DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Strategic Financial Alliance

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dina Louise FlissThe Strategic Financial Alliance otherGlobal View Capital Management LLC no RAUMOtherJun 12, 2013Dec 8, 2011
Mark John DigiovanniThe Strategic Financial Alliance otherMarathon Financial Strategies state registeredOtherDec 31, 2012Nov 29, 2012
Prakash Devendranath SimhaThe Strategic Financial Alliance otherPrakash Investment Advisors LLC independent RIAOtherSep 7, 2012Jan 5, 2013 (120 d)
Emrich Martin StellarThe Strategic Financial Alliance otherM Holdings Securities, Inc. otherOtherJun 11, 2012Jun 8, 2012
Glenn Alan GraffThe Strategic Financial Alliance otherOsaic Fa, Inc. otherOtherJun 11, 2012May 21, 2013 (344 d)
John Michael FranklinThe Strategic Financial Alliance otherWoodbury Financial Services, Inc. otherOtherJun 1, 2012Aug 7, 2012 (67 d)
Andrei JungeThe Strategic Financial Alliance otherBmo Harris Financial Advisors, Inc otherOtherMay 3, 2012Sep 13, 2012 (133 d)
Stephen Jay MartinThe Strategic Financial Alliance otherCetera Advisor Networks LLC otherOtherFeb 16, 2012Aug 16, 2012 (182 d)
Daniel Gregory NigitoThe Strategic Financial Alliance otherMerion Wealth Partners, LLC otherOtherJan 10, 2012Jan 10, 2012
David WeikertThe Strategic Financial Alliance otherMerion Wealth Partners, LLC otherOtherJan 10, 2012Jan 10, 2012
Jennifer Lynn YacoubeThe Strategic Financial Alliance otherAdero Partners, LLC independent RIAOtherNov 23, 2011Jun 30, 2021 (3507 d)
Nancy Louise HerringThe Strategic Financial Alliance otherFsc Securities Corporation otherOtherJul 1, 2011Jul 20, 2011
Craig Jay WatkinsThe Strategic Financial Alliance otherUSA Financial Securities LLC otherOtherMay 7, 2010Jun 16, 2010 (40 d)
Jeanne Yi Lee DuceThe Strategic Financial Alliance other1st Global Advisors Inc otherOtherDec 31, 2009Jan 5, 2010
Ruth Denise GoldsteinThe Strategic Financial Alliance otherMaryland Financial Group, Inc. otherOtherJun 17, 2009May 24, 2011 (706 d)
Vincent Joseph CrivelloThe Strategic Financial Alliance otherLwi Financial Inc. otherOtherApr 7, 2009Mar 31, 2009
Cassandra Shawn AndersonThe Strategic Financial Alliance otherSensiba San Filippo Financial Advisers LLC otherOtherSep 8, 2008Apr 29, 2011 (963 d)
Thomas Hugh LeeThe Strategic Financial Alliance otherRaymond James Financial Services, Inc. unclassifiedOtherFeb 1, 2007Feb 21, 2007
Michael Glenn ChandlerThe Strategic Financial Alliance otherRaymond James Financial Services, Inc. unclassifiedOtherFeb 1, 2007Feb 6, 2007
Erich Jason SchwerdThe Strategic Financial Alliance other1st Global Advisors Inc otherOtherMar 13, 2006Mar 22, 2006
Stephen Michael MossThe Strategic Financial Alliance otherCapital Planning & Investments unclassifiedOtherMar 10, 2005Apr 20, 2005 (41 d)
Mark Alan KeenThe Strategic Financial Alliance otherCrow Financial Advisors otherOtherDec 13, 2004Aug 10, 2005 (240 d)
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82 moves match.