ellen Grant-SmithAmerican Portfolios Advisors, Inc otherTrustcore Financial Services, LLC otherOtherFeb 8, 2006Feb 1, 2006
Stephen Jack BirbigliaAmerican Portfolios Advisors, Inc otherCetera Advisor Networks LLC BD affiliatedOtherNov 21, 2003Mar 31, 2021 (6340 d)
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326 moves match.