DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Santa Barbara Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eric S. ErwaySanta Barbara Asset Management, LLC otherNuveen Asset Management, LLC otherOtherDec 31, 2021Jan 3, 2022
Christopher Lee PerrySanta Barbara Asset Management, LLC otherNuveen Asset Management, LLC mixed wealthOtherDec 31, 2021Dec 18, 2025 (1448 d)
Edward N LamsonSanta Barbara Asset Management, LLC otherNuveen Asset Management, LLC otherOtherDec 31, 2021Jan 3, 2022
John Astor GomezSanta Barbara Asset Management, LLC mixed wealthBrentview Investment Management, LLC otherOtherApr 26, 2018May 15, 2019 (384 d)
Sarah L. EllisSanta Barbara Asset Management, LLC mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseApr 11, 2018Jun 4, 2018 (54 d)
Arthur Roy DriscollSanta Barbara Asset Management, LLC otherEaton Vance Management otherOtherOct 17, 2016Nov 8, 2016
Richard Peter BoutinSanta Barbara Asset Management, LLC otherAps Labs, LLC otherOtherNov 28, 2014Apr 1, 2016 (490 d)
Robert NortonSanta Barbara Asset Management, LLC otherLogan Capital Management, Inc. otherOtherApr 8, 2013Jan 16, 2015 (648 d)
Audra Christine NaySanta Barbara Asset Management, LLC otherB|O|S otherOtherApr 8, 2013Feb 21, 2014 (319 d)
Joseph Reeves O'FlahertySanta Barbara Asset Management, LLC otherNuveen Asset Management, LLC otherOtherMar 13, 2013Mar 7, 2013
Paul Cooper KuhnSanta Barbara Asset Management, LLC otherOmega Financial Group, LLC otherOtherMar 7, 2013Apr 8, 2013 (32 d)
Allan Dillard HouseSanta Barbara Asset Management, LLC otherBrown Advisory otherOtherFeb 28, 2013Nov 8, 2013 (253 d)
Parker James O'SullivanSanta Barbara Asset Management, LLC otherTran Capital Management, L.P. otherOtherAug 13, 2012Aug 2, 2016 (1450 d)
James Joseph JolingerSanta Barbara Asset Management, LLC otherNorthside Capital Management LLC independent RIAOtherNov 2, 2010Aug 21, 2026 (5771 d)
Rahul R ShahSanta Barbara Asset Management, LLC otherRed Spruce Capital, LLC independent RIAOtherNov 2, 2010Nov 12, 2014 (1471 d)
George Mathew TharakanSanta Barbara Asset Management, LLC otherAlamar Capital Management, LLC independent RIAOtherDec 22, 2009Nov 15, 2010 (328 d)
Egor Nickolaevich RybakovSanta Barbara Asset Management, LLC otherPacific Income Advisers Inc otherOtherNov 24, 2008Mar 4, 2010 (465 d)
Leo John MurphySanta Barbara Asset Management, LLC otherAlamar Capital Management, LLC independent RIAOtherJun 2, 2008Nov 15, 2010 (896 d)
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18 moves match.