DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investment Centers Of America, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lori Jane MillerInvestment Centers Of America, Inc. otherMsi Financial Services, Inc. otherOtherDec 8, 2008Dec 19, 2008
Ronald Gary NeemsInvestment Centers Of America, Inc. otherAdvice And Planning Services otherOtherNov 10, 2008Dec 3, 2008
Valerie Desiree BlackInvestment Centers Of America, Inc. otherAmeriprise Financial Services, LLC national BDOtherOct 13, 2008Dec 16, 2013 (1890 d)
Douglas Lee VangilderInvestment Centers Of America, Inc. otherLegend Advisory, LLC otherOtherSep 23, 2008Sep 19, 2008
James Vasil LongInvestment Centers Of America, Inc. otherMorgan Stanley & Co. LLC unclassifiedOtherSep 22, 2008Sep 19, 2008
Karla Jill BrownInvestment Centers Of America, Inc. otherCetera Advisor Networks LLC otherOtherJul 10, 2008Jul 28, 2008
Cary Duane StrohmeyerInvestment Centers Of America, Inc. otherCetera Investment Advisers LLC otherOtherJul 2, 2008Jul 9, 2008
Sandra Kay KingInvestment Centers Of America, Inc. otherNpb Financial Group, LLC otherOtherJan 22, 2008Jan 23, 2008
Stuart Allen PiphoInvestment Centers Of America, Inc. otherValic Financial Advisors, Inc. otherOtherNov 5, 2007Jan 7, 2017 (3351 d)
Dean Merlin NeuharthInvestment Centers Of America, Inc. otherThrivent Investment Management Inc. otherOtherJul 16, 2007Dec 19, 2013 (2348 d)
Nathan Spencer HildreInvestment Centers Of America, Inc. otherUBS Financial Services Inc. wirehouseOtherApr 11, 2007May 7, 2007
Joel Kent WilkinsonInvestment Centers Of America, Inc. otherRaymond James Financial Services, Inc. unclassifiedOtherJan 23, 2007Jan 24, 2007
Michael J. MullerInvestment Centers Of America, Inc. otherWells Fargo Investments, LLC unclassifiedOtherJan 5, 2007Jan 5, 2007
George David LeidelInvestment Centers Of America, Inc. otherUvest Financial Services Group, Inc. unclassifiedOtherOct 10, 2006Sep 7, 2006
Michael Todd ShinnInvestment Centers Of America, Inc. otherSorrento Pacific Financial, LLC otherOtherMar 1, 2006Mar 22, 2006
James Francis LohnesInvestment Centers Of America, Inc. otherGreat American Advisors, Inc. otherOtherJan 12, 2006Aug 18, 2006 (218 d)
Bradley Scott JohannesInvestment Centers Of America, Inc. otherCetera Investment Services LLC otherOtherNov 29, 2005Apr 17, 2006 (139 d)
Douglas Kyle MclemoreInvestment Centers Of America, Inc. otherAdvisor Resource Council no RAUMOtherAug 17, 2005Jul 9, 2012 (2518 d)
David Craig CollinsInvestment Centers Of America, Inc. otherLegend Advisory, LLC otherOtherApr 27, 2005Apr 20, 2005
James JonesInvestment Centers Of America, Inc. otherUBS Financial Services Inc. wirehouseOtherApr 19, 2004Apr 16, 2004
Thad Dean WolgamottInvestment Centers Of America, Inc. otherEdward Jones national BDOtherMar 16, 2004Nov 2, 2006 (961 d)
Barton Freeze GunterInvestment Centers Of America, Inc. otherBanc One Securities Corporation unclassifiedOtherNov 14, 2003Nov 19, 2003
Dwight Lewis PiggInvestment Centers Of America, Inc. otherLPL Financial LLC otherOtherJan 16, 2003Jan 6, 2003
Bradley James EricksonInvestment Centers Of America, Inc. otherCetera Investment Services LLC otherOtherJun 19, 2002Jul 3, 2002
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264 moves match.