| Michael Joseph Hagelgans | The Centurion Group, LLC institutional | Mma Asset Management LLC other | Other | Dec 31, 2019 | Feb 25, 2011 |
| Robert Patrick Gibson | The Centurion Group, LLC institutional | Mma Securities LLC no RAUM | Other | Dec 31, 2019 | May 28, 2019 |
| Marc Allan Zimmerman | The Centurion Group, LLC institutional | Mma Securities LLC no RAUM | Other | Dec 31, 2019 | May 29, 2019 |
| James Gerard Hageney | The Centurion Group, LLC institutional | Mma Asset Management LLC other | Other | Dec 31, 2019 | Jan 3, 2011 |
| Joseph Eugene Bartnicki | The Centurion Group, LLC institutional | Mma Securities LLC no RAUM | Other | Dec 31, 2019 | May 28, 2019 |
| Patrick Stewart Reisinger | The Centurion Group, LLC institutional | Mma Securities LLC no RAUM | Other | Dec 31, 2019 | May 28, 2019 |
| Bradley Pennington Pike | The Centurion Group, LLC institutional | Mma Asset Management LLC other | Other | Dec 31, 2019 | Oct 28, 2016 |
| Eugene Richard Weber | The Centurion Group, LLC institutional | Mma Securities LLC no RAUM | Other | Dec 31, 2019 | May 28, 2019 |
| Samuel G Haines | The Centurion Group, LLC institutional | Mma Asset Management LLC other | Other | Dec 31, 2019 | Oct 27, 2016 |
| Paul George Liebezeit | The Centurion Group, LLC other | Mma Securities LLC no RAUM | Other | Nov 14, 2016 | May 29, 2019 (926 d) |
| William John Roth | The Centurion Group, LLC other | Platinum Wealth Partners other | Other | May 26, 2016 | Aug 5, 2016 (71 d) |
| Rebecca Louise Hafer | The Centurion Group, LLC no RAUM | Mma Asset Management LLC other | Other | Nov 10, 2014 | Jan 5, 2011 |
| Howard Hamilton Daher | The Centurion Group, LLC no RAUM | LPL Financial LLC other | Other | Oct 23, 2014 | Oct 23, 2014 |
| Brett Raymond Cloak | The Centurion Group, LLC no RAUM | Private Advisor Group, LLC other | Other | Oct 23, 2014 | Sep 17, 2014 |
| Kimberly A Oswald | The Centurion Group, LLC no RAUM | Private Advisor Group, LLC other | Other | Oct 23, 2014 | Sep 17, 2014 |
| Michael J Heiser | The Centurion Group, LLC no RAUM | Empower Advisory Group, LLC other | Other | Nov 13, 2013 | Jul 20, 2017 (1345 d) |