DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Western Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael William BlakeFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMar 2, 2020Mar 5, 2020
Jeffrey Wayne TeranFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2019Nov 14, 2019
Gary Wayne TeranFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 24, 2019Sep 26, 2019
Joshua Charles LiljenquistFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 11, 2019Oct 10, 2019
Roger Gary LarsenFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2019Oct 3, 2019
Richard Kenneth BinghamFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2019Oct 1, 2019
Scott Miller KimballFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 1, 2019Sep 30, 2019
Kevin Vern GrowFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 27, 2019Sep 27, 2019
Andrew Jay BrownFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 27, 2019Sep 26, 2019
Eric Calvin WallaceFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 27, 2019Sep 27, 2019
Cole Alan CooperFirst Western Advisors independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 27, 2019Sep 30, 2019
Kim Leon CowdellFirst Western Advisors independent RIAIntervest International, Inc. independent RIARIA to RIAAug 27, 2019Aug 28, 2019
Craig Willard JewettFirst Western Advisors independent RIATlg Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 21, 2019Jun 19, 2019
John William HomerFirst Western Advisors independent RIAKms Financial Services, Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 19, 2019Jun 12, 2019
Brooke Randall SmithFirst Western Advisors otherAdvice And Planning Services otherOtherMay 15, 2015Dec 18, 2015 (217 d)
Alexander Tucker EllwoodFirst Western Advisors otherMorgan Stanley wirehouseOtherDec 31, 2012Sep 1, 2023 (3896 d)
Steven Wesley KapsimalisFirst Western Advisors otherCentaurus Financial, Inc. otherOtherApr 4, 2012Apr 12, 2012
Trevor Christian StaufferFirst Western Advisors otherAmeriprise Financial Services, LLC national BDOtherFeb 17, 2012Jan 23, 2012
Steven BallantyneFirst Western Advisors otherOsaic Wealth, Inc. otherOtherFeb 6, 2012Feb 9, 2012
Jason Daniel YeagerFirst Western Advisors otherCharles Schwab & Co., Inc. national BDOtherMay 31, 2011Jun 14, 2011
Marvin Ray ReynoldsFirst Western Advisors otherHorter Investment Management, LLC otherOtherJul 6, 2009Oct 13, 2016 (2656 d)
Brent Alan CochranFirst Western Advisors otherCambridge Investment Research Advisors, Inc. otherOtherOct 2, 2006Sep 30, 2006
David Jonathan WhiteFirst Western Advisors otherCambridge Investment Research Advisors, Inc. otherOtherOct 2, 2006Oct 3, 2006
Daniel Rhett JeppsonFirst Western Advisors otherCambridge Investment Research Advisors, Inc. otherOtherOct 2, 2006Sep 30, 2006
Duane M ToneyFirst Western Advisors otherCambridge Investment Research Advisors, Inc. otherOtherOct 2, 2006Sep 30, 2006
Scott Deon PreeceFirst Western Advisors otherCetera Advisor Networks LLC otherOtherJan 3, 2005Aug 31, 2006 (605 d)
Gregory Nondas RoumposFirst Western Advisors otherOneamerica Securities, Inc. otherOtherFeb 17, 2004Mar 16, 2004
Maxwell Albert CoullietteFirst Western Advisors otherOneamerica Securities, Inc. otherOtherFeb 2, 2004Mar 10, 2004 (37 d)
Brian Glen KastelerFirst Western Advisors otherMML Investors Services, LLC otherOtherSep 30, 2003Nov 14, 2003 (45 d)
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29 moves match.