DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Walnut Street Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Curtis Edward Meono	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
James Arvil Whisman	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Daniel Joseph Lane	Walnut Street Securities, Inc. other	Financial Management Strategies, Inc. other	Other	Sep 3, 2013	Mar 18, 2010
Chloe T. Tran	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Jane W Griffith	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Kurt Ryan Camden	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Sean Thomas Deviney	Walnut Street Securities, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Sep 3, 2013	Sep 11, 2013
Gregory Alan Liszka	Walnut Street Securities, Inc. other	Vicus Capital, Inc. independent RIA	Other	Sep 3, 2013	Oct 30, 2019 (2248 d)
Christopher James Raymond	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Steven R Hykes	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Matthew Burke Price	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Barrett Joseph Norris	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Matthew James Schmit	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Brian Rano Lueker	Walnut Street Securities, Inc. other	American Financial Management Group, Ltd. other	Other	Sep 3, 2013	Jan 8, 2013
Aaron Howard Stanley	Walnut Street Securities, Inc. other	Vantage Financial Group, Inc. other	Other	Sep 3, 2013	May 11, 2009
Philip Thomas Springirth	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Kevin Douglas Hovis	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Colin Ormsby Anderson	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Michael J Kostelnik	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Susan J Finefrock	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Jared David White	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Justin Anthony Maciak	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Margaret Suzanne Maxel	Walnut Street Securities, Inc. other	Financial Management Strategies, Inc. other	Other	Sep 3, 2013	Jan 20, 2010
Justin K Pagnard	Walnut Street Securities, Inc. other	Vantage Financial Group, Inc. other	Other	Sep 3, 2013	Sep 15, 2011
Kaci Leigh Skidgel	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
John Joseph Scanlon	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Joseph Karl	Walnut Street Securities, Inc. other	Provenance Wealth Advisors no RAUM	Other	Sep 3, 2013	Oct 31, 2012
Robert Anthony Rogers	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Kenneth Marx	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Kristen Laura Lierly	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
William Francis Slattery	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
Robert Michael Smith	Walnut Street Securities, Inc. other	Vantage Financial Group, Inc. other	Other	Sep 3, 2013	Oct 24, 2011
Charles Gregory Stewart	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
John Joseph Iannantuono	Walnut Street Securities, Inc. other	Cetera Advisor Networks LLC other	Other	Sep 3, 2013	Sep 3, 2013
Dale Wayne Young	Walnut Street Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 3, 2013	Jun 29, 2023 (3586 d)
William Charles Witt	Walnut Street Securities, Inc. other	Vantage Financial Group, Inc. other	Other	Sep 3, 2013	May 6, 2010
Joseph Anthony Digangi	Walnut Street Securities, Inc. other	Gradient Advisors, LLC other	Other	Aug 30, 2013	Aug 27, 2013
David Alexander Tesitor	Walnut Street Securities, Inc. other	Scf Investment Advisors, Inc. other	Other	Aug 22, 2013	Aug 22, 2013
Brian E Orr	Walnut Street Securities, Inc. other	Invest Financial Corporation other	Other	Jul 24, 2013	Jul 24, 2013
Sandra Jean Rice	Walnut Street Securities, Inc. other	Invest Financial Corporation other	Other	Jul 24, 2013	Jul 24, 2013
Daniel Nathan Steinberg	Walnut Street Securities, Inc. other	Savage And Associates, Inc. unclassified	Other	Jul 12, 2013	Feb 22, 2007
Wayne Edward Milewski	Walnut Street Securities, Inc. other	Savage And Associates, Inc. unclassified	Other	Jul 11, 2013	Sep 24, 2010
Bradley Owen Olson	Walnut Street Securities, Inc. other	Questar Asset Management, Inc. other	Other	Jul 3, 2013	Jun 28, 2013
Steven John Spieldenner	Walnut Street Securities, Inc. other	Voya Financial Advisors, Inc. other	Other	Jun 27, 2013	Jul 9, 2013
Justin Tegano	Walnut Street Securities, Inc. other	Securities Brokerage Services state registered	Other	May 21, 2013	Apr 13, 2011
Joseph Kolanowski	Walnut Street Securities, Inc. other	Ssn Advisory, Inc. other	Other	May 17, 2013	May 16, 2013
Timothy Jon Narva	Walnut Street Securities, Inc. other	Lincoln Investment other	Other	May 17, 2013	May 30, 2013
Donnel Miller Dickerson	Walnut Street Securities, Inc. other	Ssn Advisory, Inc. other	Other	May 17, 2013	May 16, 2013
Beverly Biles Cox	Walnut Street Securities, Inc. other	Scf Investment Advisors, Inc. other	Other	May 16, 2013	May 13, 2013
Brett R Langer	Walnut Street Securities, Inc. other	Scf Investment Advisors, Inc. other	Other	May 16, 2013	May 13, 2013
Thomas Dennis Goins	Walnut Street Securities, Inc. other	H. Beck, Inc. other	Other	May 15, 2013	May 14, 2013
Craig W Petrella	Walnut Street Securities, Inc. other	Scf Investment Advisors, Inc. other	Other	May 10, 2013	May 8, 2013
Darrick William Duenwald	Walnut Street Securities, Inc. other	LPL Financial LLC other	Other	May 8, 2013	May 7, 2013
Michael Lawrence Bertolucci	Walnut Street Securities, Inc. other	Questar Asset Management, Inc. other	Other	Apr 24, 2013	Apr 24, 2013
Gene Wilbur Williams	Walnut Street Securities, Inc. other	Questar Asset Management, Inc. other	Other	Apr 24, 2013	Apr 25, 2013
Robert Begun	Walnut Street Securities, Inc. other	Msi Financial Services, Inc. other	Other	Apr 23, 2013	May 30, 2013 (37 d)
Lesia Jennifer Bowman	Walnut Street Securities, Inc. other	Vicus Capital, Inc. other	Other	Apr 18, 2013	Apr 18, 2013
Steven Thomas Dean	Walnut Street Securities, Inc. other	Msi Financial Services, Inc. other	Other	Apr 3, 2013	Nov 2, 2012
Robert John Coady	Walnut Street Securities, Inc. other	Wealthmark Advisory Group, LLC state registered	Other	Mar 20, 2013	Feb 20, 2013
Melissa Shaw Jones	Walnut Street Securities, Inc. other	J. W. Cole Advisors, Inc. other	Other	Feb 21, 2013	Feb 15, 2013

Page 3 of 6Previous Next

319 moves match.