DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sendero Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Andrew Thompson | Sendero Wealth Management, LLC independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2025 | Apr 29, 2025 |
| Gloria Cisneros | Sendero Wealth Management, LLC independent RIA | Sanctuary Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2025 | Jul 14, 2025 (102 d) |
| Todd Christopher Wnuk | Sendero Wealth Management, LLC independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 26, 2025 | Jul 3, 2025 (99 d) |
| George Harry Watson | Sendero Wealth Management, LLC independent RIA | Capital Creek Partners mixed wealth | RIA to RIA | Mar 22, 2024 | Apr 18, 2024 |
| Alan Nataniel Gonzalez | Sendero Wealth Management, LLC independent RIA | Captrust institutional | Other | Dec 11, 2023 | Apr 19, 2024 (130 d) |
| Camille Jayde Svitek | Sendero Wealth Management, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Sep 29, 2023 | Oct 2, 2023 |
| Lisa Martinez | Sendero Wealth Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2020 | Aug 10, 2020 (112 d) |
| Garrick G Ruiz | Sendero Wealth Management, LLC independent RIA | Aquifer Asset Management, LLC state registered | RIA to a state-registered adviser | Apr 9, 2019 | Apr 21, 2021 (743 d) |
| Michael Edwin Miller | Sendero Wealth Management, LLC other | Capital Creek Partners mixed wealth | Other | Sep 4, 2015 | Jan 6, 2021 (1951 d) |
| Colin James Boddicker | Sendero Wealth Management, LLC other | Raymond James Financial Services Advisors, Inc other | Other | Apr 24, 2015 | Aug 17, 2016 (481 d) |
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10 moves match.