DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Frontier Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Deann Elaine MitchellFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 22, 2022
George Dickson GriswoldFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Deborah Sue FarnhamFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Robert Scott RichardsonFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 22, 2022
Janelle Ilene CorrentiFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Clay Edward HartmanFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Richard James RogersFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
John D JenkinsFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Stephen Lee OlafsonFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 22, 2022
David K NealFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Tracy Klem RuddleFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Joseph Alan PesnellFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Darren C ObrechtFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Sidni Nicole DohmFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Jill Allagood RogersFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Troy David KerrFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Benjamin Jay ChristensenFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Nicholas Michael BlasiFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Matthew C TaylorFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Aaron Joseph AnsonFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Mark Edward HoweFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 30, 2022
Blake Ryan GreenfieldFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Doug Eric Allen JenkinsFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Cynthia Ann WolfFrontier Wealth Management, LLC independent RIACaptrust institutionalOtherOct 21, 2022Aug 19, 2022
Daniel Allen HammFrontier Wealth Management, LLC independent RIAIntellicents Investment Solutions Inc otherOtherApr 18, 2022May 4, 2022
Shawn Duane SokoloskyFrontier Wealth Management, LLC independent RIAPollux Wealth Management state registeredRIA to a state-registered adviserSep 7, 2021Aug 8, 2023 (700 d)
Jeremy Isaac RobbinsFrontier Wealth Management, LLC independent RIACerity Partners LLC independent RIARIA to RIAAug 17, 2021Feb 8, 2022 (175 d)
David Eric BaysingerFrontier Wealth Management, LLC independent RIAWealthsource? independent RIARIA to RIAJan 15, 2021Jan 15, 2021
Kelly Michael ElsensohnFrontier Wealth Management, LLC independent RIAWealthsource? independent RIARIA to RIAJan 15, 2021Jan 15, 2021
Elizabeth Mezei RaabeFrontier Wealth Management, LLC independent RIASeneca Financial Advisors LLC independent RIARIA to RIAOct 29, 2020Nov 6, 2020
Shannon N YarbroughFrontier Wealth Management, LLC independent RIAParagon Capital Management LLC independent RIARIA to RIAOct 26, 2020Oct 21, 2020
Michael L SuellentropFrontier Wealth Management, LLC independent RIAExencial Wealth Advisors independent RIARIA to RIAJan 31, 2019Dec 23, 2021 (1057 d)
Kirsten PriceFrontier Wealth Management, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankNov 9, 2018Nov 27, 2025 (2575 d)
Brian Lee TackettFrontier Wealth Management, LLC independent RIALPL Financial LLC independent RIARIA to RIAJun 15, 2018Jun 1, 2018
Donal Brendan FallsFrontier Wealth Management, LLC otherGeowealth Management LLC otherOtherJan 12, 2017Jan 13, 2017
Agnieszka Kutyna SkolikFrontier Wealth Management, LLC otherSchwab Wealth Advisory, Inc. otherOtherNov 17, 2015May 31, 2016 (196 d)
Aaron Franklin LeatherwoodFrontier Wealth Management, LLC otherSchwab Wealth Advisory, Inc. otherOtherSep 23, 2015Sep 22, 2015
Brian Lee HeithoffFrontier Wealth Management, LLC otherMontage Investments, LLC otherOtherDec 10, 2014Nov 17, 2014
Adam D BettisFrontier Wealth Management, LLC otherAmeritas Advisory Services otherOtherSep 5, 2014Aug 1, 2014
Colin James FallsFrontier Wealth Management, LLC otherGeowealth Management LLC otherOtherSep 3, 2014Nov 14, 2014 (72 d)
Cory Lynn LagerstromFrontier Wealth Management, LLC otherCreativeone Wealth, LLC no RAUMOtherApr 25, 2014Sep 25, 2015 (518 d)
John M HannahFrontier Wealth Management, LLC otherGeowealth Management LLC otherOtherApr 25, 2014Nov 14, 2014 (203 d)
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42 moves match.