DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Triad Financial Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick Noel RushTriad Financial Advisors, Inc. independent RIAOnedigital institutionalOtherDec 13, 2023Sep 7, 2023
John William MarskeTriad Financial Advisors, Inc. independent RIAOnedigital institutionalOtherDec 11, 2023Dec 11, 2023
Barbara Pauline RichleyTriad Financial Advisors, Inc. independent RIAOnedigital institutionalOtherDec 11, 2023Feb 7, 2024 (58 d)
Dorothy Cameron AydlettTriad Financial Advisors, Inc. independent RIAOnedigital institutionalOtherDec 11, 2023Sep 21, 2023
Jonas Phillip BoyerTriad Financial Advisors, Inc. independent RIAOnedigital institutionalOtherDec 11, 2023Dec 11, 2023
Kaitlyn Rose LingardTriad Financial Advisors, Inc. independent RIAOnedigital institutionalOtherDec 11, 2023Dec 11, 2023
Nathaniel Phillip CarswellTriad Financial Advisors, Inc. independent RIAForthright Capital independent RIARIA to RIADec 1, 2023Dec 1, 2023
Justin James MayTriad Financial Advisors, Inc. independent RIAOld Peak Finance independent RIARIA to RIAAug 29, 2023Aug 28, 2023
Ashley Elizabeth CrotwellTriad Financial Advisors, Inc. independent RIASequoia Financial Group, L.L.C. independent RIARIA to RIAJun 30, 2023Jun 13, 2023
Jennifer R MccosleyTriad Financial Advisors, Inc. independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAApr 6, 2023Apr 10, 2023
Mollie SebakTriad Financial Advisors, Inc. independent RIAFinancial Life Focus, LLC independent RIARIA to RIAAug 3, 2021Mar 24, 2021
Feraud Dodard CalixteTriad Financial Advisors, Inc. independent RIAVantage Pointe Planning unclassifiedOtherJan 16, 2020Feb 5, 2020
Lauren Jacqueline BauerTriad Financial Advisors, Inc. independent RIACreative Planning independent RIARIA to RIAJun 7, 2019Jun 10, 2019
Aaron Hedrick ParrishTriad Financial Advisors, Inc. independent RIALevel Wealth Management LLC independent RIARIA to RIAMar 5, 2019Apr 1, 2019
Lorraine JohnsonTriad Financial Advisors, Inc. otherOsaic Wealth, Inc. otherOtherMay 9, 2013May 9, 2013
Kia Noble StreaterTriad Financial Advisors, Inc. otherWells Fargo Advisors wirehouseOtherMar 27, 2013Jan 31, 2013
Ashley MaddenTriad Financial Advisors, Inc. otherConcourse Financial Group Advisors otherOtherOct 19, 2012Sep 5, 2014 (686 d)
Phyllis Gilker LancasterTriad Financial Advisors, Inc. otherCetera Advisor Networks LLC otherOtherDec 7, 2011Dec 14, 2011
Yolanda CobbTriad Financial Advisors, Inc. otherOsaic Fa, Inc. otherOtherNov 29, 2011Jan 30, 2013 (428 d)
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19 moves match.