DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rothschild Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Harrison Stringfellow | Rothschild Wealth LLC independent RIA | Vestgen Advisors, LLC independent RIA | RIA to RIA | May 8, 2025 | May 27, 2025 |
| Ann Elizabeth Gunst | Rothschild Wealth LLC independent RIA | Trustmont Advisory Group, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 24, 2025 | Jan 27, 2025 |
| Belinda Marie Lusk | Rothschild Wealth LLC independent RIA | Compass Financial Management LLC independent RIA | RIA to RIA | Mar 6, 2024 | Oct 24, 2023 |
| Gery Joseph Sadzewicz | Rothschild Wealth LLC independent RIA | Bridgeportfolio, Inc. unclassified | Other | Jan 25, 2024 | Apr 19, 2012 |
| Gregory Steven Johnson | Rothschild Wealth LLC independent RIA | Paradigm Wealth Management, LLC independent RIA | RIA to RIA | Sep 5, 2023 | Sep 1, 2023 |
| Kevin Vincent Cooney | Rothschild Wealth LLC independent RIA | Paradigm Wealth Management, LLC independent RIA | RIA to RIA | Sep 5, 2023 | Sep 6, 2023 |
| Mark Alan Fleming | Rothschild Wealth LLC independent RIA | Paradigm Wealth Management, LLC independent RIA | RIA to RIA | Sep 5, 2023 | Sep 1, 2023 |
| James Robert Davenport | Rothschild Wealth LLC independent RIA | Compass Financial Management LLC independent RIA | RIA to RIA | Sep 5, 2023 | Sep 7, 2023 |
| Joseph Lee Moses | Rothschild Wealth LLC independent RIA | Halo Investment Services, LLC no RAUM | RIA to a newly registered adviser | Aug 9, 2023 | Aug 9, 2023 |
| Alexander Rabinovich | Rothschild Wealth LLC independent RIA | Halo Investment Services, LLC no RAUM | RIA to a newly registered adviser | Aug 9, 2023 | Aug 8, 2023 |
| Dennis Monohan | Rothschild Wealth LLC independent RIA | Halo Investment Services, LLC no RAUM | RIA to a newly registered adviser | Aug 9, 2023 | Aug 8, 2023 |
| Frank Thomas Madalone | Rothschild Wealth LLC independent RIA | Halo Investment Services, LLC no RAUM | RIA to a newly registered adviser | Aug 9, 2023 | Aug 18, 2023 |
| Christopher John Sullivan | Rothschild Wealth LLC independent RIA | Halo Investment Services, LLC no RAUM | RIA to a newly registered adviser | Aug 9, 2023 | Aug 11, 2023 |
| Daniel Christopher Gorman | Rothschild Wealth LLC independent RIA | Halo Investment Services, LLC no RAUM | RIA to a newly registered adviser | Aug 9, 2023 | Aug 8, 2023 |
| Terrence Patrick Hawkins | Rothschild Wealth LLC independent RIA | Halo Investment Services, LLC no RAUM | RIA to a newly registered adviser | Aug 9, 2023 | Aug 8, 2023 |
| Chloe Anne Leitzke | Rothschild Wealth LLC independent RIA | Halo Investment Services, LLC no RAUM | RIA to a newly registered adviser | Aug 9, 2023 | Aug 8, 2023 |
| Daniel Barrett Hennig | Rothschild Wealth LLC independent RIA | Halo Investment Services, LLC no RAUM | RIA to a newly registered adviser | Aug 9, 2023 | Aug 8, 2023 |
| Ian James Zindel | Rothschild Wealth LLC independent RIA | Halo Investment Services, LLC no RAUM | RIA to a newly registered adviser | Aug 9, 2023 | Aug 8, 2023 |
| James Clifford Edelmann | Rothschild Wealth LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2023 | Jul 18, 2023 (57 d) |
| John C Ericson | Rothschild Wealth LLC independent RIA | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2023 | Jan 22, 2025 (611 d) |
| Dennis G O'Malley | Rothschild Wealth LLC independent RIA | The Invictus Collective, LLC independent RIA | RIA to RIA | May 22, 2023 | Jul 19, 2023 (58 d) |
| Anthony Gedwill | Rothschild Wealth LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2023 | Sep 9, 2024 (476 d) |
| Kevin Jordan Graham | Rothschild Wealth LLC independent RIA | Zacks Investment Management, Inc. mixed wealth | RIA to RIA | May 15, 2023 | Nov 2, 2023 (171 d) |
| Zachary Draus | Rothschild Wealth LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2022 | Jun 6, 2022 |
| Ryan Keith Vest | Rothschild Wealth LLC independent RIA | Millington Financial Advisors, LLC independent RIA | RIA to RIA | Jul 25, 2018 | Jul 9, 2019 (349 d) |
| Britton Hill Reynolds | Rothschild Wealth LLC other | Premise Capital, LLC no RAUM | Other | Dec 31, 2017 | Jun 4, 2012 |
| Alejandro Jose Luna | Rothschild Wealth LLC other | UBS Financial Services Inc. wirehouse | Other | Oct 19, 2017 | Oct 27, 2017 |
| Lenny Ray Martinez | Rothschild Wealth LLC other | Secure Investment Management, LLC other | Other | Aug 12, 2016 | Sep 28, 2016 (47 d) |
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28 moves match.