DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from U.S. Bancorp Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robbin Narike Preciado | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Jul 21, 2025 (731 d) |
| Michael Shawn Mcelmoyl | U.S. Bancorp Advisors, LLC BD affiliated | Bulman Wealth Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2023 | Apr 23, 2024 (277 d) |
| Thomas Francis Bennett | U.S. Bancorp Advisors, LLC BD affiliated | Horter Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2023 | Dec 7, 2023 (167 d) |
| Michael Craig Forgea | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jun 16, 2023 |
| Zenaida C Tsung | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2023 | Jun 13, 2023 |
| Lee Thomas Gagne | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Feb 18, 2025 (620 d) |
| Christopher John O'Connor | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 14, 2023 |
| Yong Joon Cho | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 2, 2023 |
| Takeshi Mark Yamada | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 22, 2023 |
| Robin Doreen Martin | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Maryann Wolfenden | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Tamim Naemi | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Johnny Tzu-Hua Liu | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Sigrid Baysa Smith | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Maeda Ann Webster | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 5, 2023 |
| Craig Evan Ward | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Lisa Jean Rookaird | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Ron Leibovici | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Mark Anthony Migrino | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Daniel Patrick Weeks | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Regina Anne Susa | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Ana Ha Le | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Jacquelynn Maxon | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Bjorn Stehr | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Ryan James Tunnell | U.S. Bancorp Advisors, LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2023 | Aug 17, 2023 (77 d) |
| Pablo Joshua Thompson | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 2, 2023 |
| Jeanne Marie Abraham | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | May 31, 2023 |
| Beverly Ann Tandy | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Nelson Patrick Cooney | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Sanjay Gobind Chugani | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| David Amarante Chavez | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Dustin W Hansen | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Sahar Hejazi | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Zhanna Fish | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Sharon A Green | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Tyler Blake Brasfield | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Peter Baldwin Bogardus | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Debby L Kurniawati | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Mario Hernandez | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Lawrence Lam | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Shelly Guan Chia | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Stuart Michael Glenn | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Kin Yi Chow-Santiago | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Sean David Clark | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Brian Hernandez | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | Jun 2, 2023 |
| Mona Arabshahi | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | Feb 19, 2025 (649 d) |
| Negin Banaei | U.S. Bancorp Advisors, LLC BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Jan 1, 2025 (616 d) |
| Douglas Waller Harman | U.S. Bancorp Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Mar 31, 2023 |
| Mario Woizeschke | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Mar 21, 2023 |
| Damon Wallace Francis | U.S. Bancorp Advisors, LLC BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2023 | Apr 14, 2023 |
| Omar Chyou | U.S. Bancorp Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2023 | Jan 27, 2023 |
| Tom Nguyen | U.S. Bancorp Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 8, 2023 | Jan 27, 2023 |
| Nader Razavi | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Dec 2, 2022 |
| Ali Navid | U.S. Bancorp Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2022 | Oct 14, 2024 (714 d) |
| Christine Renee Ross | U.S. Bancorp Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 22, 2022 | Sep 29, 2023 (372 d) |
| Dominick Lawrence Deangelis | U.S. Bancorp Advisors, LLC BD affiliated | Versant Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 1, 2022 | Sep 22, 2022 |
| Shannon Marlene Drobny | U.S. Bancorp Advisors, LLC BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2022 | Aug 2, 2022 |
| Matthew J. Mirtahami | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2022 | Aug 9, 2022 |
| Eric W Wilson | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2022 | Aug 15, 2022 |
| Douglas Robert Gundermann | U.S. Bancorp Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2022 | Oct 25, 2022 (106 d) |
489 moves match.