DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ek Riley Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward King RileyEk Riley Investments, LLC independent RIAInnovative Adviser Solutions, LLC independent RIARIA to RIANov 6, 2020Sep 22, 2020
Eric Lee LinvilleEk Riley Investments, LLC independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2020Sep 24, 2024 (1418 d)
Daniel Delavin AdriaticoEk Riley Investments, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 6, 2020Feb 25, 2021 (111 d)
Justin James LongEk Riley Investments, LLC independent RIAInnovative Adviser Solutions, LLC independent RIARIA to RIANov 6, 2020Oct 27, 2020
Rebecca J MadonEk Riley Investments, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 6, 2020Apr 14, 2022 (524 d)
Daniel S CostelloEk Riley Investments, LLC independent RIATschetter Group independent RIARIA to RIANov 6, 2020Mar 29, 2022 (508 d)
Nicholas Matthew Van NoortEk Riley Investments, LLC independent RIAInnovative Adviser Solutions, LLC independent RIARIA to RIANov 6, 2020Oct 21, 2020
Kyle Jay RussellEk Riley Investments, LLC independent RIACapstone Wealth Advisors, LLC independent RIARIA to RIAOct 9, 2020Feb 8, 2022 (487 d)
David John LevorchickEk Riley Investments, LLC independent RIASpire Wealth Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Aug 21, 2020
Michael James BlackEk Riley Investments, LLC independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 14, 2020Sep 14, 2020
Joseph Thongdy SongvilayEk Riley Investments, LLC independent RIAEdelman Financial Engines mixed wealthRIA to RIAMay 12, 2020May 14, 2020
Sharon Elaine MelvilleEk Riley Investments, LLC independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankOct 10, 2019Oct 10, 2019
Reggie TurnerEk Riley Investments, LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 18, 2019May 22, 2019 (34 d)
Kenya Deshawn DanielEk Riley Investments, LLC independent RIALPL Financial LLC independent RIARIA to RIANov 23, 2018Nov 27, 2018
Michael SantangeloEk Riley Investments, LLC otherJ.P. Morgan Securities LLC wirehouseOtherSep 20, 2017Aug 22, 2018 (336 d)
Craig Patrick MorganEk Riley Investments, LLC otherInnovative Adviser Solutions, LLC independent RIAOtherJan 5, 2017Feb 12, 2021 (1499 d)
Erik Nicholas HaggeEk Riley Investments, LLC otherIbn Asset Management, LLC institutionalOtherDec 31, 2015Oct 30, 2017 (669 d)
Amit Pravin TrivediEk Riley Investments, LLC otherUBS Financial Services Inc. wirehouseOtherNov 13, 2015Mar 3, 2016 (111 d)
Todd David EngbersEk Riley Investments, LLC otherLPL Financial LLC otherOtherJul 21, 2014Jul 23, 2014
Lynn Marie ChambersEk Riley Investments, LLC otherTrutina Financial otherOtherSep 12, 2011Sep 9, 2011
Stephen Michael BowdenEk Riley Investments, LLC otherCantella & Co., Inc. otherOtherFeb 24, 2011Mar 2, 2011
Kelly Karl BrownEk Riley Investments, LLC otherBrighton Jones LLC otherOtherAug 23, 2010Jan 5, 2012 (500 d)
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22 moves match.