DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Namcoa

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kevin Edward SullivanNamcoa mixed wealthIntegrity Advisory Solutions independent RIARIA to RIAAug 5, 2026Aug 4, 2026
Christopher William HabedankNamcoa mixed wealthIntegrity Advisory Solutions independent RIARIA to RIAAug 5, 2026Aug 4, 2026
Tyler B AshleyNamcoa mixed wealthIntegrity Advisory Solutions independent RIARIA to RIAAug 5, 2026Aug 4, 2026
Alfred DinicolaNamcoa mixed wealthFiduciary Capital Management LLC independent RIARIA to RIAJun 1, 2026Jun 29, 2026
Thomas B SanchezNamcoa mixed wealthFiduciary Capital Management LLC independent RIARIA to RIAMay 29, 2026Apr 6, 2026
Paul Joseph McintyreNamcoa mixed wealthDst Investments, LLC no RAUMOtherMay 12, 2026Feb 12, 2020
Latoya Krishawn MaddoxNamcoa otherInfinity Financial Wealth Management LLC state registeredOtherSep 24, 2025Sep 23, 2025
Walter Macree HesterNamcoa otherSan Blas Advisory, Inc. independent RIAOtherJul 17, 2025Sep 22, 2025 (67 d)
Robin B HanoverNamcoa mixed wealthCharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankDec 12, 2024Jan 6, 2025
Steven Phillip HarderNamcoa mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 7, 2024Jul 10, 2024 (33 d)
John Mark RuffNamcoa mixed wealthSowell Management independent RIARIA to RIAOct 14, 2021Sep 2, 2021
Brent Edmund McgibbonNamcoa mixed wealthTriumph Capital Management independent RIARIA to RIASep 14, 2021Sep 16, 2021
Richard Montgomery PatrickNamcoa mixed wealthSowell Management independent RIARIA to RIAOct 3, 2020Jan 1, 2025 (1551 d)
Erika Danina WilliamsNamcoa mixed wealthSagegrove Investment Advisory Group, LLC state registeredRIA to a state-registered adviserSep 15, 2020Jul 8, 2025 (1757 d)
Torr Edwards SteinhilberNamcoa mixed wealthAlterity Financial Group, LLC independent RIARIA to RIADec 6, 2019Nov 6, 2023 (1431 d)
Alfred DinicolaNamcoa mixed wealthDst Investments, LLC no RAUMRIA to a newly registered adviserDec 5, 2019Feb 21, 2020 (78 d)
Johnson Curtis JimisonNamcoa mixed wealthPrimerica Advisors national BDRIA to affiliated broker-dealer or bankApr 18, 2019Jul 31, 2019 (104 d)
Eric Jonathan LinserNamcoa mixed wealthBdo Wealth Advisors, LLC independent RIARIA to RIAApr 9, 2019Apr 18, 2019
Eric Allen NyeNamcoa otherNye Wealth Management LLC independent RIAOtherDec 7, 2012Mar 14, 2014 (462 d)
Michael BalchNamcoa otherGood Harbor Financial otherOtherNov 28, 2011Jun 6, 2013 (556 d)
Brenton A HamletNamcoa otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 9, 2010Nov 9, 2010
Stephen Vincent SantoroNamcoa otherMoney Concepts Advisory Service otherOtherMay 26, 2006May 20, 2008 (725 d)
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22 moves match.