| Jacob N. Guinn | Hfg Wealth Management, LLC independent RIA | Alpha Capital Family Office, LLC independent RIA | RIA to RIA | Aug 7, 2026 | May 28, 2026 |
| Scott Clifton Francis | Hfg Wealth Management, LLC independent RIA | Swmg, LLC independent RIA | RIA to RIA | Aug 7, 2026 | Jun 5, 2026 |
| Kevin Gregory Bruce | Hfg Wealth Management, LLC independent RIA | Align Investment Research, LLC unclassified | Other | Nov 3, 2025 | Aug 20, 2024 |
| Sterling Joseph Gray | Hfg Wealth Management, LLC independent RIA | Keener Financial Planning independent RIA | RIA to RIA | May 9, 2023 | May 30, 2023 |
| David Michael Lee | Hfg Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 20, 2023 | May 26, 2023 (36 d) |
| Robert E Budavich | Hfg Wealth Management, LLC independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2022 | Mar 6, 2023 (354 d) |
| Matthew Thomas Harvey | Hfg Wealth Management, LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Dec 21, 2021 | Feb 2, 2022 (43 d) |
| George Musselman | Hfg Wealth Management, LLC independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Oct 16, 2020 | Oct 21, 2020 |
| Jason Eric Stepanik | Hfg Wealth Management, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 18, 2020 | Sep 3, 2020 |
| Robert Barclift Borden | Hfg Wealth Management, LLC independent RIA | Bellatore Financial, Inc. independent RIA | RIA to RIA | Sep 18, 2020 | Jan 3, 2019 |
| Cameron Michael Capriotti | Hfg Wealth Management, LLC independent RIA | Legacy Chief Financial Office, LLC independent RIA | RIA to RIA | Mar 18, 2019 | Apr 2, 2019 |
| Danielle La Nise Frazier | Hfg Wealth Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Oct 9, 2018 | Nov 1, 2018 |
| Kevin Gregory Bruce | Hfg Wealth Management, LLC other | Bellatore Financial, Inc. independent RIA | Other | Mar 9, 2018 | Jul 5, 2018 (118 d) |
| Donnie James Carpenter | Hfg Wealth Management, LLC other | First Move Financial, LLC state registered | Other | Sep 8, 2017 | Oct 24, 2017 (46 d) |
| Jordan Scott Nightingale | Hfg Wealth Management, LLC other | Wj Interests, LLC other | Other | Apr 20, 2016 | Jul 7, 2016 (78 d) |