DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Rfg Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Sam KallaosRfg Advisory, LLC otherCornerstone Wealth Management, LLC otherOtherFeb 9, 2017Mar 1, 2017
Marney SkinnerRfg Advisory, LLC otherJ.P. Morgan Securities LLC wirehouseOtherDec 16, 2016Jan 5, 2017
Hamilton Perkins Bouchelle PoynorRfg Advisory, LLC otherLPL Financial LLC otherOtherNov 30, 2016Nov 30, 2016
David SchrollRfg Advisory, LLC otherWoodbury Financial Services, Inc. otherOtherOct 21, 2016Dec 5, 2016 (45 d)
Jason R. LutzRfg Advisory, LLC otherCetera Investment Advisers LLC otherOtherAug 10, 2016Aug 29, 2016
Jordan Chase HornRfg Advisory, LLC otherMorgan Stanley wirehouseOtherMay 24, 2016May 20, 2016
Dennis Walter BielikRfg Advisory, LLC otherCharles Schwab & Co., Inc. national BDOtherApr 12, 2016Jun 15, 2016 (64 d)
Jamin Colin KirkwoodRfg Advisory, LLC otherSecure Financial Management independent RIAOtherMar 3, 2016Feb 23, 2016
Jon Benjamin DixonRfg Advisory, LLC otherCambridge Investment Research Advisors, Inc. otherOtherOct 13, 2015Oct 12, 2015
Garry Charles HillRfg Advisory, LLC otherCambridge Investment Research Advisors, Inc. otherOtherSep 18, 2015Sep 30, 2015
David Ashley LaddRfg Advisory, LLC otherTruist Advisory Services, Inc. no RAUMOtherApr 28, 2015Jun 20, 2016 (419 d)
James Terry BetheaRfg Advisory, LLC otherSecurities America Advisors, Inc. otherOtherFeb 17, 2015Feb 16, 2015
Frederick Lawrence AngstRfg Advisory, LLC otherSecurities America Advisors, Inc. otherOtherFeb 17, 2015Feb 17, 2015
Robert Morris GlasgowRfg Advisory, LLC otherHhm Wealth Advisors, LLC otherOtherSep 24, 2014Jan 26, 2015 (124 d)
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74 moves match.