DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Holland Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremiah Christian CroninHolland Advisory Services, Inc. independent RIAKeyes, Stange & Wooten Wealth Management, LLC independent RIARIA to RIAMay 19, 2023Aug 18, 2023 (91 d)
Thomas James ClaudHolland Advisory Services, Inc. otherOneascent Financial Services LLC independent RIAOtherSep 19, 2016Apr 26, 2022 (2045 d)
Bruce Andrew HearonHolland Advisory Services, Inc. otherHearon Advisory Group, LLC state registeredOtherApr 25, 2012Jan 1, 2026 (4999 d)
Sunita GeorgeHolland Advisory Services, Inc. otherG. A. Repple & Company otherOtherApr 25, 2012Jan 30, 2014 (645 d)
Andrew William ThrasherHolland Advisory Services, Inc. otherWorld Equity Group, Inc. otherOtherOct 10, 2011Dec 13, 2011 (64 d)
Daryl R FuchsHolland Advisory Services, Inc. otherPartnervest Advisory Services LLC otherOtherMay 20, 2011Jun 17, 2011
Christopher Alan PattersonHolland Advisory Services, Inc. otherPatterson Financial unclassifiedOtherMay 4, 2011Aug 11, 2011 (99 d)
Dina Lynn MaruHolland Advisory Services, Inc. otherPrimerica Advisors national BDOtherFeb 25, 2011Jan 9, 2025 (5067 d)
Catherine A ReillyHolland Advisory Services, Inc. otherWells Fargo Advisors wirehouseOtherFeb 24, 2011Nov 10, 2011 (259 d)
Matthew ZuberHolland Advisory Services, Inc. otherMorgan Stanley wirehouseOtherFeb 24, 2011Jul 14, 2011 (140 d)
Alex Manuel NegronHolland Advisory Services, Inc. otherChase Investment Services Corp. otherOtherMar 2, 2010Apr 8, 2010 (37 d)
Beth Watts DominguezHolland Advisory Services, Inc. otherRaymond James & Associates, Inc. national BDOtherMar 2, 2010Mar 11, 2011 (374 d)
Michael Emmett WilliamsHolland Advisory Services, Inc. otherFa Advisor Network, LLC. otherOtherSep 21, 2009Nov 9, 2010 (414 d)
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13 moves match.