DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Riverfront Investment Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
George Tyler MichaelRiverfront Investment Group, LLC mixed wealthJanney Montgomery Scott LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 12, 2026May 18, 2026
Griffin Wright PhillipsRiverfront Investment Group, LLC mixed wealthBlackrock Investment Management, LLC otherOtherDec 31, 2025Jan 7, 2026
Jackson TavennerRiverfront Investment Group, LLC mixed wealthMorgan Stanley wirehouseRIA to wirehouseDec 16, 2025Jan 13, 2026
Sierra Meredith JonesRiverfront Investment Group, LLC mixed wealthRobert W. Baird & Co. Incorporated mixed wealthRIA to RIAAug 1, 2025Sep 24, 2025 (54 d)
William Scott HaysRiverfront Investment Group, LLC mixed wealthSymphony One Capital Management, LLC state registeredRIA to a state-registered adviserDec 1, 2023Mar 15, 2024 (105 d)
Liana Jean OneilRiverfront Investment Group, LLC mixed wealthAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankNov 30, 2023Nov 30, 2023
Tyler FinneyRiverfront Investment Group, LLC mixed wealthWells Fargo Advisors wirehouseRIA to wirehouseJan 5, 2023Feb 2, 2023
Brian Eric GlavinRiverfront Investment Group, LLC mixed wealthJanney Montgomery Scott LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 2, 2022Oct 18, 2022 (77 d)
James Patrick MartinRiverfront Investment Group, LLC independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAMay 3, 2021Jun 3, 2021 (31 d)
Robert James GlowniaRiverfront Investment Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 3, 2021May 3, 2021
Alan Christopher BaldwinRiverfront Investment Group, LLC independent RIALeigh Baldwin & Co., LLC independent RIARIA to RIADec 31, 2020Jan 8, 2021
Sean Travis QuigleyRiverfront Investment Group, LLC mixed wealthGratus Capital, LLC independent RIARIA to RIADec 2, 2019May 4, 2021 (519 d)
Stuart Miller PorterfieldRiverfront Investment Group, LLC mixed wealthD.A. Davidson & Co. independent RIARIA to RIAOct 30, 2019Sep 9, 2021 (680 d)
Erynn Danae MenefeeRiverfront Investment Group, LLC otherMorgan Stanley wirehouseOtherMar 2, 2018Apr 27, 2018 (56 d)
Catherine Michaux Chewning AtwoodRiverfront Investment Group, LLC otherWells Fargo Advisors wirehouseOtherFeb 28, 2017Mar 10, 2017
Thomas Rutherfoord FergusonRiverfront Investment Group, LLC otherCaprin Asset Management, LLC otherOtherSep 16, 2014Sep 24, 2014
Page 1 of 1
16 moves match.