DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Brown Advisory Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew P. Williams | Brown Advisory Securities, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Dec 8, 2022 | Oct 20, 2022 |
| Michael Keith Mcclean | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 10, 2021 |
| Cindy Ann Pepple | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 13, 2021 |
| Matthew Ryan Clark | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 10, 2021 |
| James Bruce Whelihan | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2021 | Sep 10, 2021 |
| Robert Dixon Hopkins | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2019 | Feb 4, 2019 |
| Perry Steele Bacon | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2019 | Feb 4, 2019 |
| Leslie Arlene Ashley | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2019 | Feb 4, 2019 |
| Darcy C Carroll | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2019 | Feb 4, 2019 |
| Mitchell David Whiteman | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2019 | Feb 4, 2019 |
| Jennifer Dacey Viglucci | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2019 | Feb 4, 2019 |
| Matthew Francis Barrett | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2019 | Feb 4, 2019 |
| William Hunter Purcell | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2019 | Feb 4, 2019 |
| Daniel Matthew Summers | Brown Advisory Securities, LLC independent RIA | William Blair & Company L.L.C. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2019 | Jan 25, 2019 |
| William Ford Peck | Brown Advisory Securities, LLC independent RIA | Janney Montgomery Scott LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 17, 2018 | Aug 17, 2018 |
| Michael John Delaney | Brown Advisory Securities, LLC independent RIA | Securian Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2018 | Jun 20, 2018 |
| Todd Norris | Brown Advisory Securities, LLC other | Morgan Stanley wirehouse | Other | May 17, 2011 | Jun 24, 2011 (38 d) |
| Julie D Frantz | Brown Advisory Securities, LLC other | Wells Fargo Advisors wirehouse | Other | Jan 22, 2010 | Nov 22, 2010 (304 d) |
| Wade Maglenn Meadows | Brown Advisory Securities, LLC other | Wells Fargo Advisors wirehouse | Other | Dec 31, 2009 | Mar 31, 2010 (90 d) |
| Mark David Scott | Brown Advisory Securities, LLC other | A.G. Campbell Advisory, LLC independent RIA | Other | Sep 21, 2009 | Jan 1, 2025 (5581 d) |
| Alexander Gould Campbell | Brown Advisory Securities, LLC other | Temenos Advisory, Inc. other | Other | Sep 21, 2009 | Sep 21, 2009 |
| David Paul Brown | Brown Advisory Securities, LLC other | UBS Financial Services Inc. wirehouse | Other | Feb 1, 2008 | Feb 1, 2008 |
| Andrew Corwine Davis | Brown Advisory Securities, LLC other | Advice And Planning Services other | Other | Jul 31, 2007 | Dec 13, 2007 (135 d) |
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23 moves match.