DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sterling Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John W McauleySterling Capital Management LLC otherRobert W. Baird & Co. Incorporated mixed wealthOtherJul 15, 2026Jul 13, 2026
Lillian R StinsonSterling Capital Management LLC otherAlly Invest Advisors independent RIAOtherNov 18, 2024Dec 6, 2024
Raymond Kevin PetersonSterling Capital Management LLC otherTruist Advisory Services, Inc. BD affiliatedOtherJul 2, 2024Oct 3, 2025 (458 d)
Shawn Michael GallagherSterling Capital Management LLC otherTower Bridge Advisors independent RIAOtherMay 31, 2024Jul 30, 2024 (60 d)
Edward Scott WatsonSterling Capital Management LLC otherLPL Financial LLC BD affiliatedOtherSep 6, 2023Sep 1, 2026 (1091 d)
Zachary Daniel NataleSterling Capital Management LLC otherFirst Trust Advisors LP asset managerOtherJun 23, 2022Aug 1, 2022 (39 d)
Olivia Reed KussinSterling Capital Management LLC otherColumbia Management Investment Advisers, LLC asset managerOtherJun 15, 2022Aug 2, 2022 (48 d)
Kristina K SaundersSterling Capital Management LLC otherFocus Partners Wealth, LLC independent RIAOtherFeb 8, 2022Aug 28, 2024 (932 d)
Donald Mathews HarrisSterling Capital Management LLC otherFocus Partners Wealth, LLC independent RIAOtherFeb 8, 2022Jul 20, 2022 (162 d)
Brian Edward LeachSterling Capital Management LLC otherFocus Partners Wealth, LLC independent RIAOtherFeb 8, 2022Aug 27, 2024 (931 d)
Erik Michael PerssonSterling Capital Management LLC otherAllspring Funds Management, LLC asset managerOtherSep 28, 2020Jul 1, 2020
Katelyn WhalenSterling Capital Management LLC otherAmeritas Advisory Services BD affiliatedOtherNov 7, 2019Feb 12, 2020 (97 d)
Kevin James RungeSterling Capital Management LLC otherQueens Oak Advisors mixed wealthOtherJul 15, 2019Sep 5, 2019 (52 d)
Regan WallSterling Capital Management LLC otherSaxony Capital Management, LLC independent RIAOtherMay 1, 2018Apr 20, 2020 (720 d)
Ryan BezekSterling Capital Management LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 5, 2016Mar 28, 2017 (113 d)
Thomas Vincent ReidSterling Capital Management LLC otherAstor Investment Management LLC otherOtherFeb 10, 2015Jul 13, 2015 (153 d)
Leigh Rauchbach RitcheySterling Capital Management LLC otherValic Financial Advisors, Inc. otherOtherAug 22, 2012Sep 11, 2012
Nicole L HerronSterling Capital Management LLC otherStrategic Advisers LLC national BDOtherJun 29, 2012Jun 23, 2014 (724 d)
Johns Norwood EllingtonSterling Capital Management LLC otherFranklin Street Advisors Inc. otherOtherMay 31, 2012Sep 8, 2015 (1195 d)
Jeffrey Neil ChapmanSterling Capital Management LLC otherBb&T Institutional Investment Advisers, Inc. otherOtherMay 31, 2012Aug 1, 2012 (62 d)
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20 moves match.