DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from United Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Darin Patrick PopeUnited Advisors independent RIAB. Riley Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 17, 2020Sep 13, 2020
Donald M McclurgUnited Advisors independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2018May 18, 2018
Michael Henry MongielloUnited Advisors independent RIAScf Investment Advisors, Inc. otherOtherMay 24, 2018Mar 29, 2018
Alfred Frank CassinelliUnited Advisors independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2018Apr 2, 2018
George Blunt BreedenUnited Advisors independent RIAArbor Point Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 13, 2018Apr 4, 2018
Suzanne Lundeen AbramsUnited Advisors otherArbor Point Advisors otherOtherMar 21, 2018Mar 15, 2018
Ira N RossUnited Advisors otherSpartan Planning Group independent RIAOtherMay 25, 2017Sep 30, 2016
Timothy John HughesUnited Advisors otherAmerican Wealth Administration Group LLC independent RIAOtherMay 24, 2017Jan 1, 2026 (3144 d)
Zachary David HerringUnited Advisors otherM&T Securities, Inc. unclassifiedOtherMar 8, 2017Mar 7, 2017
Marcus WackerUnited Advisors otherWells Fargo Advisors wirehouseOtherSep 23, 2016Sep 20, 2016
Scott David MartinUnited Advisors otherKingsview Wealth Management, LLC otherOtherJul 28, 2016Jun 10, 2016
Frank P EchelmeyerUnited Advisors otherCamelot Portfolios, LLC otherOtherApr 22, 2016Jul 14, 2015
Kevin John HughesUnited Advisors otherAmerican Wealth Administration Group LLC otherOtherFeb 23, 2016Jul 13, 2016 (141 d)
Jonathan Solomon LifschutzUnited Advisors otherAmerican Wealth Administration Group LLC independent RIAOtherFeb 10, 2016Apr 30, 2026 (3732 d)
Korsa NzideeUnited Advisors otherCetera Advisors LLC otherOtherNov 23, 2015Jul 10, 2015
B. David GoldsteinUnited Advisors otherWestern International Securities otherOtherJun 5, 2015May 29, 2015
Sanford J PrizantUnited Advisors otherIpi Wealth Management, Inc. otherOtherJan 29, 2014May 30, 2013
Page 1 of 1
17 moves match.