DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Archford Capital Strategies, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Franklin MaherArchford Capital Strategies, LLC independent RIAValmark Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2026Sep 1, 2026
Edwin KeiserArchford Capital Strategies, LLC independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseDec 5, 2025Jan 12, 2026 (38 d)
Lauren Nicole RandazzoArchford Capital Strategies, LLC independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankOct 24, 2024Oct 29, 2024
Deanna LoescheArchford Capital Strategies, LLC independent RIAWells Fargo Advisors wirehouseRIA to wirehouseMar 26, 2024Dec 9, 2024 (258 d)
Deborah Marie SanteArchford Capital Strategies, LLC independent RIA&Partners independent RIARIA to RIAOct 21, 2022Sep 17, 2024 (697 d)
Zachary John JoinerArchford Capital Strategies, LLC independent RIAMeredith Wealth Planning independent RIARIA to RIAFeb 9, 2021Jul 13, 2021 (154 d)
William Patrick DavisArchford Capital Strategies, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 19, 2020Nov 30, 2020
Ashlee Nicole OgrzewallaArchford Capital Strategies, LLC independent RIAPentegra Investors, Inc. institutionalOtherAug 14, 2019Sep 24, 2019 (41 d)
Craig Allen TobermanArchford Capital Strategies, LLC independent RIAToberman Becker Wealth, LLC independent RIARIA to RIADec 31, 2018Sep 17, 2020 (626 d)
Jerry Lee WestArchford Capital Strategies, LLC independent RIAMoneta Group Investment Advisors, LLC independent RIARIA to RIAMay 23, 2018May 29, 2018
John Roland RussoArchford Capital Strategies, LLC independent RIARubinbrown Advisors LLC otherOtherMay 23, 2018Jun 6, 2018
Chad Allen StafkoArchford Capital Strategies, LLC otherAssociated Investment Services, Inc. otherOtherAug 16, 2017Aug 17, 2017
Joshua Elliot AndersonArchford Capital Strategies, LLC otherEdward Jones national BDOtherApr 29, 2016May 18, 2016
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13 moves match.