DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Scf Investment Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Derengowski | Scf Investment Advisors, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Oct 30, 2025 (115 d) |
| David Michael Robertson | Scf Investment Advisors, Inc. BD affiliated | Scf Securities, Inc. unclassified | Other | May 1, 2025 | Nov 22, 2005 |
| Michael Lynn Fortner | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2025 | Mar 28, 2025 |
| Jerrold Steven Bergner | Scf Investment Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 21, 2025 |
| Lawrence Lee | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2025 | Feb 21, 2025 |
| Bobby Glenn James | Scf Investment Advisors, Inc. BD affiliated | Tfr Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 2, 2025 | Nov 15, 2024 |
| Joshua Ryan Dunham | Scf Investment Advisors, Inc. BD affiliated | Tfr Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 2, 2025 | Nov 12, 2024 |
| Michael David Crawford | Scf Investment Advisors, Inc. BD affiliated | Tfr Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 2, 2025 | Nov 12, 2024 |
| Stephanie Elaine Williams | Scf Investment Advisors, Inc. BD affiliated | Tfr Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Nov 12, 2024 |
| Bryan Alan Leinart | Scf Investment Advisors, Inc. BD affiliated | Tfr Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Dec 11, 2024 |
| Giovanni Treglia | Scf Investment Advisors, Inc. BD affiliated | Old Bridge Wealth, Inc no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2024 | Oct 29, 2024 |
| Michael Henry Mongiello | Scf Investment Advisors, Inc. BD affiliated | Old Bridge Wealth, Inc no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 24, 2024 | Oct 29, 2024 |
| Mark Anton Groesbeck | Scf Investment Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Dec 20, 2024 |
| Scott Legrand Slade | Scf Investment Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Dec 22, 2024 |
| Kerry Vaun Poulson | Scf Investment Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Dec 23, 2024 |
| Robert Frederick Kays | Scf Investment Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 2, 2024 |
| Michael Lawrence Kelly | Scf Investment Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 2, 2024 |
| Arland Kelly | Scf Investment Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 2, 2024 |
| Christopher James Zuaro | Scf Investment Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2024 | Dec 2, 2024 |
| Terry William Mclemore | Scf Investment Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 7, 2024 |
| Nathan Kim Sorensen | Scf Investment Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Oct 16, 2024 |
| Tyrell Smith | Scf Investment Advisors, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Nov 1, 2024 |
| Sydney Lynn Johnson | Scf Investment Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2024 | Oct 16, 2024 |
| Jeffrey Dale Brown | Scf Investment Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Oct 23, 2024 |
| Gene Austin Tabb | Scf Investment Advisors, Inc. BD affiliated | 5 Talents Advisors, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 29, 2024 | Oct 30, 2024 |
| Matthew Robert Westberry | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2024 | Jul 15, 2025 (265 d) |
| Patrick Andre Sier | Scf Investment Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Oct 23, 2024 |
| Maegan Kathleen Bauman | Scf Investment Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2024 | Oct 29, 2024 |
| Kurt Clonts Castaneda | Scf Investment Advisors, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2024 | Sep 10, 2024 |
| Bruce J Bryce | Scf Investment Advisors, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2024 | Sep 18, 2024 |
| George Gadzik | Scf Investment Advisors, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | Sep 16, 2024 |
| Daniel Thomas Bresson | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 10, 2024 |
| Christopher Wacker | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 10, 2024 |
| David Madey Grzesk | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 9, 2024 |
| Phillip Joseph Palmer | Scf Investment Advisors, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 18, 2024 |
| Randall Clifford Barnes | Scf Investment Advisors, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 18, 2024 |
| Robert V Du Charme | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 9, 2024 |
| Eric Jay Becker | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 9, 2024 |
| Michael Vandenlangenberg Ducharme | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 9, 2024 |
| Craig Ashby Connolly | Scf Investment Advisors, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 18, 2024 |
| Jason Lewis Wiseman | Scf Investment Advisors, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 18, 2024 |
| James Alexander Sayas | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Jan 1, 2025 (76 d) |
| Daniel Adair Morris | Scf Investment Advisors, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 16, 2024 |
| Carisa Bertrand | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 9, 2024 |
| Maxwell Marc Boehm | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 9, 2024 |
| Branden Ducharme | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 9, 2024 |
| Arrow Corpus | Scf Investment Advisors, Inc. BD affiliated | Encompass More Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2024 | Sep 9, 2024 |
| Gavin Andrew Tolan | Scf Investment Advisors, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 10, 2024 |
| Donald D Dalton | Scf Investment Advisors, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Nov 19, 2024 (48 d) |
| Bruce Kin Sung Fong | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Sep 26, 2024 |
| William George Hammer | Scf Investment Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Sep 23, 2024 |
| Christopher Michael White | Scf Investment Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2024 | Sep 24, 2024 |
| Richard A Yemm | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2024 | Sep 24, 2024 |
| David Lawrence Dosik | Scf Investment Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2024 | Sep 16, 2024 |
| Scott Michael Barth | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Sep 10, 2024 |
| Thomas James Dettore | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Sep 3, 2024 |
| John Lawrence Russo | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2024 | Sep 3, 2024 |
| Philip John Dettore | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Oct 1, 2024 |
| Adam Worth | Scf Investment Advisors, Inc. BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2024 | Aug 30, 2024 |
| Darren Francis Schneck | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2024 | Jan 1, 2026 (504 d) |
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156 moves match.